Insider Stock Trading History of Ubs Ag


The following table details the trading activities (stock purchases, stock sales, and stock option exercises) reported to the Securities and Exchange Commission (SEC) by insider Ubs Ag since year 2005. The trader's CIK number is 1114446. At the time of this reporting, Ubs Ag is the 10% Owner of Eaton Vance Senior Floating Rate Trust . (stock ticker symbol EFR). See this page for all insider trading activities at Eaton Vance Senior Floating Rate Trust .

Note that in the past UBS AG also reported insider trading activities as an insider of the following companies:
Stock purchases, sales, and option exercises reported by insider Ubs Ag since 2005.
  Trade Date   Symbol Company Name (Issuer) Trade Type     Shares       Price ($)   Value ($)
2014-04-02 EFR Eaton Vance Senior Floating Rate Trust Buy 2 .00 0
2014-03-14 FTF Franklin Templeton Ltd Duration Income Trust Sale 1 .00 0
2014-02-25 PFN Pimco Floating Rate Strategy Fund Buy 1 .00 0
2014-02-25 PTY Pimco Corporate Opportunity Fund Buy 1 .00 0
2014-02-25 EVF Eaton Vance Senior Income Trust Buy 1 .00 0
2014-02-03 PFN Pimco Floating Rate Strategy Fund Buy 1 .00 0
2013-11-12 EFR Eaton Vance Senior Floating Rate Trust Buy 1 .00 0
2013-11-08 AKP Alliance California Municipal Income Fund Buy 1 .00 0
2013-10-18 NCV Nicholas Applegate Convertible & Income Fund Buy 1 .00 0
2013-06-19 EVV Eaton Vance Ltd Duration Income Fund Buy 4 .00 0
2011-04-14 DUNR Dune Energy Inc Sale 700 .83 581
2011-04-13 DUNR Dune Energy Inc Sale 17,860 .82 14,680
2011-04-13 DUNR Dune Energy Inc Buy 17,860 .82 14,680
2011-04-14 DUNR Dune Energy Inc Buy 700 .83 581
2011-01-14 DUNR Dune Energy Inc Sale 86,150 1.01 86,753
2011-01-10 DUNR Dune Energy Inc Sale 108,431 .86 93,359
2011-01-11 DUNR Dune Energy Inc Sale 28,850 .85 24,522
2010-10-06 DUNR Dune Energy Inc Sale 223,431 .10 22,343
2010-04-29 DNE Dune Energy Inc Sale 342,971 .36 121,754
2010-01-07 DNE Dune Energy Inc Sale 19,025 .25 4,775
2010-01-06 DNE Dune Energy Inc Sale 81,506 .25 20,458
2009-12-02 DNE Dune Energy Inc Sale 200,000 .30 60,000
2009-11-19 DNE Dune Energy Inc Sale 267,898 .10 25,450
2009-11-17 DNE Dune Energy Inc Sale 114,129 .10 11,527
2009-11-18 DNE Dune Energy Inc Sale 142,700 .10 13,841
2008-04-10 IGC India Globalization Capital, Inc. Buy 300 4.79 1,437
2008-04-28 IGC India Globalization Capital, Inc. Buy 6,008 4.83 29,018
2008-04-25 IGC India Globalization Capital, Inc. Buy 4,700 4.75 22,325
2008-04-24 IGC India Globalization Capital, Inc. Buy 3,800 4.80 18,224
2008-04-23 IGC India Globalization Capital, Inc. Buy 300 4.85 1,455
2008-04-22 IGC India Globalization Capital, Inc. Buy 6,000 2.45 14,700
