Insider Trading activities of Penson Worldwide Inc insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Penson Worldwide Inc since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Penson Worldwide Inc since year 2005. Table 2 shows the detailed insider transactions of Penson Worldwide Inc since 2005. The reporting company's ticker symbol is PNSN. The reporting company's CIK number is 1123541.
The total value of stock buying since 2005 is $451,875.
The total value of stock sales since 2005 is $68,840,121.
The total value of stock option exercises since 2005 is $358,047.


Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Penson Worldwide Inc (PNSN).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2012-06 0 $0 161,063 $32,891 0 $0
2012-05 0 $0 0 $0 480 $0
2012-01 0 $0 0 $0 480 $0
2011-10 0 $0 0 $0 480 $0
2011-05 25,000 $83,850 0 $0 479 $0
2011-03 0 $0 0 $0 3,855 $0
2011-01 0 $0 0 $0 480 $0
2010-12 0 $0 0 $0 3,860 $0
2010-10 0 $0 0 $0 480 $0
2010-09 0 $0 0 $0 3,855 $0
2010-07 0 $0 0 $0 480 $0
2010-06 0 $0 0 $0 3,860 $0
2010-04 0 $0 0 $0 4,680 $0
2010-03 0 $0 500,000 $0 3,860 $0
2010-01 0 $0 0 $0 4,679 $0
2009-12 0 $0 120,000 $1,117,972 3,855 $0
2009-11 5,000 $45,700 0 $0 0 $0
2009-10 0 $0 0 $0 4,680 $0
2009-09 0 $0 0 $0 3,860 $0
2009-08 0 $0 39,600 $461,052 0 $0
2009-07 0 $0 60,400 $709,700 4,675 $0
2009-06 0 $0 0 $0 11,580 $0
2009-04 0 $0 0 $0 4,680 $0
2009-01 0 $0 0 $0 4,680 $0
2008-10 0 $0 0 $0 4,680 $0
2008-08 0 $0 30,000 $549,000 0 $0
2008-07 0 $0 0 $0 4,200 $0
2008-02 11,500 $126,825 0 $0 0 $0
2007-07 0 $0 11,250 $225,517 0 $0
2007-06 0 $0 234,800 $6,636,433 0 $0
2007-05 0 $0 147,900 $4,199,461 0 $0
2007-04 0 $0 32,250 $1,010,138 0 $0
2007-03 0 $0 519,762 $13,556,233 7,422 $126,174
2007-02 0 $0 717,869 $21,929,729 31,250 $131,875
2007-01 0 $0 24,750 $675,281 0 $0
2006-12 0 $0 111,250 $2,558,026 25,100 $99,998
2006-05 11,500 $195,500 892,864 $15,178,688 0 $0

Table 2. Detailed insider stock purchases, sales, and option exercises of Penson Worldwide Inc insiders (PNSN)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2012-06-13 Engel Bryce (President) Sale 72,591 .18 13,429
2012-06-12 Koslow Andrew B (Executive VP - General Counsel) Sale 76,559 .22 16,842
2012-06-12 Engel Bryce (President) Sale 11,913 .22 2,620
2012-05-01 Pendergraft Philip A (Chief Executive Officer) Option Ex 480 .00 0
2012-01-31 Pendergraft Philip A (Chief Executive Officer) Option Ex 480 .00 0
2011-10-31 Pendergraft Philip A (Chief Executive Officer) Option Ex 480 .00 0
2011-05-13 Yancey Charles William (CEO of Registrant Subsidiary) Buy 10,000 3.39 33,900
2011-05-13 Pendergraft Philip A (Chief Executive Officer) Buy 15,000 3.33 49,950
2011-05-01 Pendergraft Philip A (Chief Executive Officer) Option Ex 479 .00 0
2011-03-31 Kelly David M (Director) Option Ex 771 .00 0
2011-03-31 Johnson David (Director) Option Ex 771 .00 0
2011-03-31 Dyer James S (Director) Option Ex 771 .00 0
2011-03-31 Johnson Thomas Richard (Director) Option Ex 771 .00 0
2011-03-31 Reed David A (Director) Option Ex 771 .00 0
2011-01-31 Pendergraft Philip A (Chief Executive Officer) Option Ex 480 .00 0
