Insider Stock Trading History of Rosenstock Richard J


The following table details the trading activities (stock purchases, stock sales, and stock option exercises) reported to the Securities and Exchange Commission (SEC) by insider Rosenstock Richard J since year 2005. The trader's CIK number is 1044006. At the time of this reporting, Rosenstock Richard J is the Director of Ladenburg Thalmann Financial Services Inc . (stock ticker symbol LTS). See this page for all insider trading activities at Ladenburg Thalmann Financial Services Inc .


Stock purchases, sales, and option exercises reported by insider Rosenstock Richard J since 2005.
  Trade Date   Symbol Company Name (Issuer) Trade Type     Shares       Price ($)   Value ($)
2014-12-11 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 3.73 18,630
2014-05-21 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 2.68 13,425
2014-05-09 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 2.70 13,485
2014-04-11 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 2.68 13,400
2014-03-14 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 2.99 14,935
2014-01-13 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 2.95 14,765
2013-08-15 LTS Ladenburg Thalmann Financial Services Inc Buy 20,000 1.67 33,400
2013-05-24 LTS Ladenburg Thalmann Financial Services Inc Buy 2,000 25.00 50,000
2013-04-15 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.44 7,200
2013-04-04 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.60 8,000
2013-03-20 LTS Ladenburg Thalmann Financial Services Inc Buy 3,234 1.66 5,384
2013-03-21 LTS Ladenburg Thalmann Financial Services Inc Buy 6,766 1.69 11,434
2012-11-14 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.15 5,750
2012-11-09 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.28 6,425
2012-10-10 LTS Ladenburg Thalmann Financial Services Inc Buy 10,000 1.25 12,500
2012-08-15 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.33 6,650
2012-05-24 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.52 7,600
2012-05-15 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.46 7,300
2012-04-13 LTS Ladenburg Thalmann Financial Services Inc Buy 4,000 1.64 6,560
2012-04-09 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.72 8,600
2012-03-23 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.86 9,300
2012-01-04 LTS Ladenburg Thalmann Financial Services Inc Option Ex 250,000 .88 220,000
2011-11-10 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.70 8,500
2011-10-06 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.49 7,450
2011-09-07 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.60 8,000
2011-08-25 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.60 8,025
2011-08-18 LTS Ladenburg Thalmann Financial Services Inc Buy 25,000 1.34 33,600
2011-05-27 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.26 6,324
2011-05-16 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.16 5,825
2011-04-01 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.17 5,850
2011-03-15 LTS Ladenburg Thalmann Financial Services Inc Buy 10,000 1.03 10,300
2011-01-07 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.20 6,000
2010-11-18 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.27 6,350
2010-10-07 LTS Ladenburg Thalmann Financial Services Inc Buy 2,500 1.13 2,824
2010-10-01 LTS Ladenburg Thalmann Financial Services Inc Buy 50,000 1.00 50,000
2010-04-01 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 .90 4,475
2010-03-24 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 .97 4,850
2009-12-09 LTS Ladenburg Thalmann Financial Services Inc Buy 50,000 .55 27,500
2009-11-13 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 .64 3,225
2009-10-09 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 .70 3,474
2009-09-02 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 .67 3,350
2009-06-30 LTS Ladenburg Thalmann Financial Services Inc Buy 78 .54 42
2009-06-29 LTS Ladenburg Thalmann Financial Services Inc Buy 4,922 .53 2,608
2009-06-10 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 .71 3,550
2009-05-28 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 .75 3,750
2009-03-18 LTS Ladenburg Thalmann Financial Services Inc Buy 10,000 .60 6,000
2008-04-01 LTS Ladenburg Thalmann Financial Services Inc Sale 1,500,000 1.80 2,700,000
2007-12-13 LTS Ladenburg Thalmann Financial Services Inc Buy 5,000 1.92 9,575
2007-11-27 LTS Ladenburg Thalmann Financial Services Inc Buy 143 1.94 276
2007-11-26 LTS Ladenburg Thalmann Financial Services Inc Buy 4,857 1.88 9,106
2007-11-13 LTS Ladenburg Thalmann Financial Services Inc Buy 10,450 1.84 19,228
2007-11-14 LTS Ladenburg Thalmann Financial Services Inc Buy 9,550 1.93 18,393
2007-01-08 LTS Ladenburg Thalmann Financial Services Inc Buy 10,000 1.20 12,000
2007-01-03 LTS Ladenburg Thalmann Financial Services Inc Buy 15,000 1.22 18,240
2006-12-29 LTS Ladenburg Thalmann Financial Services Inc Buy 20,000 1.26 25,099
2006-04-27 LTS Ladenburg Thalmann Financial Services Inc Buy 100,000 .45 45,000

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Rosenstock Richard J (Director of Ladenburg Thalmann Financial Services Inc at the time of this reporting) see the Securities and Exchange Commission (SEC) website.