Insider Trading: Ladenburg Thalmann Financial Services Inc

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Ladenburg Thalmann Financial Services Inc in the last 24 months are illustrated in figures 1 and 2. Table 1 shows the monthly insider trading data of Ladenburg Thalmann Financial Services Inc since year 2005. Table 2 shows the detailed insider transactions of Ladenburg Thalmann Financial Services Inc since 2005. The reporting company's ticker symbol is LTS. The reporting company's CIK number is 1029730.

The total value of stock buying since 2005 is $8,955,680. The total value of stock sales is $2,700,000. The total value of stock exercises is $19,980.


1 year stock price chart,   1 day stock price chart
LTS 1 year chart
LTS 1 day chart

Figure 1. Monthly insider transaction values at Ladenburg Thalmann Financial Services Inc (LTS) in the past 24 months. The trade values of insider stock buys, sales, and option exercises are in logarithmic scale as shown on the right axis labels. The detailed monthly and daily insider transactions are listed in the 2 tables below.

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2009

  • 02

  • 03

  • 04

  • 05

  • 06

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2010

  • 02

  • 03

  • 04

  • 05

  • 06

  • 07

  • $428,170

    $42,817

    $4,281

    $428

  • Buy
  • Sale
  • Option Exercise

Figure 2. Average prices of insider buys, sales, and option exercises at Ladenburg Thalmann Financial Services Inc (LTS) in the past 24 months. See table 2 for insider transaction details.

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2009

  • 02

  • 03

  • 04

  • 05

  • 06

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2010

  • 02

  • 03

  • 04

  • 05

  • 06

  • 07

  • $1.22

    $.92

    $.61

    $.30



Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Ladenburg Thalmann Financial Services Inc (LTS).
Trading Period
year-month  
Insider Buying     
Shares               Value ($)
Insider Sales     
Shares               Value ($)
Option Exercises     
Shares               Value ($)
2010-07 50,000 56,750 0 0 0 0
2010-04 65,000 60,050 0 0 0 0
2010-03 30,000 28,500 0 0 0 0
2010-01 115,300 85,639 0 0 0 0
2009-12 774,000 428,170 0 0 0 0
2009-11 110,000 70,125 0 0 0 0
2009-10 75,000 51,803 0 0 0 0
2009-09 35,000 22,925 0 0 0 0
2009-08 50,000 30,750 0 0 0 0
2009-07 102,157 50,426 0 0 0 0
2009-06 97,943 55,420 0 0 0 0
2009-05 25,000 17,685 0 0 0 0
2009-03 205,000 116,900 0 0 0 0
2008-12 44,000 31,355 0 0 0 0
2008-11 20,000 16,550 0 0 0 0
2008-10 105,000 120,085 0 0 0 0
2008-06 50,000 94,010 0 0 0 0
2008-04 1,500,000 2,700,000 1,500,000 2,700,000 0 0
2008-03 180,000 341,830 0 0 0 0
2008-01 45,000 90,524 0 0 0 0
2007-12 257,839 524,489 0 0 0 0
2007-11 288,521 550,235 0 0 0 0
2007-09 25,000 49,500 0 0 0 0
2007-03 0 0 0 0 60,000 19,980
2007-01 1,510,000 1,819,760 0 0 0 0
2006-12 20,000 25,099 0 0 0 0
2006-10 150,000 148,650 0 0 0 0
2006-08 158,000 126,400 0 0 0 0
2006-04 2,760,112 1,242,050 0 0 0 0

