Insider Trading activities of E Trade Financial Corp insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of E Trade Financial Corp since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of E Trade Financial Corp since year 2005. Table 2 shows the detailed insider transactions of E Trade Financial Corp since 2005. The reporting company's ticker symbol is ETFC. The reporting company's CIK number is 1015780.
The total value of stock buying since 2005 is $206,957,412.
The total value of stock sales since 2005 is $357,129,127,675,459.
The total value of stock option exercises since 2005 is $1,241,370,362.


Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for E Trade Financial Corp (ETFC).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2017-09 0 $0 43,514 $1,758,075 0 $0
2017-08 0 $0 24,875 $980,243 0 $0
2017-07 5,000 $209,854 5,696 $236,378 0 $0
2017-03 0 $0 7,947 $262,497 0 $0
2017-02 0 $0 16,476 $572,129 3,712 $54,195
2016-11 0 $0 7,996 $261,293 0 $0
2016-04 0 $0 20,822 $540,996 0 $0
2016-01 0 $0 10,950 $259,372 0 $0
2015-09 0 $0 2,692 $72,576 0 $0
2015-03 10,000 $267,470 5,472 $144,964 0 $0
2015-02 0 $0 48,149 $1,220,668 0 $0
2015-01 0 $0 12,244 $298,060 0 $0
2014-08 0 $0 44,210 $999,897 33,687 $401,683
2014-04 0 $0 9,203 $203,073 0 $0
2014-02 0 $0 90,605 $1,996,696 0 $0
2014-01 0 $0 12,244 $258,363 0 $0
2013-12 2,754 $49,996 0 $0 0 $0
2013-11 0 $0 23,634 $422,474 0 $0
2013-05 4,479 $49,985 0 $0 0 $0
2012-08 126,778 $1,063,641 0 $0 0 $0
2012-02 12,813 $109,637 0 $0 0 $0
2011-12 1,975 $14,792 0 $0 0 $0
2011-11 11,200 $101,264 19,200 $170,588 0 $0
2011-10 8,200 $91,409 22,200 $236,571 0 $0
2011-09 0 $0 14,000 $135,576 0 $0
2011-08 103,000 $1,113,270 14,000 $149,016 0 $0
2011-07 0 $0 14,000 $227,864 0 $0
2011-05 0 $0 0 $0 27,394,388 $283,257,971
2011-04 0 $0 27,500,000 $450,450,000 2,979,593 $30,808,991
2011-03 0 $0 27,394,448 $309,009,373 0 $0
2011-02 0 $0 23,950,000 $381,044,500 26,738,005 $276,470,970
2010-05 571,429 $1,000,000 0 $0 190,999,999 $197,493,998
2010-04 0 $0 172,000,000 $288,960,000 32,500,000 $33,605,000
2009-10 0 $0 127,200,000 $218,008,400 177,195,352 $183,219,990
2009-09 0 $0 275,330,000 $511,828,736 225,189,544 $232,845,986
2009-08 0 $0 27,778,502 $357,126,941,004,974 0 $0
2009-06 181,918,182 $200,122,000 0 $0 0 $0
2008-08 25,000 $76,150 0 $0 0 $0
2008-05 25,000 $100,750 0 $0 0 $0
2008-04 50,000 $186,100 0 $0 0 $0
2008-03 130,948 $427,544 165,633 $530,316 0 $0
2008-01 474,707 $1,928,580 0 $0 0 $0
2007-12 0 $0 300,000 $1,161,000 0 $0
2007-08 3,000 $44,970 0 $0 15,000 $104,370
2007-04 0 $0 25,000 $544,000 25,000 $95,000
2007-02 0 $0 72,211 $1,738,913 139,036 $447,695
2007-01 0 $0 25,000 $597,025 25,000 $95,000
2006-12 0 $0 10,000 $233,520 10,000 $67,650
2006-11 0 $0 10,000 $238,100 10,000 $67,650
2006-10 0 $0 35,000 $792,180 35,000 $137,500
2006-09 0 $0 14,000 $335,610 54,000 $278,000
