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Insider Trading: E Trade Financial Corp
Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of E Trade Financial Corp in the last 24 months are illustrated in figures 1 and 2. Table 1 shows the monthly insider trading data of E Trade Financial Corp since year 2005. Table 2 shows the detailed insider transactions of E Trade Financial Corp since 2005.
The reporting company's ticker symbol is ETFC.
The reporting company's CIK number is 1015780.
The total value of stock buying since 2005 is $203,886,094.
The total value of stock sales is $357,127,975,764,217.
The total value of stock exercises is $650,376,552.
1 year stock price chart,
1 day stock price chart
ETFC 1 year chart ETFC 1 day chart
Figure 1. Monthly insider transaction values at E Trade Financial Corp (ETFC) in the past 24 months.
The trade values of insider stock buys, sales, and option exercises are in logarithmic scale
as shown on the right axis labels.
The detailed monthly and daily insider transactions are listed in the 2 tables below.
06 07 08 09 10 11 12 01 2009 02 03 04 05 06 07 08 09 10 11 12 01 2010 02 03 04 05 -
Figure 2. Average prices of insider buys, sales, and option exercises at E Trade Financial Corp (ETFC) in the past 24 months. See table 2 for insider transaction details.
06 07 08 09 10 11 12 01 2009 02 03 04 05 06 07 08 09 10 11 12 01 2010 02 03 04 05 -
Table 1. Monthly summaries of insider stock purchases, sales, and option exercises
for E Trade Financial Corp (ETFC).
Trading Period
year-month |
Insider Buying
Shares Value ($) |
Insider Sales
Shares Value ($) |
Option Exercises
Shares Value ($) |
| 2010-05 | 571,429 | 1,000,000 | 0 | 0 | 190,999,999 | 197,493,998 |
| 2010-04 | 0 | 0 | 172,000,000 | 288,960,000 | 32,500,000 | 33,605,000 |
| 2009-10 | 0 | 0 | 127,200,000 | 218,008,400 | 177,195,352 | 183,219,990 |
| 2009-09 | 0 | 0 | 275,330,000 | 511,828,736 | 225,189,544 | 232,845,986 |
| 2009-08 | 0 | 0 | 27,778,502 | 357,126,941,004,974 | 0 | 0 |
| 2009-06 | 181,918,182 | 200,122,000 | 0 | 0 | 0 | 0 |
| 2008-08 | 25,000 | 76,150 | 0 | 0 | 0 | 0 |
| 2008-05 | 25,000 | 100,750 | 0 | 0 | 0 | 0 |
| 2008-04 | 50,000 | 186,100 | 0 | 0 | 0 | 0 |
| 2008-03 | 130,948 | 427,544 | 165,633 | 530,316 | 0 | 0 |
| 2008-01 | 474,707 | 1,928,580 | 0 | 0 | 0 | 0 |
| 2007-12 | 0 | 0 | 300,000 | 1,161,000 | 0 | 0 |
| 2007-08 | 3,000 | 44,970 | 0 | 0 | 15,000 | 104,370 |
| 2007-04 | 0 | 0 | 25,000 | 544,000 | 25,000 | 95,000 |
| 2007-02 | 0 | 0 | 72,211 | 1,738,913 | 139,036 | 447,695 |
| 2007-01 | 0 | 0 | 25,000 | 597,025 | 25,000 | 95,000 |
| 2006-12 | 0 | 0 | 10,000 | 233,520 | 10,000 | 67,650 |
| 2006-11 | 0 | 0 | 10,000 | 238,100 | 10,000 | 67,650 |
| 2006-10 | 0 | 0 | 35,000 | 792,180 | 35,000 | 137,500 |
| 2006-09 | 0 | 0 | 14,000 | 335,610 | 54,000 | 278,000 |
| 2006-07 | 0 | 0 | 25,000 | 558,750 | 25,000 | 95,000 |
| 2006-06 | 0 | 0 | 25,000 | 625,650 | 25,000 | 95,125 |
| 2006-05 | 0 | 0 | 341,730 | 8,607,043 | 341,730 | 1,728,588 |
Table 2. Detailed insider stock purchases, sales, and option exercises
for E Trade Financial Corp (ETFC)
| Trade Date |
Insider Name |
Trade Type |
Shares |
Price ($) |
Value ($) |
| 2010-05-04 | Freiberg Steven J (CHIEF EXECUTIVE OFFICER) | Purchase | 571,429 | 1.75 | 1,000,000 |
| 2010-05-04 | Griffin Kenneth C (Director) | Option Exercise | 190,999,999 | 1.03 | 197,493,998 |
| 2010-04-29 | Griffin Kenneth C (Director) | Sale | 172,000,000 | 1.68 | 288,960,000 |