2008-04-14 IGC India Globalization Capital, Inc. Buy 4,300 4.81 20,683
2008-04-15 IGC India Globalization Capital, Inc. Buy 1,000 4.75 4,750
2008-04-16 IGC India Globalization Capital, Inc. Buy 200 4.86 972
2008-05-02 IGC India Globalization Capital, Inc. Buy 4,190 4.81 20,153
2008-05-05 IGC India Globalization Capital, Inc. Buy 200 4.72 944
2008-05-07 IGC India Globalization Capital, Inc. Buy 5,292 4.71 24,925
2008-05-08 IGC India Globalization Capital, Inc. Buy 1,300 4.62 6,012
2008-05-09 IGC India Globalization Capital, Inc. Buy 5,900 4.61 27,199
2008-05-12 IGC India Globalization Capital, Inc. Buy 1,565 4.58 7,167
2008-04-30 IGC India Globalization Capital, Inc. Buy 1,000 4.90 4,900
2008-05-01 IGC India Globalization Capital, Inc. Buy 2,000 4.86 9,720
2008-03-27 IGC India Globalization Capital, Inc. Buy 3,500 4.25 14,875
2008-06-10 IGC India Globalization Capital, Inc. Sale 25 .00 0
2008-06-11 IGC India Globalization Capital, Inc. Sale 3,600 3.48 12,538
2008-06-09 IGC India Globalization Capital, Inc. Sale 2,500 5.54 13,839
2008-06-12 IGC India Globalization Capital, Inc. Sale 17,635 5.48 96,639
2008-04-01 IGC India Globalization Capital, Inc. Buy 500 4.24 2,120
2008-04-02 IGC India Globalization Capital, Inc. Buy 200 4.35 869
2008-04-03 IGC India Globalization Capital, Inc. Buy 1,000 4.44 4,445
2008-04-04 IGC India Globalization Capital, Inc. Buy 800 4.50 3,600
2008-04-07 IGC India Globalization Capital, Inc. Buy 475 4.50 2,137
2008-04-09 IGC India Globalization Capital, Inc. Buy 3,800 4.76 18,069
2008-03-20 IGC India Globalization Capital, Inc. Buy 2,800 4.05 11,340
2008-03-24 IGC India Globalization Capital, Inc. Buy 200 4.50 900
2008-03-25 IGC India Globalization Capital, Inc. Buy 1,159 4.22 4,885
2008-03-26 IGC India Globalization Capital, Inc. Buy 31 4.48 138
2008-06-06 IGC India Globalization Capital, Inc. Sale 200 5.75 1,150
2008-05-13 IGC India Globalization Capital, Inc. Buy 1,752 4.64 8,134
2008-04-23 IGC India Globalization Capital, Inc. Sale 300 4.85 1,455
2008-04-24 IGC India Globalization Capital, Inc. Sale 3,500 4.82 16,870
2008-04-25 IGC India Globalization Capital, Inc. Sale 1,600 4.76 7,608
2008-04-28 IGC India Globalization Capital, Inc. Sale 6,008 4.83 29,018
2008-04-10 IGC India Globalization Capital, Inc. Sale 300 4.79 1,437
2008-04-14 IGC India Globalization Capital, Inc. Sale 4,300 4.81 20,683
2008-04-15 IGC India Globalization Capital, Inc. Sale 1,000 4.75 4,750
2008-05-01 IGC India Globalization Capital, Inc. Sale 2,000 4.86 9,720
2008-05-02 IGC India Globalization Capital, Inc. Sale 4,190 4.84 20,267
2008-05-05 IGC India Globalization Capital, Inc. Sale 200 4.72 944
2008-05-07 IGC India Globalization Capital, Inc. Sale 5,292 4.71 24,925