2006-07 0 $0 25,000 $558,750 25,000 $95,000
2006-06 0 $0 25,000 $625,650 25,000 $95,125
2006-05 0 $0 341,730 $8,607,043 341,730 $1,728,588

Table 2. Detailed insider stock purchases, sales, and option exercises of E Trade Financial Corp insiders (ETFC)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2017-09-13 Roessner Karl A (Chief Executive Officer) Sale 8,578 40.49 347,306
2017-09-13 Curcio Michael John (Chief Brokerage Officer) Sale 33,474 40.38 1,351,613
2017-09-13 Lawson Rodger A (Executive Chairman) Sale 1,462 40.46 59,156
2017-08-18 Pizzi Michael A. (Chief Financial Officer) Sale 9,977 39.41 393,173
2017-08-18 Roessner Karl A (Chief Executive Officer) Sale 14,898 39.41 587,070
2017-07-26 Simonich Brent (Principal Accounting Officer) Sale 5,696 41.50 236,378
2017-07-25 Healy James P (Director) Buy 5,000 41.97 209,854
2017-03-27 Lawson Rodger A (Executive Chairman) Sale 7,947 33.03 262,497
2017-02-08 Roessner Karl A (Chief Executive Officer) Sale 16,476 34.73 572,129
2017-02-08 Roessner Karl A (Chief Executive Officer) Option Ex 3,712 14.60 54,195
2016-11-14 Simonich Brent (Principal Accounting Officer) Sale 7,996 32.68 261,293
2016-04-26 Simonich Brent (Principal Accounting Officer) Sale 3,994 26.22 104,714
2016-04-25 Roessner Karl A (EVP & General Counsel) Sale 16,828 25.93 436,282
2016-01-25 Idzik Paul (Chief Executive Officer) Sale 10,950 23.69 259,372
2015-09-11 Roessner Karl A (EVP & General Counsel) Sale 2,692 26.96 72,576
2015-03-04 Healy James P (Director) Buy 10,000 26.75 267,470
2015-03-04 Roessner Karl A (EVP & General Counsel) Sale 5,472 26.49 144,964
2015-02-11 Roessner Karl A (EVP & General Counsel) Sale 528 25.49 13,458
2015-02-11 Audette Matthew J (EVP & Chief Financial Officer) Sale 21,000 25.44 534,240
2015-02-10 Roessner Karl A (EVP & General Counsel) Sale 11,323 25.36 287,094
2015-02-09 Roessner Karl A (EVP & General Counsel) Sale 15,298 25.22 385,876
2015-01-23 Idzik Paul (Chief Executive Officer) Sale 10,950 24.40 267,212
2015-01-05 Audette Matthew J (EVP & Chief Financial Officer) Sale 1,294 23.84 30,848
2014-08-25 Audette Matthew J (EVP & Chief Financial Officer) Sale 44,210 22.62 999,897
2014-08-25 Audette Matthew J (EVP & Chief Financial Officer) Option Ex 33,687 11.92 401,683
2014-04-28 Roessner Karl A (EVP & General Counsel) Sale 9,203 22.07 203,073
2014-02-28 Idzik Paul (Chief Executive Officer) Sale 46,493 22.30 1,036,793
2014-02-28 Audette Matthew J (EVP & Chief Financial Officer) Sale 31,989 22.31 713,706
2014-02-11 Roessner Karl A (EVP & General Counsel) Sale 179 20.89 3,739
2014-02-11 Audette Matthew J (EVP & Chief Financial Officer) Sale 286 20.85 5,963
2014-02-10 Roessner Karl A (EVP & General Counsel) Sale 3,491 20.59 71,865
2014-02-10 Audette Matthew J (EVP & Chief Financial Officer) Sale 2,464 20.59 50,721