| 2010-04-29 | Griffin Kenneth C (Director) | Option Exercise | 32,500,000 | 1.03 | 33,605,000 |
| 2009-10-13 | Citadel Investment Group Ii, L.l.c. (Director) | Option Exercise | 1,739,845 | 1.03 | 1,798,999 |
| 2009-10-13 | Griffin Kenneth C (Director) | Option Exercise | 1,739,845 | 1.03 | 1,798,999 |
| 2009-10-09 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 1,739,900 | 1.70 | 2,957,830 |
| 2009-10-09 | Citadel Investment Group Ii, L.l.c. (Director) | Option Exercise | 3,359,767 | 1.03 | 3,473,999 |
| 2009-10-09 | Griffin Kenneth C (Director) | Sale | 1,739,900 | 1.70 | 2,957,830 |
| 2009-10-09 | Griffin Kenneth C (Director) | Option Exercise | 3,359,767 | 1.03 | 3,473,999 |
| 2009-10-08 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 3,360,121 | 1.71 | 5,745,806 |
| 2009-10-08 | Griffin Kenneth C (Director) | Sale | 3,360,121 | 1.71 | 5,745,806 |
| 2009-10-07 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 45,000,011 | 1.71 | 76,950,018 |
| 2009-10-07 | Citadel Investment Group Ii, L.l.c. (Director) | Option Exercise | 50,000,000 | 1.03 | 51,700,000 |
| 2009-10-07 | Griffin Kenneth C (Director) | Sale | 45,000,011 | 1.71 | 76,950,018 |
| 2009-10-07 | Griffin Kenneth C (Director) | Option Exercise | 50,000,000 | 1.03 | 51,700,000 |
| 2009-10-06 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 4,999,996 | 1.73 | 8,649,993 |
| 2009-10-06 | Citadel Investment Group Ii, L.l.c. (Director) | Option Exercise | 8,059,961 | 1.03 | 8,333,999 |
| 2009-10-06 | Griffin Kenneth C (Director) | Sale | 4,999,996 | 1.73 | 8,649,993 |
| 2009-10-06 | Griffin Kenneth C (Director) | Option Exercise | 8,059,961 | 1.03 | 8,333,999 |
| 2009-10-05 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 8,060,172 | 1.73 | 13,944,097 |
| 2009-10-05 | Griffin Kenneth C (Director) | Sale | 8,060,172 | 1.73 | 13,944,097 |
| 2009-10-02 | Citadel Investment Group Ii, L.l.c. (Director) | Option Exercise | 439,071 | 1.03 | 453,999 |
| 2009-10-02 | Griffin Kenneth C (Director) | Option Exercise | 439,071 | 1.03 | 453,999 |
| 2009-10-01 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 439,800 | 1.72 | 756,456 |
| 2009-10-01 | Citadel Investment Group Ii, L.l.c. (Director) | Option Exercise | 24,999,032 | 1.03 | 25,848,999 |
| 2009-10-01 | Griffin Kenneth C (Director) | Sale | 439,800 | 1.72 | 756,456 |
| 2009-10-01 | Griffin Kenneth C (Director) | Option Exercise | 24,999,032 | 1.03 | 25,848,999 |
| 2009-09-30 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 25,000,000 | 1.74 | 43,500,000 |
| 2009-09-30 | Griffin Kenneth C (Director) | Sale | 25,000,000 | 1.74 | 43,500,000 |
| 2009-09-29 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 12,000,000 | 1.80 | 21,600,000 |
| 2009-09-29 | Citadel Investment Group Ii, L.l.c. (Director) | Option Exercise | 21,585,103 | 1.03 | 22,318,996 |
| 2009-09-29 | Griffin Kenneth C (Director) | Sale | 12,000,000 | 1.80 | 21,600,000 |
| 2009-09-29 | Griffin Kenneth C (Director) | Option Exercise | 21,585,103 | 1.03 | 22,318,996 |
| 2009-09-28 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 9,586,800 | 1.81 | 17,352,108 |
| 2009-09-28 | Citadel Investment Group Ii, L.l.c. (Director) | Option Exercise | 6,012,571 | 1.03 | 6,216,998 |
| 2009-09-28 | Griffin Kenneth C (Director) | Sale | 9,586,800 | 1.81 | 17,352,108 |
| 2009-09-28 | Griffin Kenneth C (Director) | Option Exercise | 6,012,571 | 1.03 | 6,216,998 |
| 2009-09-25 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 6,013,200 | 1.80 | 10,823,760 |
| 2009-09-25 | Griffin Kenneth C (Director) | Sale | 6,013,200 | 1.80 | 10,823,760 |