2008-05-08 IGC India Globalization Capital, Inc. Sale 1,300 4.62 6,012
2008-05-09 IGC India Globalization Capital, Inc. Sale 5,900 4.61 27,199
2008-05-12 IGC India Globalization Capital, Inc. Sale 1,565 4.58 7,167
2008-05-13 IGC India Globalization Capital, Inc. Sale 1,952 4.67 9,108
2008-04-22 IGC India Globalization Capital, Inc. Sale 6,000 2.45 14,700
2008-04-09 IGC India Globalization Capital, Inc. Sale 3,900 4.79 18,681
2008-05-15 IGC India Globalization Capital, Inc. Buy 2,000 4.60 9,200
2008-05-16 IGC India Globalization Capital, Inc. Buy 1,500 4.79 7,185
2008-04-01 IGC India Globalization Capital, Inc. Sale 500 4.24 2,120
2008-04-16 IGC India Globalization Capital, Inc. Sale 200 4.85 969
2008-04-02 IGC India Globalization Capital, Inc. Sale 200 4.35 869
2008-04-03 IGC India Globalization Capital, Inc. Sale 1,000 4.44 4,440
2008-04-04 IGC India Globalization Capital, Inc. Sale 800 4.50 3,600
2008-03-31 IGC India Globalization Capital, Inc. Sale 100 4.32 432
2008-04-07 IGC India Globalization Capital, Inc. Sale 475 4.50 2,137
2008-03-20 IGC India Globalization Capital, Inc. Sale 2,400 4.09 9,823
2008-03-24 IGC India Globalization Capital, Inc. Sale 200 4.50 900
2008-03-25 IGC India Globalization Capital, Inc. Sale 1,000 4.25 4,250
2008-03-26 IGC India Globalization Capital, Inc. Sale 31 4.48 138
2008-03-27 IGC India Globalization Capital, Inc. Sale 3,500 4.25 14,875
2008-04-30 IGC India Globalization Capital, Inc. Sale 1,000 4.90 4,900
2008-05-15 IGC India Globalization Capital, Inc. Sale 2,300 4.67 10,741
2008-06-06 IGC India Globalization Capital, Inc. Sale 2,834 5.57 15,791
2008-05-30 IGC India Globalization Capital, Inc. Sale 590 4.92 2,902
2008-07-14 IGC India Globalization Capital, Inc. Buy 300 4.94 1,482
2008-06-13 IGC India Globalization Capital, Inc. Sale 7,000 5.33 37,310
2008-06-16 IGC India Globalization Capital, Inc. Sale 6,420 5.27 33,833
2008-06-17 IGC India Globalization Capital, Inc. Sale 1,500 2.64 3,952
2008-06-20 IGC India Globalization Capital, Inc. Sale 7,700 4.99 38,423
2008-06-19 IGC India Globalization Capital, Inc. Sale 3,600 5.16 18,576
2008-06-23 IGC India Globalization Capital, Inc. Sale 2,100 4.87 10,227
2008-06-24 IGC India Globalization Capital, Inc. Sale 500 4.87 2,435
2008-06-25 IGC India Globalization Capital, Inc. Sale 7,123 5.07 36,092
2008-06-26 IGC India Globalization Capital, Inc. Sale 1,000 4.86 4,860
2008-06-27 IGC India Globalization Capital, Inc. Sale 500 5.07 2,535
2008-07-10 IGC India Globalization Capital, Inc. Sale 1,250 4.94 6,175
2008-07-03 IGC India Globalization Capital, Inc. Sale 1,700 4.80 8,160
2008-06-30 IGC India Globalization Capital, Inc. Sale 1,000 .00 0