2014-02-07 Roessner Karl A (EVP & General Counsel) Sale 2,611 19.97 52,141
2014-02-07 Audette Matthew J (EVP & Chief Financial Officer) Sale 3,092 19.98 61,768
2014-01-23 Idzik Paul (Chief Executive Officer) Sale 10,950 21.19 232,041
2014-01-06 Audette Matthew J (EVP & Chief Financial Officer) Sale 1,294 20.34 26,322
2013-12-04 Lawson Rodger A (Director) Buy 2,754 18.15 49,996
2013-11-27 Roessner Karl A (EVP & General Counsel) Sale 14,825 17.88 264,996
2013-11-27 Audette Matthew J (EVP & Chief Financial Officer) Sale 8,809 17.88 157,478
2013-05-13 Lawson Rodger A (Director) Buy 4,479 11.16 49,985
2012-08-13 Petrilli Frank J. (Board Member) Buy 119,250 8.39 1,000,030
2012-08-13 Lawson Rodger A (Director) Buy 7,528 8.45 63,611
2012-02-27 Lawson Rodger A (Director) Buy 1,313 9.51 12,485
2012-02-01 Petrilli Frank J. (Director) Buy 11,500 8.45 97,152
2011-12-19 Griffin Kenneth C Buy 1,975 7.49 14,792
2011-11-23 Utton Nicholas (EVP & Chief Marketing Officer) Buy 6,000 8.02 48,120
2011-11-21 Randall Lewis E (Director) Sale 14,000 8.35 116,872
2011-11-02 Griffin Kenneth C Buy 5,200 10.22 53,144
2011-11-02 Griffin Kenneth C Sale 5,200 10.33 53,716
2011-10-31 Griffin Kenneth C Buy 4,500 10.85 48,825
2011-10-31 Griffin Kenneth C Sale 4,500 10.88 48,960
2011-10-28 Griffin Kenneth C Buy 2,500 11.60 29,000
2011-10-28 Griffin Kenneth C Sale 2,500 11.63 29,075
2011-10-27 Griffin Kenneth C Buy 1,200 11.32 13,584
2011-10-27 Griffin Kenneth C Sale 1,200 11.41 13,692
2011-10-26 Randall Lewis E (Director) Sale 14,000 10.35 144,844
2011-09-26 Randall Lewis E (Director) Sale 14,000 9.68 135,576
2011-08-25 Randall Lewis E (Director) Sale 14,000 10.64 149,016
2011-08-22 Utton Nicholas (EVP & Chief Marketing Officer) Buy 10,000 10.05 100,500
2011-08-10 Freiberg Steven J (CHIEF EXECUTIVE OFFICER) Buy 93,000 10.89 1,012,770
2011-07-26 Randall Lewis E (Director) Sale 14,000 16.28 227,864
2011-05-02 Griffin Kenneth C (Director) Option Ex 27,394,388 10.34 283,257,971
2011-04-25 Griffin Kenneth C (Director) Sale 27,500,000 16.38 450,450,000
2011-04-25 Griffin Kenneth C (Director) Option Ex 2,979,593 10.34 30,808,991
2011-03-13 Griffin Kenneth C Sale 27,394,448 11.28 309,009,373
2011-02-28 Griffin Kenneth C (Director) Option Ex 20,927,947 10.34 216,394,971
2011-02-23 Griffin Kenneth C (Director) Sale 23,950,000 15.91 381,044,500
2011-02-23 Griffin Kenneth C (Director) Option Ex 5,810,058 10.34 60,075,999
2010-05-04 Freiberg Steven J (CHIEF EXECUTIVE OFFICER) Buy 571,429 1.75 1,000,000
2010-05-04 Griffin Kenneth C (Director) Option Ex 190,999,999 1.03 197,493,998
2010-04-29 Griffin Kenneth C (Director) Sale 172,000,000 1.68 288,960,000
2010-04-29 Griffin Kenneth C (Director) Option Ex 32,500,000 1.03 33,605,000
2009-10-13 Citadel Investment Group Ii, L.l.c. (Director) Option Ex 1,739,845 1.03 1,798,999
2009-10-13 Griffin Kenneth C (Director) Option Ex 1,739,845 1.03 1,798,999