| 2009-09-24 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 17,000,000 | 1.74 | 29,580,000 |
| 2009-09-24 | Citadel Investment Group Ii, L.l.c. (Director) | Option Exercise | 43,498,066 | 1.03 | 44,977,000 |
| 2009-09-24 | Griffin Kenneth C (Director) | Sale | 17,000,000 | 1.74 | 29,580,000 |
| 2009-09-24 | Griffin Kenneth C (Director) | Option Exercise | 43,498,066 | 1.03 | 44,977,000 |
| 2009-09-23 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 26,500,000 | 1.90 | 50,350,000 |
| 2009-09-23 | Citadel Investment Group Ii, L.l.c. (Director) | Option Exercise | 41,499,032 | 1.03 | 42,909,999 |
| 2009-09-23 | Griffin Kenneth C (Director) | Sale | 26,500,000 | 1.90 | 50,350,000 |
| 2009-09-23 | Griffin Kenneth C (Director) | Option Exercise | 41,499,032 | 1.03 | 42,909,999 |
| 2009-09-22 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 41,500,000 | 1.99 | 82,585,000 |
| 2009-09-22 | Griffin Kenneth C (Director) | Sale | 41,500,000 | 1.99 | 82,585,000 |
| 2009-09-21 | Framke Greg (EVP/Chief Info. & Ops. Ofc.) | Sale | 130,000 | 1.90 | 247,000 |
| 2009-08-11 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 3,000,000 | 4,166,604.00 | 12,499,812,000,000 |
| 2009-08-11 | Griffin Kenneth C (Director) | Sale | 3,000,000 | 4,166,604.00 | 12,499,812,000,000 |
| 2009-08-10 | Citadel Investment Group Ii, L.l.c. (Director) | Sale | 10,889,251 | 15,250,237.00 | 166,063,658,502,487 |
| 2009-08-10 | Griffin Kenneth C (Director) | Sale | 10,889,251 | 15,250,237.00 | 166,063,658,502,487 |
| 2009-06-19 | Weaver Donna L (Director) | Purchase | 100,000 | 1.22 | 122,000 |
| 2009-06-18 | Citadel Investment Group Ii, L.l.c. (Director) | Purchase | 90,909,091 | 1.10 | 100,000,000 |
| 2009-06-18 | Griffin Kenneth C (Director) | Purchase | 90,909,091 | 1.10 | 100,000,000 |
| 2008-08-13 | Kanner Frederick Wilkinson (Director) | Purchase | 25,000 | 3.05 | 76,150 |
| 2008-05-30 | Kanner Frederick Wilkinson (Director) | Purchase | 25,000 | 4.03 | 100,750 |
| 2008-04-22 | Kanner Frederick Wilkinson (Director) | Purchase | 50,000 | 3.72 | 186,100 |
| 2008-03-17 | Citadel Investment Group Ii, L.l.c. (10% Owner) | Purchase | 65,474 | 3.26 | 213,772 |
| 2008-03-17 | Citadel Investment Group Ii, L.l.c. (10% Owner) | Sale | 55,211 | 3.19 | 176,772 |
| 2008-03-17 | Griffin Kenneth C (10% Owner) | Purchase | 65,474 | 3.26 | 213,772 |
| 2008-03-17 | Griffin Kenneth C (10% Owner) | Sale | 55,211 | 3.19 | 176,772 |
| 2008-01-29 | Willard Stephen H (Director) | Purchase | 25,000 | 3.98 | 99,625 |
| 2008-01-29 | Brewster Daryl G (Director) | Purchase | 24,586 | 4.07 | 99,991 |
| 2008-01-29 | Randall Lewis E (Director) | Purchase | 29,500 | 4.07 | 119,976 |
| 2008-01-29 | Hayter George A (Director) | Purchase | 4,917 | 4.07 | 19,997 |
| 2008-01-29 | Fisher Ronald (Director) | Purchase | 31,806 | 4.07 | 129,355 |
| 2008-01-29 | Lilien R Jarrett (Acting Chief Executive Officer) | Purchase | 7,376 | 4.07 | 29,998 |
| 2008-01-29 | Weaver Donna L (Director) | Purchase | 68,843 | 4.07 | 279,984 |
| 2008-01-29 | Parks Michael K (Director) | Purchase | 24,586 | 4.07 | 99,991 |
| 2008-01-29 | Layton Donald H (Director) | Purchase | 245,800 | 4.07 | 999,668 |
| 2008-01-29 | Raffaeli C Cathleen (Director) | Purchase | 12,293 | 4.07 | 49,995 |
| 2007-12-14 | Caplan Mitchell H (Director) | Sale | 300,000 | 3.87 | 1,161,000 |
| 2007-08-16 | Willard Stephen H (Director) | Option Exercise | 15,000 | 6.96 | 104,370 |