2008-07-11 IGC India Globalization Capital, Inc. Buy 1,550 4.84 7,502
2008-07-09 IGC India Globalization Capital, Inc. Buy 2,826 4.88 13,790
2008-06-30 IGC India Globalization Capital, Inc. Buy 1,000 .00 0
2008-06-16 IGC India Globalization Capital, Inc. Buy 6,260 5.25 32,865
2008-06-17 IGC India Globalization Capital, Inc. Buy 1,300 3.52 4,570
2008-06-20 IGC India Globalization Capital, Inc. Buy 8,100 4.96 40,216
2008-06-19 IGC India Globalization Capital, Inc. Buy 4,400 5.17 22,748
2008-06-23 IGC India Globalization Capital, Inc. Buy 1,600 4.80 7,680
2008-06-13 IGC India Globalization Capital, Inc. Buy 5,200 5.33 27,716
2008-06-23 IGC India Globalization Capital, Inc. Buy 800 4.99 3,992
2008-06-24 IGC India Globalization Capital, Inc. Buy 500 4.87 2,435
2008-06-25 IGC India Globalization Capital, Inc. Buy 5,800 5.05 29,290
2008-06-26 IGC India Globalization Capital, Inc. Buy 600 4.87 2,922
2008-06-27 IGC India Globalization Capital, Inc. Buy 500 5.07 2,535
2008-07-10 IGC India Globalization Capital, Inc. Buy 1,250 4.94 6,175
2008-07-01 IGC India Globalization Capital, Inc. Buy 1,493 4.82 7,196
2008-07-03 IGC India Globalization Capital, Inc. Buy 1,700 4.82 8,194
2008-07-09 IGC India Globalization Capital, Inc. Sale 2,659 4.89 12,991
2008-06-04 IGC India Globalization Capital, Inc. Sale 1,750 5.86 10,262
2008-06-09 IGC India Globalization Capital, Inc. Buy 2,500 5.54 13,839
2008-06-12 IGC India Globalization Capital, Inc. Buy 16,760 5.56 93,185
2008-06-13 IGC India Globalization Capital, Inc. Buy 2,800 5.35 14,979
2008-05-16 IGC India Globalization Capital, Inc. Sale 1,500 4.79 7,185
2008-05-20 IGC India Globalization Capital, Inc. Sale 1,263 4.28 5,411
2008-05-21 IGC India Globalization Capital, Inc. Sale 19,172 4.54 86,964
2008-05-19 IGC India Globalization Capital, Inc. Sale 1,062 4.59 4,874
2008-05-22 IGC India Globalization Capital, Inc. Sale 35,698 5.34 190,698
2008-06-02 IGC India Globalization Capital, Inc. Sale 500 5.24 2,622
2008-05-23 IGC India Globalization Capital, Inc. Sale 3,150 5.11 16,096
2008-05-27 IGC India Globalization Capital, Inc. Sale 5,760 4.99 28,742
2008-05-28 IGC India Globalization Capital, Inc. Sale 400 4.84 1,937
2008-05-29 IGC India Globalization Capital, Inc. Sale 1,040 4.92 5,116
2008-06-02 IGC India Globalization Capital, Inc. Sale 22,739 5.23 118,970
2008-06-03 IGC India Globalization Capital, Inc. Sale 15,423 4.04 62,308
2008-06-11 IGC India Globalization Capital, Inc. Buy 3,600 3.89 14,011
2008-06-10 IGC India Globalization Capital, Inc. Buy 25 .00 0
2008-07-11 IGC India Globalization Capital, Inc. Sale 1,550 4.84 7,494
2008-07-14 IGC India Globalization Capital, Inc. Sale 300 4.94 1,482