Table 2. Detailed insider stock purchases, sales, and option exercises for Ladenburg Thalmann Financial Services Inc (LTS)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2010-07-19 Frost Nevada Investments Trust (10% Owner) Purchase 50,000 1.14 56,750
2010-04-01 Frost Nevada Investments Trust (10% Owner) Purchase 50,000 .93 46,350
2010-04-01 Zeitchick Mark (Executive Vice President) Purchase 5,000 .95 4,750
2010-04-01 Lampen Richard (President and CEO) Purchase 5,000 .90 4,475
2010-04-01 Rosenstock Richard J (Director) Purchase 5,000 .90 4,475
2010-03-24 Rosenstock Richard J (Director) Purchase 5,000 .97 4,850
2010-03-23 Frost Nevada Investments Trust (10% Owner) Purchase 15,000 .95 14,250
2010-03-23 Zeitchick Mark (Executive Vice President) Purchase 5,000 .94 4,700
2010-03-23 Lampen Richard (President and CEO) Purchase 5,000 .94 4,700
2010-01-28 Frost Nevada Investments Trust (10% Owner) Purchase 100,000 .76 76,000
2010-01-06 Frost Nevada Investments Trust (10% Owner) Purchase 15,300 .63 9,639
2009-12-22 Frost Nevada Investments Trust (10% Owner) Purchase 26,000 .62 16,120
2009-12-09 Frost Nevada Investments Trust (10% Owner) Purchase 350,000 .55 192,500
2009-12-09 Zeitchick Mark (Executive Vice President) Purchase 50,000 .55 27,500
2009-12-09 Lorber Howard M (Director) Purchase 200,000 .55 110,000
2009-12-09 Lampen Richard (President and CEO) Purchase 88,000 .55 48,400
2009-12-09 Rosenstock Richard J (Director) Purchase 50,000 .55 27,500
2009-12-07 Zeitchick Mark (Executive Vice President) Purchase 5,000 .62 3,100
2009-12-07 Lampen Richard (President and CEO) Purchase 5,000 .61 3,050
2009-11-30 Lampen Richard (President and CEO) Purchase 5,000 .61 3,050
2009-11-27 Frost Nevada Investments Trust (10% Owner) Purchase 20,000 .62 12,500
2009-11-25 Frost Nevada Investments Trust (10% Owner) Purchase 20,000 .64 12,800
2009-11-23 Lampen Richard (President and CEO) Purchase 10,000 .62 6,200
2009-11-13 Frost Nevada Investments Trust (10% Owner) Purchase 20,000 .65 13,000
2009-11-13 Zeitchick Mark (Executive Vice President) Purchase 5,000 .63 3,150
2009-11-13 Rosenstock Richard J (Director) Purchase 5,000 .64 3,225
2009-11-12 Frost Nevada Investments Trust (10% Owner) Purchase 20,000 .65 13,000
2009-11-12 Lampen Richard (President and CEO) Purchase 5,000 .64 3,200
2009-10-09 Frost Nevada Investments Trust (10% Owner) Purchase 20,000 .70 14,000
2009-10-09 Zeitchick Mark (Executive Vice President) Purchase 5,000 .71 3,550
2009-10-09 Lampen Richard (President and CEO) Purchase 15,000 .69 10,380
2009-10-09 Rosenstock Richard J (Director) Purchase 5,000 .70 3,474
2009-10-08 Lampen Richard (President and CEO) Purchase 5,000 .69 3,449
2009-10-05 Lampen Richard (President and CEO) Purchase 10,000 .68 6,750
2009-10-02 Frost Nevada Investments Trust (10% Owner) Purchase 15,000 .68 10,200
2009-09-02 Frost Nevada Investments Trust (10% Owner) Purchase 20,000 .65 13,000
2009-09-02 Zeitchick Mark (Executive Vice President) Purchase 5,000 .64 3,225
2009-09-02 Lampen Richard (President and CEO) Purchase 5,000 .67 3,350
2009-09-02 Rosenstock Richard J (Director) Purchase 5,000 .67 3,350
2009-08-20 Frost Nevada Investments Trust (10% Owner) Purchase 50,000 .62 30,750
2009-07-28 Frost Nevada Investments Trust (10% Owner) Purchase 59,700 .49 29,253
2009-07-24 Frost Nevada Investments Trust (10% Owner) Purchase 200 .49 98
2009-07-23 Frost Nevada Investments Trust (10% Owner) Purchase 33,300 .48 16,150
2009-07-01 Frost Nevada Investments Trust (10% Owner) Purchase 2,129 .55 1,170
2009-07-01 Zeitchick Mark (Executive Vice President) Purchase 5,000 .55 2,750
2009-07-01 Lampen Richard (President and CEO) Purchase 1,828 .55 1,005
2009-06-30 Frost Nevada Investments Trust (10% Owner) Purchase 2,949 .54 1,592
2009-06-30 Lampen Richard (President and CEO) Purchase 3,250 .54 1,755
2009-06-30 Rosenstock Richard J (Director) Purchase 78 .54 42
2009-06-29 Frost Nevada Investments Trust (10% Owner) Purchase 4,922 .53 2,608