| 2007-08-06 | Lilien R Jarrett (President & COO) | Purchase | 3,000 | 14.99 | 44,970 |
| 2007-04-23 | Simmons Robert J (Chief Financial Officer) | Sale | 25,000 | 21.76 | 544,000 |
| 2007-04-23 | Simmons Robert J (Chief Financial Officer) | Option Exercise | 25,000 | 3.80 | 95,000 |
| 2007-02-26 | Caplan Mitchell H (Chief Executive Officer) | Sale | 72,211 | 24.08 | 1,738,913 |
| 2007-02-26 | Caplan Mitchell H (Chief Executive Officer) | Option Exercise | 139,036 | 3.22 | 447,695 |
| 2007-01-29 | Simmons Robert J (Chief Financial Officer) | Sale | 25,000 | 23.88 | 597,025 |
| 2007-01-29 | Simmons Robert J (Chief Financial Officer) | Option Exercise | 25,000 | 3.80 | 95,000 |
| 2006-12-01 | Randall Lewis E (Director) | Sale | 10,000 | 23.35 | 233,520 |
| 2006-12-01 | Randall Lewis E (Director) | Option Exercise | 10,000 | 6.76 | 67,650 |
| 2006-11-01 | Randall Lewis E (Director) | Sale | 10,000 | 23.81 | 238,100 |
| 2006-11-01 | Randall Lewis E (Director) | Option Exercise | 10,000 | 6.76 | 67,650 |
| 2006-10-23 | Simmons Robert J (Chief Financial Officer) | Sale | 25,000 | 22.14 | 553,500 |
| 2006-10-23 | Simmons Robert J (Chief Financial Officer) | Option Exercise | 25,000 | 3.80 | 95,000 |
| 2006-10-02 | Randall Lewis E (Director) | Sale | 10,000 | 23.87 | 238,680 |
| 2006-10-02 | Randall Lewis E (Director) | Option Exercise | 10,000 | 4.25 | 42,500 |
| 2006-09-28 | Hayter George A (Director) | Option Exercise | 40,000 | 5.51 | 220,280 |
| 2006-09-20 | Webb Dennis (President, Capital Markets Div) | Sale | 4,000 | 25.00 | 100,000 |
| 2006-09-20 | Webb Dennis (President, Capital Markets Div) | Option Exercise | 4,000 | 3.80 | 15,220 |
| 2006-09-01 | Randall Lewis E (Director) | Sale | 10,000 | 23.56 | 235,610 |
| 2006-09-01 | Randall Lewis E (Director) | Option Exercise | 10,000 | 4.25 | 42,500 |
| 2006-07-24 | Simmons Robert J (Chief Financial Officer) | Sale | 25,000 | 22.35 | 558,750 |
| 2006-07-24 | Simmons Robert J (Chief Financial Officer) | Option Exercise | 25,000 | 3.80 | 95,000 |
| 2006-06-02 | Webb Dennis (President, Capital Markets Div) | Sale | 25,000 | 25.03 | 625,650 |
| 2006-06-02 | Webb Dennis (President, Capital Markets Div) | Option Exercise | 25,000 | 3.80 | 95,125 |
| 2006-05-16 | Webb Dennis (President, Capital Markets Div) | Sale | 55,000 | 25.06 | 1,378,355 |
| 2006-05-16 | Webb Dennis (President, Capital Markets Div) | Option Exercise | 55,000 | 3.80 | 209,275 |
| 2006-05-15 | Webb Dennis (President, Capital Markets Div) | Sale | 145,000 | 24.95 | 3,617,315 |
| 2006-05-15 | Webb Dennis (President, Capital Markets Div) | Option Exercise | 145,000 | 3.80 | 551,725 |
| 2006-05-15 | Simmons Robert J (Chief Financial Officer) | Sale | 47,244 | 24.86 | 1,174,580 |
| 2006-05-15 | Simmons Robert J (Chief Financial Officer) | Option Exercise | 47,244 | 6.83 | 322,534 |
| 2006-05-12 | Simmons Robert J (Chief Financial Officer) | Sale | 47,243 | 25.33 | 1,196,759 |
| 2006-05-12 | Simmons Robert J (Chief Financial Officer) | Option Exercise | 47,243 | 6.83 | 322,527 |
| 2006-05-11 | Simmons Robert J (Chief Financial Officer) | Sale | 47,243 | 26.25 | 1,240,034 |
| 2006-05-11 | Simmons Robert J (Chief Financial Officer) | Option Exercise | 47,243 | 6.83 | 322,527 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above tables cannot be completely guaranteed as to their accuracy.
For more insider trading information of E Trade Financial Corp (symbol ETFC,
CIK number 1015780) see
the Securities and Exchange Commission (SEC) website.
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