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Stock Trading History of Smith Mary Agnes

The following table details the trading activities (stock purchases, stock sales, and stock option exercises) reported to the Securities and Exchange Commission (SEC) by insider Smith Mary Agnes since year 2005. The trader's CIK number is 1358565. At the time of this reporting, Smith Mary Agnes is the Controller of Penson Worldwide Inc (stock ticker symbol PNSN).

Stock purchases, sales, and option exercises reported by Smith Mary Agnes since 2005.
  Trade Date   Symbol Company Name (Issuer) Trade Type     Shares       Price ($)   Value ($)
2007-03-14 PNSN Penson Worldwide Inc Sale 2,012 27.00 54,324
2007-03-14 PNSN Penson Worldwide Inc Option Exercise 1,172 17.00 19,924

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Smith Mary Agnes (Controller of Penson Worldwide Inc at the time of this reporting) see the Securities and Exchange Commission (SEC) website.

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