2008-05-22 IGC India Globalization Capital, Inc. Buy 38,429 5.22 200,676
2008-05-20 IGC India Globalization Capital, Inc. Buy 1,225 4.13 5,059
2008-05-21 IGC India Globalization Capital, Inc. Buy 17,046 5.04 85,826
2008-05-19 IGC India Globalization Capital, Inc. Buy 1,062 4.59 4,874
2008-05-23 IGC India Globalization Capital, Inc. Buy 3,000 5.16 15,467
2008-05-27 IGC India Globalization Capital, Inc. Buy 3,760 4.94 18,574
2008-05-28 IGC India Globalization Capital, Inc. Buy 1,300 4.86 6,311
2008-06-04 IGC India Globalization Capital, Inc. Buy 2,550 5.90 15,034
2008-05-30 IGC India Globalization Capital, Inc. Buy 590 4.92 2,902
2008-05-29 IGC India Globalization Capital, Inc. Buy 1,040 4.92 5,116
2008-06-02 IGC India Globalization Capital, Inc. Buy 24,315 5.24 127,410
2008-06-03 IGC India Globalization Capital, Inc. Buy 14,723 3.77 55,505
2008-06-06 IGC India Globalization Capital, Inc. Buy 1,500 5.64 8,452
2008-03-26 DNE Dune Energy Inc Buy 8,462 1.71 14,470
2008-03-27 DNE Dune Energy Inc Buy 10,500 1.86 19,477
2008-03-28 DNE Dune Energy Inc Buy 1,200 1.70 2,040
2008-05-23 DNE Dune Energy Inc Buy 2,246 1.07 2,403
2008-02-05 DNE Dune Energy Inc Buy 1,202 1.90 2,283
2008-03-31 DNE Dune Energy Inc Buy 6,150 1.81 11,149
2008-03-26 DNE Dune Energy Inc Buy 500 1.77 885
2008-03-25 DNE Dune Energy Inc Buy 7,600 1.70 12,889
2008-03-24 DNE Dune Energy Inc Buy 2,300 1.74 4,002
2008-03-19 DNE Dune Energy Inc Buy 6,550 1.69 11,069
2008-03-18 DNE Dune Energy Inc Buy 12,082 1.72 20,817
2008-03-20 DNE Dune Energy Inc Buy 300 1.65 495
2007-05-17 DNE Dune Energy Inc Buy 600 2.28 1,367
2008-03-17 DNE Dune Energy Inc Sale 13,900 1.71 23,713
2007-05-11 DNE Dune Energy Inc Buy 50 2.31 115
2008-02-28 DNE Dune Energy Inc Sale 2,500 1.76 4,412
2008-02-25 DNE Dune Energy Inc Sale 695 1.75 1,216
2008-03-07 DNE Dune Energy Inc Sale 20,000 1.55 31,000
2008-03-03 DNE Dune Energy Inc Sale 2,000 1.80 3,600
2008-03-17 DNE Dune Energy Inc Sale 1,100 1.72 1,886
2008-03-14 DNE Dune Energy Inc Sale 100 1.65 165
2008-03-13 DNE Dune Energy Inc Sale 4,393 1.68 7,380
2008-02-07 DNE Dune Energy Inc Sale 2,600 2.02 5,265
2008-03-10 DNE Dune Energy Inc Sale 750 1.58 1,185
2008-02-29 DNE Dune Energy Inc Sale 16,000 1.80 28,800
2007-05-24 DNE Dune Energy Inc Buy 5,600 2.24 12,544
2007-05-23 DNE Dune Energy Inc Buy 400 2.26 903
2007-05-08 DNE Dune Energy Inc Buy 2,200 2.31 5,082
2007-05-07 DNE Dune Energy Inc Buy 2,100 2.29 4,809
2007-05-04 DNE Dune Energy Inc Buy 4,500 2.36 10,620
2007-05-03 DNE Dune Energy Inc Buy 150 2.41 361
2008-03-12 DNE Dune Energy Inc Sale 10,000 1.73 17,300
2008-03-11 DNE Dune Energy Inc Sale 150 1.72 258
2008-01-31 DNE Dune Energy Inc Sale 1,000 1.84 1,840
