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Insider Trading: E TRADE FINANCIAL CORP

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of E TRADE FINANCIAL CORP since year 2005 are given in the first table. The second table lists detailed insider transactions reported by E TRADE FINANCIAL CORP since 2005. The reporting company's ticker symbol is ET. The reporting company's CIK number is 1015780. The total value of stock buying during this period is $2,587,337. The total value of stock sales is $15,962,398. The total value of stock exercises is $3,211,630.

Figure 1. Monthly insider transaction values at E TRADE FINANCIAL CORP (ET) in the past 24 months. The trade values of insider stock buys, sales, and option exercises are in logarithmic scale as shown on the right axis labels. The detailed monthly and daily insider transactions are listed in the 2 tables below.

  • 06

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2007

  • 02

  • 03

  • 04

  • 05

  • 06

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2008

  • 02

  • 03

  • 04

  • 05

  • $1,928k

    $192k

    $19k

    $1k

  • Buy
  • Sale
  • Option Exercise

Figure 2. Average prices of insider buys, sales, and option exercises at E TRADE FINANCIAL CORP (ET) in the past 24 months. See table 2 for insider transaction details.

  • 06

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2007

  • 02

  • 03

  • 04

  • 05

  • 06

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2008

  • 02

  • 03

  • 04

  • 05

  • $25.03

    $18.77

    $12.51

    $6.26



Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for E TRADE FINANCIAL CORP (ET).
Trading Period
year-month  
Insider Buying     
Shares               Value ($)
Insider Sales     
Shares               Value ($)
Option Exercises     
Shares               Value ($)
2008-04 50,000 186,125 0 0 0 0
2008-03 130,948 427,572 165,633 530,376 0 0
2008-01 474,707 1,928,670 0 0 0 0
2007-12 0 0 300,000 1,161,000 0 0
2007-08 3,000 44,970 0 0 15,000 104,374
2007-04 0 0 25,000 544,000 25,000 95,000
2007-02 0 0 72,211 1,738,970 139,036 447,695
2007-01 0 0 25,000 597,045 25,000 95,000
2006-12 0 0 10,000 233,522 10,000 67,657
2006-11 0 0 10,000 238,100 10,000 67,657
2006-10 0 0 35,000 792,180 35,000 137,500
2006-09 0 0 14,000 335,613 54,000 278,034
2006-07 0 0 25,000 558,750 25,000 95,000
2006-06 0 0 25,000 625,650 25,000 95,125
2006-05 0 0 341,730 8,607,192 341,730 1,728,588

