Insider Stock Trading History of Oates James M


The following table details the trading activities (stock purchases, stock sales, and stock option exercises) reported to the Securities and Exchange Commission (SEC) by insider Oates James M since year 2005. The trader's CIK number is 1180238. At the time of this reporting, Oates James M is the of Duff & Phelps Select Energy Mlp Fund Inc. . (stock ticker symbol MLP). See this page for all insider trading activities at Duff & Phelps Select Energy Mlp Fund Inc. .

Note that in the past OATES JAMES M also reported insider trading activities as an insider of the following companies:
Stock purchases, sales, and option exercises reported by insider Oates James M since 2005.
  Trade Date   Symbol Company Name (Issuer) Trade Type     Shares       Price ($)   Value ($)
2017-07-31 DSE Duff & Phelps Select Energy Mlp Fund Inc. Sale 2,000 7.22 14,440
2017-01-11 ZTR Zweig Total Return Fund Inc Buy 3,000 11.26 33,780
2016-12-30 SF Stifel Financial Corp Option Ex 3,768 .00 0
2016-11-22 SF Stifel Financial Corp Sale 5,000 50.20 251,000
2016-06-06 DSE Duff & Phelps Select Energy Mlp Fund Inc. Buy 2,000 8.15 16,308
2016-05-16 DSE Duff & Phelps Select Energy Mlp Fund Inc. Buy 8,616 7.26 62,543
2016-01-22 SF Stifel Financial Corp Option Ex 3,778 .00 0
2015-12-04 DSE Duff & Phelps Select Energy Mlp Fund Inc. Buy 2,000 6.28 12,560
2015-01-22 SF Stifel Financial Corp Option Ex 3,859 .00 0
2014-02-10 JHS Hancock John Income Securities Trust /ma Buy 136 14.53 1,976
2014-02-10 PDT Hancock John Patriot Premium Dividend Fund Ii Buy 162 12.22 1,979
2014-02-10 HPS John Hancock Preferred Income Fund Iii Buy 118 16.82 1,984
2014-02-10 HPI John Hancock Preferred Income Fund Buy 105 18.95 1,989
2014-02-10 HPF John Hancock Preferred Income Fund Ii Buy 105 18.88 1,982
2014-02-10 JHI Hancock John Investors Trust Buy 100 19.97 1,997
2014-01-24 SF Stifel Financial Corp Option Ex 4,059 .00 0
2013-11-26 SF Stifel Financial Corp Sale 6,000 44.95 269,700
2013-11-18 JHI Hancock John Investors Trust Buy 52 18.83 979
2013-11-18 HPF John Hancock Preferred Income Fund Ii Buy 54 18.23 984
2013-11-18 HPI John Hancock Preferred Income Fund Buy 53 18.35 972
2013-11-18 HPS John Hancock Preferred Income Fund Iii Buy 61 16.06 979
2013-09-17 SF Stifel Financial Corp Sale 8,000 42.51 340,080
2013-01-24 SF Stifel Financial Corp Option Ex 3,591 .00 0
2012-02-21 SF Stifel Financial Corp Sale 19,434 38.80 754,039
2012-01-26 DCA Dividend Capital Realty Income Allocation Fund Buy 10,000 3.45 34,490
2012-01-17 SF Stifel Financial Corp Option Ex 3,984 .00 0
2011-05-18 SF Stifel Financial Corp Sale 10,000 40.10 401,000
2011-03-14 SF Stifel Financial Corp Option Ex 300 25.50 7,650
2011-02-18 SF Stifel Financial Corp Sale 5,821 73.93 430,346
2011-01-19 SF Stifel Financial Corp Option Ex 3,147 .00 0
2010-08-27 SF Stifel Financial Corp Sale 11,000 45.54 500,940
2010-03-17 SF Stifel Financial Corp Sale 10,000 54.97 549,700
2010-02-08 SF Stifel Financial Corp Option Ex 600 19.49 11,693
2010-01-20 SF Stifel Financial Corp Option Ex 4,603 .00 0
2009-06-26 SF Stifel Financial Corp Option Ex 1,299 16.08 20,887
2009-02-17 SF Stifel Financial Corp Sale 40,000 35.06 1,402,400
2009-01-20 SF Stifel Financial Corp Option Ex 4,873 .00 0
2008-02-12 SF Stifel Financial Corp Option Ex 732 14.27 10,445
2008-01-11 SF Stifel Financial Corp Option Ex 2,737 .00 0
2007-02-12 SF Stifel Financial Corp Option Ex 1,199 17.77 21,308
2007-01-19 SF Stifel Financial Corp Option Ex 2,938 .00 0
2006-04-11 SF Stifel Financial Corp Option Ex 5,268 11.15 58,754
2006-02-13 SF Stifel Financial Corp Option Ex 378 .00 0

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Oates James M ( of Duff & Phelps Select Energy Mlp Fund Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.