2009-06-29 Lampen Richard (President and CEO) Purchase 4,922 .53 2,608
2009-06-29 Rosenstock Richard J (Director) Purchase 4,922 .53 2,608
2009-06-26 Frost Nevada Investments Trust (10% Owner) Purchase 15,000 .45 6,750
2009-06-26 Kaufman Brett (Vice President and CFO) Purchase 5,000 .52 2,625
2009-06-26 Zeitchick Mark (Executive Vice President) Purchase 10,000 .45 4,500
2009-06-26 Lampen Richard (President and CEO) Purchase 10,000 .45 4,500
2009-06-17 Frost Nevada Investments Trust (10% Owner) Purchase 1,900 .66 1,254
2009-06-17 Kaufman Brett (Vice President and CFO) Purchase 10,000 .69 6,929
2009-06-10 Frost Nevada Investments Trust (10% Owner) Purchase 10,000 .71 7,100
2009-06-10 Zeitchick Mark (Executive Vice President) Purchase 5,000 .69 3,449
2009-06-10 Lampen Richard (President and CEO) Purchase 5,000 .71 3,550
2009-06-10 Rosenstock Richard J (Director) Purchase 5,000 .71 3,550
2009-05-28 Rosenstock Richard J (Director) Purchase 5,000 .75 3,750
2009-05-27 Zeitchick Mark (Executive Vice President) Purchase 5,000 .75 3,750
2009-05-27 Lampen Richard (President and CEO) Purchase 5,000 .74 3,725
2009-05-26 Frost Nevada Investments Trust (10% Owner) Purchase 10,000 .65 6,460
2009-03-31 Frost Gamma Investments Trust (10% Owner) Purchase 50,000 .52 26,000
2009-03-30 Zeitchick Mark (Executive Vice President) Purchase 5,000 .52 2,600
2009-03-30 Lampen Richard (President and CEO) Purchase 10,000 .53 5,300
2009-03-18 Frost Gamma Investments Trust (10% Owner) Purchase 100,000 .59 59,000
2009-03-18 Krasno Richard M (Director) Purchase 10,000 .60 6,000
2009-03-18 Zeitchick Mark (Executive Vice President) Purchase 10,000 .60 6,000
2009-03-18 Lampen Richard (President and CEO) Purchase 10,000 .60 6,000
2009-03-18 Rosenstock Richard J (Director) Purchase 10,000 .60 6,000
2008-12-31 Frost Gamma Investments Trust (10% Owner) Purchase 41,000 .72 29,315
2008-12-30 Frost Gamma Investments Trust (10% Owner) Purchase 3,000 .68 2,040
2008-11-21 Frost Gamma Investments Trust (10% Owner) Purchase 10,000 .78 7,800
2008-11-21 Lampen Richard (President and CEO) Purchase 5,000 .85 4,250
2008-11-20 Lampen Richard (President and CEO) Purchase 5,000 .90 4,500
2008-10-17 Frost Gamma Investments Trust (10% Owner) Purchase 10,000 1.34 13,400
2008-10-10 Frost Gamma Investments Trust (10% Owner) Purchase 50,000 .98 49,000
2008-10-10 Lampen Richard (President and CEO) Purchase 5,000 .98 4,900
2008-10-09 Lampen Richard (President and CEO) Purchase 5,000 1.20 6,000
2008-10-08 Frost Gamma Investments Trust (10% Owner) Purchase 10,000 1.30 13,030
2008-10-08 Zeitchick Mark (Executive Vice President) Purchase 5,000 1.28 6,400
2008-10-08 Lampen Richard (President and CEO) Purchase 5,000 1.28 6,400
2008-10-06 Frost Gamma Investments Trust (10% Owner) Purchase 15,000 1.40 20,955
2008-06-19 Frost Gamma Investments Trust (10% Owner) Purchase 10,000 1.80 18,000
2008-06-11 Frost Gamma Investments Trust (10% Owner) Purchase 10,000 1.91 19,060
2008-06-06 Frost Gamma Investments Trust (10% Owner) Purchase 10,000 1.89 18,900
2008-06-02 Zeitchick Mark (Executive Vice President) Purchase 10,000 1.90 19,050
2008-06-02 Lampen Richard (President and CEO) Purchase 10,000 1.90 19,000
2008-04-01 Frost Gamma Investment Trust (10% Owner) Purchase 1,500,000 1.80 2,700,000
2008-04-01 Rosenstock Richard J (Director) Sale 1,500,000 1.80 2,700,000
2008-03-25 Frost Gamma Investment Trust (10% Owner) Purchase 150,000 1.90 285,000
2008-03-25 Zeitchick Mark (Executive Vice President) Purchase 10,000 1.90 19,000
2008-03-25 Lampen Richard (President and CEO) Purchase 10,000 1.90 19,000
2008-03-20 Frost Gamma Investment Trust (10% Owner) Purchase 10,000 1.88 18,830
2008-01-08 Frost Gamma Investment Trust (10% Owner) Purchase 20,000 2.01 40,199
2008-01-04 Frost Gamma Investment Trust (10% Owner) Purchase 25,000 2.01 50,325
2007-12-31 Frost Gamma Investment Trust (10% Owner) Purchase 100,000 2.16 216,500
