Insider trading report: Insider Sale on November 14, 2017

This page lists insider stock sales reported to U.S. Securities and Exchange Commission (SEC) on November 14, 2017. To query the history of insider trading activities (stock purchases, sales, and option exercises) for a particular company, use the Issuer column. For insider stock purchases reported on this day see insider trading report: insider purchases reported on November 14, 2017.


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Insider stock sales reported on November 14, 2017
Symbol Issuer   Shares     Price     Value($)  
ABDC Alcentra Capital Corp 1st time Echausse Paul J 15,000 7.32 109,800 2017-11-10
   Echausse Paul J 10,000 7.45 74,500 2017-11-09
ADRO Aduro Biotech, Inc. 1st time Isaacs Stephen T (President and CEO) 3,400 8.00 27,213 2017-11-13
   Isaacs Stephen T (President and CEO) 16,400 7.96 130,511 2017-11-10
   Brockstedt Dirk G. (EVP of Research and Dev.) 4,062 8.00 32,496 2017-11-13
   Brockstedt Dirk G. (EVP of Research and Dev.) 1,815 8.01 14,543 2017-11-10
AEHR Aehr Test Systems 1st time Hendrickson David S (VP OF ENGINEERING) 5,000 3.10 15,500 2017-11-14
AEIS Advanced Energy Industries Inc 1st time Ball Frederick (Director) 4,000 83.51 334,040 2017-11-10
AGC Advent Claymore Convertible Securities & Income Fund Ii 1st time Advent Capital Management /de/ 10,000 6.02 60,190 2017-11-13
   Maitland Tracy V (Chairman, President & CEO) 10,000 6.02 60,190 2017-11-13
AHL Aspen Insurance Holdings Ltd 1st time Postlewhite Stephen (CEO Aspen Insurance) 1,200 41.62 49,944 2017-11-13
ALGN Align Technology Inc 1st time Tay Julie (VP, Asia Pacific) 3,500 253.00 885,500 2017-11-13
ALL Allstate Corp 1st time Gupta Suren (Other) 103,242 98.61 10,180,177 2017-11-10
AMBR Amber Road, Inc. 1st time Cooke Albert C Iii (VP, Global Sales) 1,264 7.00 8,848 2017-11-13
   Cooke Albert C Iii (VP, Global Sales) 2,918 7.13 20,805 2017-11-10
AMGN Amgen Inc 1st time Harper Sean E (EVP, Research & Development) 1,525 171.58 261,659 2017-11-13
AN Autonation, Inc. 1st time Iserman Lance E (EVP, Sales & COO) 5,886 52.46 308,773 2017-11-10
ANSS Ansys Inc 1st time Thurk Michael 4,000 .00 0 2017-11-10
APTI Apptio Inc 1st time Morrow John C (See Remarks) 37 22.50 832 2017-11-10
ARRS Arris International Plc 1st time Robinson Lawrence (PRES, CONSUMER PREMISES GROUP) 9,000 28.54 256,869 2017-08-07
ATRA Atara Biotherapeutics, Inc. 1st time Ciechanover Isaac E. (Chief Executive Officer) 2,200 13.41 29,502 2017-11-14
   Ciechanover Isaac E. (Chief Executive Officer) 2,200 13.53 29,766 2017-11-13
AXL American Axle & Manufacturing Holdings Inc 1st time Easton Loren S. 15,000,000 17.37 260,550,000 2017-11-10
BANR Banner Corp 1st time Rust Steven W (Executive VP, Banner Bank) 82 55.27 4,532 2017-11-14
BHVN Biohaven Pharmaceutical Holding Co Ltd. 1st time Engelhart James (Chief Financial Officer) 8,938 26.28 234,890 2017-11-10
   Engelhart James (Chief Financial Officer) 21,600 26.82 579,204 2017-11-09
   Berman Robert (Chief Medical Officer) 27,423 26.80 734,799 2017-11-09