2008-02-06 DNE Dune Energy Inc Sale 5,000 2.00 10,000
2008-02-05 DNE Dune Energy Inc Sale 2,500 1.95 4,875
2008-01-15 DNE Dune Energy Inc Sale 200 1.97 394
2008-01-11 DNE Dune Energy Inc Sale 4,500 1.80 8,122
2008-01-10 DNE Dune Energy Inc Sale 3,300 1.82 6,006
2007-12-19 DNE Dune Energy Inc Sale 900 1.79 1,611
2007-12-18 DNE Dune Energy Inc Sale 2,643 1.79 4,730
2007-10-26 DNE Dune Energy Inc Sale 1,000 2.19 2,190
2008-01-22 DNE Dune Energy Inc Sale 2,000 1.74 3,480
2007-10-22 DNE Dune Energy Inc Sale 400 2.04 816
2008-01-03 DNE Dune Energy Inc Sale 2,000 2.01 4,024
2008-01-04 DNE Dune Energy Inc Sale 400 2.02 808
2008-02-19 DNE Dune Energy Inc Sale 1,000 1.84 1,840
2008-02-12 DNE Dune Energy Inc Sale 200 1.88 376
2008-02-11 DNE Dune Energy Inc Sale 5,500 1.88 10,367
2008-01-25 DNE Dune Energy Inc Sale 1,200 1.82 2,184
2007-12-13 DNE Dune Energy Inc Sale 2,100 1.93 4,053
2008-01-09 DNE Dune Energy Inc Sale 4,000 1.80 7,220
2008-01-08 DNE Dune Energy Inc Sale 6,100 1.93 11,773
2008-01-07 DNE Dune Energy Inc Sale 270 1.98 534
2007-11-27 DNE Dune Energy Inc Sale 60 2.02 121
2007-11-29 DNE Dune Energy Inc Sale 3,600 2.04 7,344
2007-06-19 DNE Dune Energy Inc Sale 5,300 2.40 12,746
2007-06-18 DNE Dune Energy Inc Sale 2,500 2.41 6,025
2007-06-14 DNE Dune Energy Inc Sale 2,000 2.28 4,560
2007-06-13 DNE Dune Energy Inc Sale 2,000 2.27 4,540
2007-05-21 DNE Dune Energy Inc Sale 1,100 2.30 2,530
2007-05-09 DNE Dune Energy Inc Sale 11,000 2.32 25,520
2007-05-03 DNE Dune Energy Inc Sale 2,550 2.44 6,222
2007-06-08 DNE Dune Energy Inc Sale 1,500 2.24 3,360
2007-07-05 DNE Dune Energy Inc Sale 2,600 2.42 6,292
2007-06-20 DNE Dune Energy Inc Sale 2,000 2.41 4,820
2007-06-14 DNE Dune Energy Inc Sale 400 2.34 936
2007-07-19 DNE Dune Energy Inc Sale 3,500 2.38 8,330
2007-07-18 DNE Dune Energy Inc Sale 3,000 2.35 7,050
2007-07-16 DNE Dune Energy Inc Sale 2,000 2.38 4,760
2007-07-10 DNE Dune Energy Inc Sale 7,000 2.42 16,940
2007-06-29 DNE Dune Energy Inc Sale 2,500 2.35 5,875
2007-06-25 DNE Dune Energy Inc Sale 3,200 2.40 7,680
2007-06-22 DNE Dune Energy Inc Sale 500 2.34 1,170
2007-05-01 DNE Dune Energy Inc Sale 6,625 2.41 15,966
2007-05-30 DNE Dune Energy Inc Sale 5,000 2.28 11,399
2007-06-04 DNE Dune Energy Inc Sale 2 2.20 4
2007-07-10 DNE Dune Energy Inc Buy 10,100 2.41 24,341
2007-06-28 DNE Dune Energy Inc Buy 2,300 2.31 5,313
2007-06-26 DNE Dune Energy Inc Buy 400 2.31 924
2007-06-20 DNE Dune Energy Inc Buy 1,924 2.40 4,617
2007-05-01 DNE Dune Energy Inc Buy 9,100 2.46 22,386
2007-05-30 DNE Dune Energy Inc Buy 8,100 2.25 18,225
2007-05-16 DNE Dune Energy Inc Buy 500 2.28 1,140
2007-05-15 DNE Dune Energy Inc Buy 3,500 2.29 8,015
2007-07-11 DNE Dune Energy Inc Buy 2,900 2.30 6,669