2009-10-09 Citadel Investment Group Ii, L.l.c. (Director) Sale 1,739,900 1.70 2,957,830
2009-10-09 Citadel Investment Group Ii, L.l.c. (Director) Option Ex 3,359,767 1.03 3,473,999
2009-10-09 Griffin Kenneth C (Director) Sale 1,739,900 1.70 2,957,830
2009-10-09 Griffin Kenneth C (Director) Option Ex 3,359,767 1.03 3,473,999
2009-10-08 Citadel Investment Group Ii, L.l.c. (Director) Sale 3,360,121 1.71 5,745,806
2009-10-08 Griffin Kenneth C (Director) Sale 3,360,121 1.71 5,745,806
2009-10-07 Citadel Investment Group Ii, L.l.c. (Director) Sale 45,000,011 1.71 76,950,018
2009-10-07 Citadel Investment Group Ii, L.l.c. (Director) Option Ex 50,000,000 1.03 51,700,000
2009-10-07 Griffin Kenneth C (Director) Sale 45,000,011 1.71 76,950,018
2009-10-07 Griffin Kenneth C (Director) Option Ex 50,000,000 1.03 51,700,000
2009-10-06 Citadel Investment Group Ii, L.l.c. (Director) Sale 4,999,996 1.73 8,649,993
2009-10-06 Citadel Investment Group Ii, L.l.c. (Director) Option Ex 8,059,961 1.03 8,333,999
2009-10-06 Griffin Kenneth C (Director) Sale 4,999,996 1.73 8,649,993
2009-10-06 Griffin Kenneth C (Director) Option Ex 8,059,961 1.03 8,333,999
2009-10-05 Citadel Investment Group Ii, L.l.c. (Director) Sale 8,060,172 1.73 13,944,097
2009-10-05 Griffin Kenneth C (Director) Sale 8,060,172 1.73 13,944,097
2009-10-02 Citadel Investment Group Ii, L.l.c. (Director) Option Ex 439,071 1.03 453,999
2009-10-02 Griffin Kenneth C (Director) Option Ex 439,071 1.03 453,999
2009-10-01 Citadel Investment Group Ii, L.l.c. (Director) Sale 439,800 1.72 756,456
2009-10-01 Citadel Investment Group Ii, L.l.c. (Director) Option Ex 24,999,032 1.03 25,848,999
2009-10-01 Griffin Kenneth C (Director) Sale 439,800 1.72 756,456
2009-10-01 Griffin Kenneth C (Director) Option Ex 24,999,032 1.03 25,848,999
2009-09-30 Citadel Investment Group Ii, L.l.c. (Director) Sale 25,000,000 1.74 43,500,000
2009-09-30 Griffin Kenneth C (Director) Sale 25,000,000 1.74 43,500,000
2009-09-29 Citadel Investment Group Ii, L.l.c. (Director) Sale 12,000,000 1.80 21,600,000
2009-09-29 Citadel Investment Group Ii, L.l.c. (Director) Option Ex 21,585,103 1.03 22,318,996
2009-09-29 Griffin Kenneth C (Director) Sale 12,000,000 1.80 21,600,000
2009-09-29 Griffin Kenneth C (Director) Option Ex 21,585,103 1.03 22,318,996
2009-09-28 Citadel Investment Group Ii, L.l.c. (Director) Sale 9,586,800 1.81 17,352,108
2009-09-28 Citadel Investment Group Ii, L.l.c. (Director) Option Ex 6,012,571 1.03 6,216,998
2009-09-28 Griffin Kenneth C (Director) Sale 9,586,800 1.81 17,352,108
2009-09-28 Griffin Kenneth C (Director) Option Ex 6,012,571 1.03 6,216,998
2009-09-25 Citadel Investment Group Ii, L.l.c. (Director) Sale 6,013,200 1.80 10,823,760
2009-09-25 Griffin Kenneth C (Director) Sale 6,013,200 1.80 10,823,760
2009-09-24 Citadel Investment Group Ii, L.l.c. (Director) Sale 17,000,000 1.74 29,580,000
