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Stock Trading History of Litton Richard H

The following table details the trading activities (stock purchases, stock sales, and stock option exercises) reported to the Securities and Exchange Commission (SEC) by insider Litton Richard H since year 2005. The trader's CIK number is 1249599. At the time of this reporting, Litton Richard H is the Executive Vice President of Sws Group Inc (stock ticker symbol SWS).

Stock purchases, sales, and option exercises reported by Litton Richard H since 2005.
  Trade Date   Symbol Company Name (Issuer) Trade Type     Shares       Price ($)   Value ($)
2006-11-10 SWS Sws Group Inc Sale 3,000 29.75 89,250
2006-11-09 SWS Sws Group Inc Sale 7,000 29.70 207,900
2006-11-13 SWS Sws Group Inc Sale 30,000 30.41 912,262
2006-02-23 SWS Sws Group Inc Option Exercise 6,871 13.75 94,483

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Litton Richard H (Executive Vice President of Sws Group Inc at the time of this reporting) see the Securities and Exchange Commission (SEC) website.

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