2010-12-31 Kelly David M (Director) Option Ex 772 .00 0
2010-12-31 Johnson David (Director) Option Ex 772 .00 0
2010-12-31 Dyer James S (Director) Option Ex 772 .00 0
2010-12-31 Johnson Thomas Richard (Director) Option Ex 772 .00 0
2010-12-31 Reed David A (Director) Option Ex 772 .00 0
2010-10-31 Pendergraft Philip A (Chief Executive Officer) Option Ex 480 .00 0
2010-09-30 Kelly David M (Director) Option Ex 771 .00 0
2010-09-30 Johnson David (Director) Option Ex 771 .00 0
2010-09-30 Dyer James S (Director) Option Ex 771 .00 0
2010-09-30 Johnson Thomas Richard (Director) Option Ex 771 .00 0
2010-09-30 Reed David A (Director) Option Ex 771 .00 0
2010-07-31 Pendergraft Philip A (Chief Executive Officer) Option Ex 480 .00 0
2010-06-30 Kelly David M (Director) Option Ex 772 .00 0
2010-06-30 Johnson David (Director) Option Ex 772 .00 0
2010-06-30 Dyer James S (Director) Option Ex 772 .00 0
2010-06-30 Johnson Thomas Richard (Director) Option Ex 772 .00 0
2010-06-30 Reed David A (Director) Option Ex 772 .00 0
2010-04-30 Pendergraft Philip A (Chief Executive Officer) Option Ex 480 .00 0
2010-04-29 Kelly David M (Director) Option Ex 840 .00 0
2010-04-29 Johnson David (Director) Option Ex 840 .00 0
2010-04-29 Dyer James S (Director) Option Ex 840 .00 0
2010-04-29 Johnson Thomas Richard (Director) Option Ex 840 .00 0
2010-04-29 Reed David A (Director) Option Ex 840 .00 0
2010-03-31 Kelly David M (Director) Option Ex 772 .00 0
2010-03-31 Johnson David (Director) Option Ex 772 .00 0
2010-03-31 Dyer James S (Director) Option Ex 772 .00 0
2010-03-31 Johnson Thomas Richard (Director) Sale 406,797 .00 0
2010-03-31 Johnson Thomas Richard (Director) Option Ex 772 .00 0
2010-03-31 Reed David A (Director) Option Ex 772 .00 0
2010-03-02 Johnson Thomas Richard (Director) Sale 93,203 .00 0
2010-01-30 Pendergraft Philip A (Chief Executive Officer) Option Ex 479 .00 0
2010-01-29 Kelly David M (Director) Option Ex 840 .00 0
2010-01-29 Johnson David (Director) Option Ex 840 .00 0
2010-01-29 Dyer James S (Director) Option Ex 840 .00 0
2010-01-29 Johnson Thomas Richard (Director) Option Ex 840 .00 0
2010-01-29 Reed David A (Director) Option Ex 840 .00 0
2009-12-31 Kelly David M (Director) Option Ex 771 .00 0
2009-12-31 Johnson David (Director) Option Ex 771 .00 0
2009-12-31 Dyer James S (Director) Option Ex 771 .00 0
2009-12-31 Johnson Thomas Richard (Director) Option Ex 771 .00 0
2009-12-31 Reed David A (Director) Option Ex 771 .00 0
2009-12-08 Engemoen Family Partnership Ltd (10% Owner) Sale 63,311 9.17 580,561
2009-12-07 Engemoen Family Partnership Ltd (10% Owner) Sale 56,689 9.48 537,411
2009-11-06 Raphael Eran Simon (Executive Vice President) Buy 5,000 9.14 45,700
2009-10-30 Pendergraft Philip A (Chief Executive Officer) Option Ex 480 .00 0
2009-10-29 Kelly David M (Director) Option Ex 840 .00 0
2009-10-29 Johnson David (Director) Option Ex 840 .00 0
2009-10-29 Dyer James S (Director) Option Ex 840 .00 0
2009-10-29 Johnson Thomas Richard (Director) Option Ex 840 .00 0
2009-10-29 Reed David A (Director) Option Ex 840 .00 0