2009-09-24 Citadel Investment Group Ii, L.l.c. (Director) Option Ex 43,498,066 1.03 44,977,000
2009-09-24 Griffin Kenneth C (Director) Sale 17,000,000 1.74 29,580,000
2009-09-24 Griffin Kenneth C (Director) Option Ex 43,498,066 1.03 44,977,000
2009-09-23 Citadel Investment Group Ii, L.l.c. (Director) Sale 26,500,000 1.90 50,350,000
2009-09-23 Citadel Investment Group Ii, L.l.c. (Director) Option Ex 41,499,032 1.03 42,909,999
2009-09-23 Griffin Kenneth C (Director) Sale 26,500,000 1.90 50,350,000
2009-09-23 Griffin Kenneth C (Director) Option Ex 41,499,032 1.03 42,909,999
2009-09-22 Citadel Investment Group Ii, L.l.c. (Director) Sale 41,500,000 1.99 82,585,000
2009-09-22 Griffin Kenneth C (Director) Sale 41,500,000 1.99 82,585,000
2009-09-21 Framke Greg (EVP/Chief Info. & Ops. Ofc.) Sale 130,000 1.90 247,000
2009-08-11 Citadel Investment Group Ii, L.l.c. (Director) Sale 3,000,000 4,166,604.00 12,499,812,000,000
2009-08-11 Griffin Kenneth C (Director) Sale 3,000,000 4,166,604.00 12,499,812,000,000
2009-08-10 Citadel Investment Group Ii, L.l.c. (Director) Sale 10,889,251 15,250,237.00 166,063,658,502,487
2009-08-10 Griffin Kenneth C (Director) Sale 10,889,251 15,250,237.00 166,063,658,502,487
2009-06-19 Weaver Donna L (Director) Buy 100,000 1.22 122,000
2009-06-18 Citadel Investment Group Ii, L.l.c. (Director) Buy 90,909,091 1.10 100,000,000
2009-06-18 Griffin Kenneth C (Director) Buy 90,909,091 1.10 100,000,000
2008-08-13 Kanner Frederick Wilkinson (Director) Buy 25,000 3.05 76,150
2008-05-30 Kanner Frederick Wilkinson (Director) Buy 25,000 4.03 100,750
2008-04-22 Kanner Frederick Wilkinson (Director) Buy 50,000 3.72 186,100
2008-03-17 Citadel Investment Group Ii, L.l.c. (10% Owner) Buy 65,474 3.27 213,772
2008-03-17 Citadel Investment Group Ii, L.l.c. (10% Owner) Sale 55,211 3.19 176,772
2008-03-17 Griffin Kenneth C (10% Owner) Buy 65,474 3.27 213,772
2008-03-17 Griffin Kenneth C (10% Owner) Sale 55,211 3.19 176,772
2008-01-29 Willard Stephen H (Director) Buy 25,000 3.98 99,625
2008-01-29 Brewster Daryl G (Director) Buy 24,586 4.07 99,991
2008-01-29 Randall Lewis E (Director) Buy 29,500 4.07 119,976
2008-01-29 Hayter George A (Director) Buy 4,917 4.07 19,997
2008-01-29 Fisher Ronald (Director) Buy 31,806 4.07 129,355
2008-01-29 Lilien R Jarrett (Acting Chief Executive Officer) Buy 7,376 4.07 29,998
2008-01-29 Weaver Donna L (Director) Buy 68,843 4.07 279,984
2008-01-29 Parks Michael K (Director) Buy 24,586 4.07 99,991
2008-01-29 Layton Donald H (Director) Buy 245,800 4.07 999,668
2008-01-29 Raffaeli C Cathleen (Director) Buy 12,293 4.07 49,995
2007-12-14 Caplan Mitchell H (Director) Sale 300,000 3.87 1,161,000
2007-08-16 Willard Stephen H (Director) Option Ex 15,000 6.96 104,370
2007-08-06 Lilien R Jarrett (President & COO) Buy 3,000 14.99 44,970