   Berman Robert (Chief Medical Officer) 46,587 25.89 1,205,904 2017-11-13
   Berman Robert (Chief Medical Officer) 33,664 24.75 833,352 2017-11-14
   Berman Robert (Chief Medical Officer) 52,326 26.31 1,376,697 2017-11-10
BJRI Bjs Restaurants Inc 1st time Walsh Patrick 10,000 31.00 310,010 2017-11-10
BL Blackline, Inc. 1st time Spanicciati Mario (Chief Marketing Officer) 12,750 35.45 451,987 2017-11-13
BLUE Bluebird Bio, Inc. 1st time Walsh Jeffrey T. (Chief Financial) 9,900 149.56 1,480,624 2017-11-10
BURL Burlington Stores, Inc. 1st time Kingsbury Thomas (President & CEO) 20,000 99.18 1,983,600 2017-11-10
CAA Calatlantic Group, Inc. 1st time Nicholson Larry T (President & CEO) 100,000 51.94 5,193,800 2017-11-14
CACI Caci International Inc /de/ 1st time Wallace William S (Director) 91 124.05 11,288 2017-11-14
CADE Cadence Bancorporation 1st time Cadence Bancorp, Llc (10% Owner) 9,500,000 22.00 209,000,000 2017-11-13
CB Chubb Ltd 1st time Ringsted Sean (EVP, Chief Risk Officer and*) 28,730 151.42 4,350,382 2017-11-10
CBAY Cymabay Therapeutics, Inc. 1st time Emster Kurt Von 50,048 9.26 463,394 2017-11-10
CDEV Centennial Resource Development, Inc. 1st time Lapeyre Pierre F Jr (10% Owner) 21,505,417 19.95 429,033,069 2017-11-09
   Silver Run Sponsor Manager, Llc (10% Owner) 21,505,417 19.95 429,033,069 2017-11-09
   Riverstone/gower Mgmt Co Holdings, L.p. (10% Owner) 21,505,417 19.95 429,033,069 2017-11-09
CDNS Cadence Design Systems Inc 1st time Wall John M (Sr. VP & CFO) 750 43.83 32,872 2017-11-13
CDW Cdw Corp 1st time Rother Christina V. (See Remarks) 7,702 66.71 513,800 2017-11-10
CHE Chemed Corp 1st time Westfall Nicholas Michael (Executive Vice President) 10,000 231.00 2,310,000 2017-11-13
CJ C&j Energy Services, Inc. 1st time Keppler Ed (See Remarks) 3,500 30.21 105,735 2017-11-13
CL Colgate Palmolive Co 1st time Wallace Noel R. (COO, Glbl. Innov.&Gwth&Hill's) 5,465 73.24 400,256 2017-11-10
CLCT Collectors Universe Inc 1st time Hall David G (President) 13,500 25.90 349,596 2017-11-13
   Hall David G (President) 6,500 26.42 171,723 2017-11-10
CMA Comerica Inc /new/ 1st time Ritchie Michael T (Executive Vice President) 4,596 75.08 345,081 2017-11-10
   Moore Christine M (EVP and General Auditor) 3,200 75.06 240,208 2017-11-10
COHR Coherent Inc 1st time Dimarco Bret (Exec VP & General Counsel) 1,195 301.82 360,673 2017-11-14
COST Costco Wholesale Corp /new 1st time Mckay John D (Executive Vice President) 8,111 172.78 1,401,418 2017-11-13
COUP Coupa Software Inc 1st time Winter Steven M (Chief Revenue Officer) 11,336 33.14 375,720 2017-11-13
   Tiscornia Anthony D (Principal Accounting Officer) 781 33.18 25,913 2017-11-13
CPF Central Pacific Financial Corp 1st time Martines Arnold D (Executive Vice President) 200 29.29 5,858 2017-11-13
   Martines Arnold D (Executive Vice President) 1,000 29.69 29,690 2017-11-14
CRCM Care.com Inc 1st time Echenberg Michael (Chief Financial Officer) 11,500 17.76 204,251 2017-11-10
CRI Carters Inc 1st time Casey Michael Dennis (Chairman and CEO) 26,524 101.50 2,692,318 2017-11-13