2007-07-12 DNE Dune Energy Inc Buy 1,974 2.40 4,737
2007-06-01 DNE Dune Energy Inc Sale 1,000 2.19 2,190
2007-05-15 DNE Dune Energy Inc Sale 3,950 2.31 9,124
2007-07-06 DNE Dune Energy Inc Buy 1,500 2.33 3,495
2007-07-05 DNE Dune Energy Inc Buy 3,000 2.37 7,110
2007-06-19 DNE Dune Energy Inc Buy 8,286 2.40 19,886
2007-06-15 DNE Dune Energy Inc Buy 236 2.37 559
2007-07-18 DNE Dune Energy Inc Buy 3,700 2.34 8,676
2007-07-16 DNE Dune Energy Inc Buy 100 2.33 233
2007-05-14 DNE Dune Energy Inc Buy 5,000 2.30 11,500
2007-11-26 DNE Dune Energy Inc Sale 2,300 1.94 4,462
2008-02-11 DNE Dune Energy Inc Buy 5,500 1.88 10,356
2008-01-10 DNE Dune Energy Inc Buy 3,300 1.82 6,006
2007-12-04 DNE Dune Energy Inc Buy 3,000 1.88 5,640
2007-10-11 DNE Dune Energy Inc Buy 2,000 2.09 4,180
2007-11-16 DNE Dune Energy Inc Buy 1,600 2.06 3,296
2007-11-15 DNE Dune Energy Inc Buy 6,866 2.11 14,487
2007-11-13 DNE Dune Energy Inc Buy 2,000 2.06 4,120
2007-10-26 DNE Dune Energy Inc Buy 200 2.16 432
2007-11-21 DNE Dune Energy Inc Buy 1,600 1.97 3,152
2008-01-11 DNE Dune Energy Inc Buy 4,500 1.80 8,122
2008-01-15 DNE Dune Energy Inc Buy 200 1.97 394
2007-12-31 DNE Dune Energy Inc Buy 4,373 2.00 8,746
2008-01-09 DNE Dune Energy Inc Buy 3,000 1.80 5,400
2008-01-08 DNE Dune Energy Inc Buy 5,000 1.88 9,400
2008-01-07 DNE Dune Energy Inc Buy 1,170 1.99 2,328
2008-01-04 DNE Dune Energy Inc Buy 400 2.02 808
2008-01-03 DNE Dune Energy Inc Buy 2,000 2.02 4,040
2007-12-12 DNE Dune Energy Inc Buy 679 1.92 1,303
2007-12-10 DNE Dune Energy Inc Buy 2,600 1.94 5,044
2007-11-06 DNE Dune Energy Inc Buy 1,001 2.18 2,182
2007-11-05 DNE Dune Energy Inc Buy 410 2.17 889
2007-08-21 DNE Dune Energy Inc Buy 964 2.23 2,149
2007-08-28 DNE Dune Energy Inc Buy 2,414 2.22 5,359
2008-03-31 DNE Dune Energy Inc Sale 6,150 1.83 11,229
2008-03-28 DNE Dune Energy Inc Sale 1,200 1.70 2,040
2008-03-26 DNE Dune Energy Inc Sale 13,662 1.78 24,318
2008-03-25 DNE Dune Energy Inc Sale 5,600 1.70 9,520
2008-03-24 DNE Dune Energy Inc Sale 2,300 1.74 3,990
2008-03-19 DNE Dune Energy Inc Sale 11,150 1.68 18,765
2008-03-18 DNE Dune Energy Inc Sale 16,982 1.73 29,327
2007-09-11 DNE Dune Energy Inc Buy 175 2.18 381
2007-09-12 DNE Dune Energy Inc Buy 3,000 2.14 6,420
2007-09-27 DNE Dune Energy Inc Buy 265 2.11 559
2007-08-09 DNE Dune Energy Inc Buy 1,000 2.27 2,270
2007-08-07 DNE Dune Energy Inc Buy 2,900 2.18 6,322
2007-08-06 DNE Dune Energy Inc Buy 2,153 2.22 4,768
2007-08-03 DNE Dune Energy Inc Buy 1,059 2.26 2,388
2007-09-07 DNE Dune Energy Inc Buy 1,053 2.17 2,285
2007-08-16 DNE Dune Energy Inc Buy 1,418 2.17 3,077
2007-09-18 DNE Dune Energy Inc Buy 6,465 2.12 13,705