2009-09-30 Kelly David M (Director) Option Ex 772 .00 0
2009-09-30 Johnson David (Director) Option Ex 772 .00 0
2009-09-30 Dyer James S (Director) Option Ex 772 .00 0
2009-09-30 Johnson Thomas Richard (Director) Option Ex 772 .00 0
2009-09-30 Reed David A (Director) Option Ex 772 .00 0
2009-08-04 Johnson Thomas Richard (Director) Sale 12,600 11.52 145,152
2009-08-03 Johnson Thomas Richard (Director) Sale 27,000 11.70 315,900
2009-07-31 Johnson Thomas Richard (Director) Sale 45,900 11.75 539,325
2009-07-30 Pendergraft Philip A (Chief Executive Officer) Option Ex 480 .00 0
2009-07-30 Johnson Thomas Richard (Director) Sale 14,500 11.75 170,375
2009-07-29 Kelly David M (Director) Option Ex 839 .00 0
2009-07-29 Johnson David (Director) Option Ex 839 .00 0
2009-07-29 Dyer James S (Director) Option Ex 839 .00 0
2009-07-29 Johnson Thomas Richard (Director) Option Ex 839 .00 0
2009-07-29 Reed David A (Director) Option Ex 839 .00 0
2009-06-30 Kelly David M (Director) Option Ex 1,544 .00 0
2009-06-30 Johnson David (Director) Option Ex 1,544 .00 0
2009-06-30 Dyer James S (Director) Option Ex 1,544 .00 0
2009-06-30 Johnson Thomas Richard (Director) Option Ex 1,544 .00 0
2009-06-30 Reed David A (Director) Option Ex 1,544 .00 0
2009-04-30 Pendergraft Philip A (Chief Executive Officer) Option Ex 480 .00 0
2009-04-29 Kelly David M (Director) Option Ex 840 .00 0
2009-04-29 Johnson David (Director) Option Ex 840 .00 0
2009-04-29 Dyer James S (Director) Option Ex 840 .00 0
2009-04-29 Johnson Thomas Richard (Director) Option Ex 840 .00 0
2009-04-29 Reed David A (Director) Option Ex 840 .00 0
2009-01-30 Pendergraft Philip A (Chief Executive Officer) Option Ex 480 .00 0
2009-01-29 Kelly David M (Director) Option Ex 840 .00 0
2009-01-29 Johnson David (Director) Option Ex 840 .00 0
2009-01-29 Dyer James S (Director) Option Ex 840 .00 0
2009-01-29 Johnson Thomas Richard (Director) Option Ex 840 .00 0
2009-01-29 Reed David A (Director) Option Ex 840 .00 0
2008-10-30 Pendergraft Philip A (Chief Executive Officer) Option Ex 480 .00 0
2008-10-29 Kelly David M (Director) Option Ex 840 .00 0
2008-10-29 Johnson David (Director) Option Ex 840 .00 0
2008-10-29 Dyer James S (Director) Option Ex 840 .00 0
2008-10-29 Johnson Thomas Richard (Director) Option Ex 840 .00 0
2008-10-29 Reed David A (Director) Option Ex 840 .00 0
2008-08-01 Johnson Thomas Richard (Director) Sale 30,000 18.30 549,000
2008-07-29 Kelly David M (Director) Option Ex 840 .00 0
2008-07-29 Johnson David (Director) Option Ex 840 .00 0
2008-07-29 Dyer James S (Director) Option Ex 840 .00 0
2008-07-29 Johnson Thomas Richard (Director) Option Ex 840 .00 0
2008-07-29 Reed David A (Director) Option Ex 840 .00 0
2008-02-12 Pendergraft Philip A (Chief Executive Officer) Buy 5,000 11.00 55,000
2008-02-08 Steinhart Ronald G (Director) Buy 6,500 11.05 71,825
2007-07-19 Engemoen Roger J Jr (Chairman) Sale 11,250 20.05 225,517
2007-06-18 Engemoen Roger J Jr (Chairman) Sale 11,250 26.46 297,675
2007-06-15 Pendergraft Philip A (Chief Executive Officer) Sale 2,250 27.21 61,218
2007-06-04 Son Daniel P (President) Sale 20,000 28.03 560,620