CRM Salesforce Com Inc 1st time Block Keith (Vice Chairman, Pres. and COO) 10,000 105.43 1,054,300 2017-11-14
   Harris Parker (Co-Founder and CTO) 8,026 106.12 851,719 2017-11-14
DAIO Data I/o Corp 1st time Gallenberger Mark J 12,332 11.50 141,818 2017-11-13
   Gallenberger Mark J 704 11.50 8,096 2017-11-10
DIOD Diodes Inc /del/ 1st time Lite-on Semiconductor Corp (10% Owner) 1,379 32.00 44,128 2017-11-10
   King Mark A (SVP Sales & Marketing) 9,289 31.84 295,771 2017-11-10
   King Mark A (SVP Sales & Marketing) 880 31.30 27,544 2017-11-13
DUK Duke Energy Corp 1st time Yates Lloyd M (EVPCust&DelivOps;PresCarolinas) 5,000 89.95 449,760 2017-11-13
EBAY Ebay Inc 1st time Doerger Brian J. (VP, Chief Accounting Officer) 4,359 35.75 155,847 2017-11-10
ENV Envestnet, Inc. 1st time D'arrigo Peter (Chief Financial Officer) 30,000 51.93 1,557,900 2017-11-10
   Crager William (President) 4,000 51.48 205,920 2017-11-10
   Bergman Judson (Chief Executive Officer) 20,000 51.48 1,029,599 2017-11-13
EPM Evolution Petroleum Corp 1st time Joe David (SVP & CFO) 7,110 7.50 53,325 2017-11-10
EXPE Expedia, Inc. 1st time Khosrowshahi Dara (Director) 10,590 117.86 1,248,116 2017-11-09
FANG Diamondback Energy, Inc. 1st time Dick Teresa L. (CFO, Exec. VP, Assist. Sec.) 5,000 111.79 558,930 2017-11-10
FARM Farmer Brothers Co 1st time Keown Michael H (PRESIDENT, CEO) 22,000 30.96 681,186 2017-11-10
FCB Fcb Financial Holdings, Inc. 1st time Oran Stuart I (Secretary) 5,905 45.75 270,153 2017-11-09
   Oran Stuart I (Secretary) 5,237 45.76 239,666 2017-11-10
FFIC Flushing Financial Corp 1st time Roe John E Sr (Director) 3,800 27.13 103,094 2017-11-13
   Roe John E Sr (Director) 3,629 26.98 97,910 2017-11-10
FIBK First Interstate Bancsystem Inc 1st time Scott Jonathan R (Director) 25,000 37.33 933,200 2017-11-14
   Scott Jonathan R (Director) 25,000 36.81 920,200 2017-11-10
FIS Fidelity National Information Services, Inc. 1st time Montana Gregory G (Corp EVP - Chief Risk Officer) 58,547 92.54 5,418,115 2017-11-13
FIVN Five9, Inc. 1st time Burkland Michael (CEO, President and Chairman) 600,000 24.05 14,430,000 2017-11-13
FNJN Finjan Holdings, Inc. 1st time Naveh Arad (10% Owner) 4,199 2.10 8,817 2017-11-10
   Naveh Arad (10% Owner) 10,000 2.11 21,100 2017-11-14
FORM Formfactor Inc 1st time Ludwig Michael M (SR VP, CFO) 16,845 17.50 294,821 2017-11-13
FRPT Freshpet, Inc. 1st time Macchiaverna Stephen (Sr. VP, Controller, Secretary) 4,946 17.34 85,783 2017-11-13
   Morris Scott James (President and COO) 312 17.35 5,413 2017-11-13
   Morris Scott James (President and COO) 9,688 17.32 167,844 2017-11-14
   Morris Scott James (President and COO) 10,000 17.20 172,000 2017-11-10
GDPM Goodrich Petroleum Corp 1st time Franklin Resources Inc (10% Owner) 5,700 11.05 63,013 2017-11-10
   Franklin Resources Inc (10% Owner) 13,704 10.77 147,633 2017-11-13
GNE Genie Energy Ltd. 1st time Courter James A (Director) 5,000 5.24 26,200 2017-11-13
GRUB Grubhub Inc. 1st time Maloney Matthew M. (CEO and President) 1,346 63.00 84,798 2017-11-10
GULTU Gulf Coast Ultra Deep Royalty Trust 1st time Miller Lloyd I Iii (10% Owner) 107,600 .03 3,550 2017-11-13