2008-03-20 DNE Dune Energy Inc Sale 300 1.65 495
2008-02-12 DNE Dune Energy Inc Buy 100 1.88 188
2007-11-21 DNE Dune Energy Inc Sale 1,000 1.95 1,950
2007-08-31 DNE Dune Energy Inc Sale 2,000 2.22 4,440
2007-09-06 DNE Dune Energy Inc Sale 800 2.22 1,776
2007-08-17 DNE Dune Energy Inc Sale 2,742 2.18 5,977
2007-08-16 DNE Dune Energy Inc Sale 2,000 2.16 4,320
2007-08-15 DNE Dune Energy Inc Sale 900 2.23 2,007
2007-08-14 DNE Dune Energy Inc Sale 1,000 2.19 2,190
2007-09-12 DNE Dune Energy Inc Sale 5,948 2.15 12,788
2007-08-29 DNE Dune Energy Inc Sale 320 2.22 710
2007-11-12 DNE Dune Energy Inc Sale 462 2.19 1,011
2007-11-13 DNE Dune Energy Inc Sale 3,000 2.06 6,180
2007-11-09 DNE Dune Energy Inc Sale 2,000 2.18 4,360
2007-10-31 DNE Dune Energy Inc Sale 2,600 2.16 5,616
2007-12-07 DNE Dune Energy Inc Sale 2,300 1.93 4,439
2007-11-30 DNE Dune Energy Inc Sale 1,243 1.96 2,436
2007-10-18 DNE Dune Energy Inc Sale 800 2.07 1,655
2007-10-11 DNE Dune Energy Inc Sale 2,000 2.09 4,180
2007-11-15 DNE Dune Energy Inc Sale 900 2.15 1,935
2007-11-14 DNE Dune Energy Inc Sale 1,000 2.16 2,160
2007-08-21 DNE Dune Energy Inc Sale 500 2.25 1,125
2007-08-09 DNE Dune Energy Inc Sale 4,000 2.28 9,140
2008-03-11 DNE Dune Energy Inc Buy 1,000 1.66 1,660
2008-03-12 DNE Dune Energy Inc Buy 10,000 1.73 17,300
2008-01-22 DNE Dune Energy Inc Buy 2,000 1.74 3,480
2008-02-25 DNE Dune Energy Inc Buy 1,200 1.75 2,100
2008-02-08 DNE Dune Energy Inc Buy 2,000 1.90 3,800
2008-01-31 DNE Dune Energy Inc Buy 1,000 1.84 1,840
2008-02-07 DNE Dune Energy Inc Buy 3,100 1.98 6,147
2008-02-06 DNE Dune Energy Inc Buy 5,000 2.00 10,000
2008-02-19 DNE Dune Energy Inc Buy 2,800 1.84 5,138
2008-03-13 DNE Dune Energy Inc Buy 4,103 1.67 6,852
2008-03-14 DNE Dune Energy Inc Buy 100 1.65 165
2008-03-17 DNE Dune Energy Inc Buy 12,700 1.72 21,882
2008-03-03 DNE Dune Energy Inc Buy 3,700 1.80 6,660
2008-03-07 DNE Dune Energy Inc Buy 20,000 1.55 31,000
2008-02-25 DNE Dune Energy Inc Buy 800 1.74 1,392
2008-02-26 DNE Dune Energy Inc Buy 400 1.75 700
2008-02-28 DNE Dune Energy Inc Buy 1,000 1.75 1,750
2008-02-29 DNE Dune Energy Inc Buy 16,000 1.80 28,800
2008-03-10 DNE Dune Energy Inc Buy 750 1.58 1,185
2007-01-25 OTD O2diesel Corp Sale 21,380 .86 18,429
2007-01-24 OTD O2diesel Corp Buy 21,380 .90 19,220
2006-09-07 OTD O2diesel Corp Buy 14,800 1.11 16,472
2006-09-07 OTD O2diesel Corp Buy 41,000 1.09 44,690
2006-09-07 OTD O2diesel Corp Buy 27,600 1.14 31,436
2005-04-12 SSTR Silverstar Holdings Ltd Sale 300,000 1.19 357,000

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Ubs Ag (10% Owner of Eaton Vance Senior Floating Rate Trust at the time of this reporting) see the Securities and Exchange Commission (SEC) website.