2007-12-21 Frost Gamma Investment Trust (10% Owner) Purchase 10,000 2.10 20,950
2007-12-20 Frost Gamma Investment Trust (10% Owner) Purchase 11,900 1.97 23,478
2007-12-19 Frost Gamma Investment Trust (10% Owner) Purchase 15,400 1.98 30,415
2007-12-18 Frost Gamma Investment Trust (10% Owner) Purchase 20,000 1.95 39,000
2007-12-17 Frost Gamma Investment Trust (10% Owner) Purchase 10,000 1.91 19,100
2007-12-14 Frost Gamma Investment Trust (10% Owner) Purchase 20,000 1.94 38,820
2007-12-13 Frost Gamma Investment Trust (10% Owner) Purchase 25,000 1.93 48,250
2007-12-13 Zeitchick Mark (Executive Vice President) Purchase 3,689 1.93 7,119
2007-12-13 Rosenstock Richard J (Director) Purchase 5,000 1.92 9,575
2007-12-12 Frost Gamma Investment Trust (10% Owner) Purchase 10,000 1.92 19,250
2007-12-12 Lampen Richard (President and CEO) Purchase 5,000 1.92 9,625
2007-12-07 Frost Gamma Investment Trust (10% Owner) Purchase 10,300 1.95 20,108
2007-12-06 Frost Gamma Investment Trust (10% Owner) Purchase 4,700 1.93 9,071
2007-12-06 Lampen Richard (President and CEO) Purchase 200 1.88 376
2007-12-05 Lampen Richard (President and CEO) Purchase 1,650 1.85 3,052
2007-11-27 Frost Gamma Investment Trust (10% Owner) Purchase 45,148 1.96 88,490
2007-11-27 Zeitchick Mark (Executive Vice President) Purchase 5,000 1.95 9,750
2007-11-27 Lampen Richard (President and CEO) Purchase 122 1.94 236
2007-11-27 Rosenstock Richard J (Director) Purchase 143 1.94 276
2007-11-26 Frost Gamma Investment Trust (10% Owner) Purchase 4,852 1.88 9,097
2007-11-26 Lampen Richard (President and CEO) Purchase 4,878 1.88 9,146
2007-11-26 Rosenstock Richard J (Director) Purchase 4,857 1.88 9,106
2007-11-15 Frost Gamma Investment Trust (10% Owner) Purchase 50,000 1.95 97,500
2007-11-14 Frost Gamma Investment Trust (10% Owner) Purchase 54,395 1.93 104,982
2007-11-14 Zeitchick Mark (Executive Vice President) Purchase 9,548 1.93 18,389
2007-11-14 Lampen Richard (President and CEO) Purchase 9,548 1.93 18,389
2007-11-14 Rosenstock Richard J (Director) Purchase 9,550 1.93 18,393
2007-11-13 Frost Gamma Investment Trust (10% Owner) Purchase 59,126 1.84 108,791
2007-11-13 Zeitchick Mark (Executive Vice President) Purchase 10,452 1.84 19,231
2007-11-13 Lampen Richard (President and CEO) Purchase 10,452 1.84 19,231
2007-11-13 Rosenstock Richard J (Director) Purchase 10,450 1.84 19,228
2007-09-28 Frost Gamma Investment Trust (10% Owner) Purchase 25,000 1.98 49,500
2007-03-19 Eide Robert J (Director) Option Exercise 60,000 .33 19,980
2007-01-08 Gilinski Saul (Director) Purchase 100,000 1.20 120,000
2007-01-08 Krasno Richard M (Director) Purchase 80,000 1.29 103,520
2007-01-08 Genson Brian S (Director) Purchase 20,000 1.20 24,000
2007-01-08 Zeitchick Mark (Executive Vice President) Purchase 25,000 1.20 30,000
2007-01-08 Lampen Richard (President and CEO) Purchase 40,000 1.20 48,000
2007-01-08 Rosenstock Richard J (Director) Purchase 10,000 1.20 12,000
2007-01-08 Podell Jeffrey (Director) Purchase 20,000 1.20 24,000
2007-01-08 Frost Phillip Md Et Al (Director) Purchase 1,200,000 1.20 1,440,000
2007-01-03 Rosenstock Richard J (Director) Purchase 15,000 1.22 18,240
2006-12-29 Rosenstock Richard J (Director) Purchase 20,000 1.26 25,099
2006-10-05 Frost Phillip Md Et Al (Director) Purchase 150,000 .99 148,650
2006-08-14 Frost Phillip Md Et Al (Director) Purchase 158,000 .80 126,400
2006-04-27 Rosen Steven A (Director) Purchase 40,000 .45 18,000
2006-04-27 Zeitchick Mark (Director) Purchase 100,000 .45 45,000
2006-04-27 Lampen Richard (Director) Purchase 100,000 .45 45,000
2006-04-27 Rosenstock Richard J (Director) Purchase 100,000 .45 45,000
2006-04-27 Frost Phillip Md Et Al (Director) Purchase 2,420,112 .45 1,089,050

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Ladenburg Thalmann Financial Services Inc (symbol LTS, CIK number 1029730) see the Securities and Exchange Commission (SEC) website.

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