HAE Haemonetics Corp 1st time Foote Susan Bartlett (Director) 16,926 54.22 917,727 2017-11-10
HCHC Hc2 Holdings, Inc. 1st time Herbst Suzi R (Chief Administrative Officer) 5,303 4.99 26,483 2017-11-13
HF Hff, Inc. 1st time Tepedino Michael (Executive Managing Director) 8,542 43.82 374,310 2017-11-13
   Tepedino Michael (Executive Managing Director) 401 44.00 17,644 2017-11-10
HFWA Heritage Financial Corp /wa/ 1st time Clees John A 1,000 30.00 30,005 2017-11-14
HII Huntington Ingalls Industries, Inc. 1st time Wyatt D R (Corp VP & Treasurer) 800 240.33 192,264 2017-11-13
HSY Hershey Co 1st time Wege D Michael (SVP, Chief Admin Officer) 15,517 108.17 1,678,535 2017-11-13
ICHR Ichor Holdings, Ltd. 1st time Rohrs Thomas M (CEO and Chairman) 130,767 27.85 3,641,860 2017-11-13
IIIN Insteel Industries Inc 1st time Newsome Charles B 130 25.57 3,324 2017-11-14
IONS Ionis Pharmaceuticals Inc 1st time Klein Joseph Iii (Director) 3,000 55.39 166,170 2017-11-13
IPHI Inphi Corp 1st time Torten Ron (Sr. VP of Operations & IT) 3,226 40.33 130,104 2017-11-13
   Roach Charles (V.P. of Worldwide Sales) 14,000 40.50 566,958 2017-11-13
ISRG Intuitive Surgical Inc 1st time Smith Lonnie M (Director) 580 386.76 224,320 2017-11-10
JGWE J.g. Wentworth Co 1st time Gendal Steven K. (10% Owner) 2,047,213 .02 42,991 2017-11-10
   Buick Alan Jeffrey Jr. 2,311,589 .02 46,231 2017-11-10
KELYA Kelly Services Inc 1st time Corona George S (President & CEO) 3,000 28.06 84,171 2017-11-13
KLAC Kla Tencor Corp 1st time Trafas Brian M. (Executive Vice President) 640 101.52 64,972 2017-11-13
   Khan Ahmad A. (EVP) 3,652 102.20 373,234 2017-11-10
LC Lendingclub Corp 1st time Sanborn Scott (CEO) 47,273 4.23 199,775 2017-11-13
LGIH Lgi Homes, Inc. 1st time Sansbury Bryan Christopher 23,101 63.28 1,461,831 2017-11-10
LSCC Lattice Semiconductor Corp 1st time Milstead Byron Wayne (VP Corp, General Counsel) 16,082 6.45 103,744 2017-11-10
MAN Manpowergroup Inc. 1st time Buchband Richard (SVP, General Counsel) 2,059 126.48 260,422 2017-11-13
MAR Marriott International Inc /md/ 1st time Ryan Edward A (EVP & Gen. Counsel) 6,550 120.40 788,620 2017-11-13
MAS Masco Corp /de/ 1st time Van Lokeren Mary Ann (Director) 16,850 38.84 654,538 2017-11-13
MASI Masimo Corp 1st time Lee Yongsam (EVP & CIO) 100 89.04 8,904 2017-11-10
MCOA Marijuana Co Of America, Inc. 1st time Steinberg Donald J (President) 1,000,000 .02 22,000 2017-11-14
   Steinberg Donald J (President) 1,000,000 .02 24,000 2017-11-10
   Steinberg Donald J (President) 500,000 .02 12,000 2017-11-09
   Steinberg Donald J (President) 1,000,000 .02 23,000 2017-11-13
MCRI Monarch Casino & Resort Inc 1st time Farahi Bob (President) 4,000 45.40 181,600 2017-11-13
   Farahi Bob (President) 2,020 45.53 91,970 2017-11-10
   Farahi Bob (President) 4,000 45.51 182,040 2017-11-09
   Farahi Bob (President) 91 46.20 4,204 2017-11-08
MITK Mitek Systems Inc 1st time Hansen Bruce Edward 50,000 9.16 457,850 2017-11-10
   Gray Jason (GC, Secretary & Admin Officer) 12,211 9.13 111,486 2017-11-10

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