2007-04-23 Simmons Robert J (Chief Financial Officer) Sale 25,000 21.76 544,000
2007-04-23 Simmons Robert J (Chief Financial Officer) Option Ex 25,000 3.80 95,000
2007-02-26 Caplan Mitchell H (Chief Executive Officer) Sale 72,211 24.08 1,738,913
2007-02-26 Caplan Mitchell H (Chief Executive Officer) Option Ex 139,036 3.22 447,695
2007-01-29 Simmons Robert J (Chief Financial Officer) Sale 25,000 23.88 597,025
2007-01-29 Simmons Robert J (Chief Financial Officer) Option Ex 25,000 3.80 95,000
2006-12-01 Randall Lewis E (Director) Sale 10,000 23.35 233,520
2006-12-01 Randall Lewis E (Director) Option Ex 10,000 6.76 67,650
2006-11-01 Randall Lewis E (Director) Sale 10,000 23.81 238,100
2006-11-01 Randall Lewis E (Director) Option Ex 10,000 6.76 67,650
2006-10-23 Simmons Robert J (Chief Financial Officer) Sale 25,000 22.14 553,500
2006-10-23 Simmons Robert J (Chief Financial Officer) Option Ex 25,000 3.80 95,000
2006-10-02 Randall Lewis E (Director) Sale 10,000 23.87 238,680
2006-10-02 Randall Lewis E (Director) Option Ex 10,000 4.25 42,500
2006-09-28 Hayter George A (Director) Option Ex 40,000 5.51 220,280
2006-09-20 Webb Dennis (President, Capital Markets Div) Sale 4,000 25.00 100,000
2006-09-20 Webb Dennis (President, Capital Markets Div) Option Ex 4,000 3.81 15,220
2006-09-01 Randall Lewis E (Director) Sale 10,000 23.56 235,610
2006-09-01 Randall Lewis E (Director) Option Ex 10,000 4.25 42,500
2006-07-24 Simmons Robert J (Chief Financial Officer) Sale 25,000 22.35 558,750
2006-07-24 Simmons Robert J (Chief Financial Officer) Option Ex 25,000 3.80 95,000
2006-06-02 Webb Dennis (President, Capital Markets Div) Sale 25,000 25.03 625,650
2006-06-02 Webb Dennis (President, Capital Markets Div) Option Ex 25,000 3.81 95,125
2006-05-16 Webb Dennis (President, Capital Markets Div) Sale 55,000 25.06 1,378,355
2006-05-16 Webb Dennis (President, Capital Markets Div) Option Ex 55,000 3.81 209,275
2006-05-15 Webb Dennis (President, Capital Markets Div) Sale 145,000 24.95 3,617,315
2006-05-15 Webb Dennis (President, Capital Markets Div) Option Ex 145,000 3.81 551,725
2006-05-15 Simmons Robert J (Chief Financial Officer) Sale 47,244 24.86 1,174,580
2006-05-15 Simmons Robert J (Chief Financial Officer) Option Ex 47,244 6.83 322,534
2006-05-12 Simmons Robert J (Chief Financial Officer) Sale 47,243 25.33 1,196,759
2006-05-12 Simmons Robert J (Chief Financial Officer) Option Ex 47,243 6.83 322,527
2006-05-11 Simmons Robert J (Chief Financial Officer) Sale 47,243 26.25 1,240,034
2006-05-11 Simmons Robert J (Chief Financial Officer) Option Ex 47,243 6.83 322,527

Insider trading activities including stock purchases, stock sales, and option exercises of ETFC listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of E Trade Financial Corp (symbol ETFC, CIK number 1015780) see the Securities and Exchange Commission (SEC) website.