Table 2. Detailed insider stock purchases, sales, and option exercises for E TRADE FINANCIAL CORP (ET)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2008-04-22 Kanner Frederick Wilkinson (Director) Purchase 50,000 3.72 186,125
2008-03-17 Citadel Investment Group Ii, L.l.c. (10% Owner) Purchase 65,474 3.27 213,786
2008-03-17 Citadel Investment Group Ii, L.l.c. (10% Owner) Sale 55,211 3.19 176,792
2008-03-17 Griffin Kenneth C (10% Owner) Purchase 65,474 3.27 213,786
2008-03-17 Griffin Kenneth C (10% Owner) Sale 55,211 3.19 176,792
2008-01-29 Willard Stephen H (Director) Purchase 25,000 3.98 99,625
2008-01-29 Brewster Daryl G (Director) Purchase 24,586 4.07 99,996
2008-01-29 Randall Lewis E (Director) Purchase 29,500 4.07 119,982
2008-01-29 Hayter George A (Director) Purchase 4,917 4.07 19,998
2008-01-29 Fisher Ronald (Director) Purchase 31,806 4.07 129,361
2008-01-29 Lilien R Jarrett (Acting Chief Executive Officer) Purchase 7,376 4.07 29,999
2008-01-29 Weaver Donna L (Director) Purchase 68,843 4.07 279,998
2008-01-29 Parks Michael K (Director) Purchase 24,586 4.07 99,996
2008-01-29 Layton Donald H (Director) Purchase 245,800 4.07 999,717
2008-01-29 Raffaeli C Cathleen (Director) Purchase 12,293 4.07 49,998
2007-12-14 Caplan Mitchell H (Director) Sale 300,000 3.87 1,161,000
2007-08-16 Willard Stephen H (Director) Option Exercise 15,000 6.96 104,374
2007-08-06 Lilien R Jarrett (President & COO) Purchase 3,000 14.99 44,970
2007-04-23 Simmons Robert J (Chief Financial Officer) Sale 25,000 21.76 544,000
2007-04-23 Simmons Robert J (Chief Financial Officer) Option Exercise 25,000 3.80 95,000
2007-02-26 Caplan Mitchell H (Chief Executive Officer) Sale 72,211 24.08 1,738,970
2007-02-26 Caplan Mitchell H (Chief Executive Officer) Option Exercise 139,036 3.22 447,695
2007-01-29 Simmons Robert J (Chief Financial Officer) Sale 25,000 23.88 597,045
2007-01-29 Simmons Robert J (Chief Financial Officer) Option Exercise 25,000 3.80 95,000
2006-12-01 Randall Lewis E (Director) Sale 10,000 23.35 233,522
2006-12-01 Randall Lewis E (Director) Option Exercise 10,000 6.77 67,657
2006-11-01 Randall Lewis E (Director) Sale 10,000 23.81 238,100
2006-11-01 Randall Lewis E (Director) Option Exercise 10,000 6.77 67,657
2006-10-23 Simmons Robert J (Chief Financial Officer) Sale 25,000 22.14 553,500
2006-10-23 Simmons Robert J (Chief Financial Officer) Option Exercise 25,000 3.80 95,000
2006-10-02 Randall Lewis E (Director) Sale 10,000 23.87 238,680
2006-10-02 Randall Lewis E (Director) Option Exercise 10,000 4.25 42,500
2006-09-28 Hayter George A (Director) Option Exercise 40,000 5.51 220,314
2006-09-20 Webb Dennis (President, Capital Markets Div) Sale 4,000 25.00 100,000
2006-09-20 Webb Dennis (President, Capital Markets Div) Option Exercise 4,000 3.80 15,220
2006-09-01 Randall Lewis E (Director) Sale 10,000 23.56 235,613
2006-09-01 Randall Lewis E (Director) Option Exercise 10,000 4.25 42,500
2006-07-24 Simmons Robert J (Chief Financial Officer) Sale 25,000 22.35 558,750
2006-07-24 Simmons Robert J (Chief Financial Officer) Option Exercise 25,000 3.80 95,000
2006-06-02 Webb Dennis (President, Capital Markets Div) Sale 25,000 25.03 625,650
2006-06-02 Webb Dennis (President, Capital Markets Div) Option Exercise 25,000 3.80 95,125
2006-05-16 Webb Dennis (President, Capital Markets Div) Sale 55,000 25.06 1,378,404
2006-05-16 Webb Dennis (President, Capital Markets Div) Option Exercise 55,000 3.80 209,275
2006-05-15 Webb Dennis (President, Capital Markets Div) Sale 145,000 24.95 3,617,387
2006-05-15 Webb Dennis (President, Capital Markets Div) Option Exercise 145,000 3.80 551,725
2006-05-15 Simmons Robert J (Chief Financial Officer) Sale 47,244 24.86 1,174,580
2006-05-15 Simmons Robert J (Chief Financial Officer) Option Exercise 47,244 6.83 322,534
2006-05-12 Simmons Robert J (Chief Financial Officer) Sale 47,243 25.33 1,196,778
2006-05-12 Simmons Robert J (Chief Financial Officer) Option Exercise 47,243 6.83 322,527
2006-05-11 Simmons Robert J (Chief Financial Officer) Sale 47,243 26.25 1,240,043
2006-05-11 Simmons Robert J (Chief Financial Officer) Option Exercise 47,243 6.83 322,527

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of E TRADE FINANCIAL CORP (symbol ET, CIK number 1015780) see the Securities and Exchange Commission (SEC) website.

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