2007-06-01 Tcv Member Fund L P (Other) Sale 201,300 28.40 5,716,920
2007-05-31 Tcv Member Fund L P (Other) Sale 114,400 28.71 3,284,652
2007-05-18 Engemoen Family Partnership Ltd (10% Owner) Sale 11,250 26.36 296,527
2007-05-15 Pendergraft Philip A (Chief Executive Officer) Sale 2,250 26.73 60,142
2007-05-03 Son Daniel P (President) Sale 20,000 27.91 558,140
2007-04-18 Engemoen Family Partnership Ltd (10% Owner) Sale 11,250 32.74 368,336
2007-04-16 Pendergraft Philip A (Chief Executive Officer) Sale 1,000 31.52 31,522
2007-04-03 Son Daniel P (President) Sale 20,000 30.51 610,280
2007-03-19 Engemoen Family Partnership Ltd (10% Owner) Sale 11,250 27.61 310,646
2007-03-15 Pendergraft Philip A (Chief Executive Officer) Sale 1,000 26.84 26,839
2007-03-14 Smith Mary Agnes (Controller) Sale 2,012 27.00 54,324
2007-03-14 Smith Mary Agnes (Controller) Option Ex 1,172 17.00 19,924
2007-03-14 Johnson David (Director) Option Ex 6,250 17.00 106,250
2007-03-12 Tcv Member Fund L P (Other) Sale 288,600 26.81 7,737,366
2007-03-07 Son Daniel P (President) Sale 20,000 27.00 540,000
2007-03-06 Tcv Member Fund L P (Other) Sale 196,900 24.82 4,887,058
2007-02-27 Gross William D (Director) Sale 8,000 28.81 230,448
2007-02-26 Gross William D (Director) Sale 28,000 30.53 854,840
2007-02-26 Tcv Member Fund L P (Other) Sale 123,900 28.78 3,565,842
2007-02-23 Gross William D (Director) Sale 64,000 31.44 2,011,968
2007-02-23 Koslow Andrew B (Senior VP - General Counsel) Sale 5,219 31.49 164,346
2007-02-23 Tcv Member Fund L P (Other) Sale 464,000 31.00 14,384,000
2007-02-20 Engemoen Family Partnership Ltd (10% Owner) Sale 11,250 29.94 336,847
2007-02-16 Koslow Andrew B (Senior VP - General Counsel) Option Ex 31,250 4.22 131,875
2007-02-15 Pendergraft Philip A (Chief Executive Officer) Sale 1,000 28.69 28,688
2007-02-05 Son Daniel P (President) Sale 12,500 28.22 352,750
2007-01-18 Engemoen Family Partnership Ltd (10% Owner) Sale 11,250 26.87 302,276
2007-01-16 Pendergraft Philip A (Chief Executive Officer) Sale 1,000 28.78 28,780
2007-01-03 Son Daniel P (President) Sale 12,500 27.54 344,225
2006-12-19 Engemoen Family Partnership Ltd (10% Owner) Sale 11,250 23.30 262,091
2006-12-12 Gross William D (Director) Sale 35,000 22.66 793,135
2006-12-11 Gross William D (Director) Sale 65,000 23.12 1,502,800
2006-12-07 Kelly David M (Director) Option Ex 25,100 3.98 99,998
2006-05-24 Engemoen Family Partnership Ltd (10% Owner) Sale 49,599 17.00 843,183
2006-05-24 Pendergraft Philip A (Chief Executive Officer) Sale 15,823 17.00 268,991
2006-05-24 Son Daniel P Jr (President) Sale 14,766 17.00 251,022
2006-05-24 Gross William D (Director) Sale 19,547 17.00 332,299
2006-05-24 Gray Joseph Kelly (Director) Sale 12,530 17.00 213,010
2006-05-24 Koslow Andrew B (Senior VP - General Counsel) Sale 671 17.00 11,407
2006-05-24 Johnson Thomas Richard (Director) Sale 20,522 17.00 348,874
2006-05-22 Reed David A (Director) Buy 5,000 17.00 85,000
2006-05-22 Steinhart Ronald G (Director) Buy 6,500 17.00 110,500
2006-05-17 Engemoen Family Partnership Ltd (10% Owner) Sale 330,663 17.00 5,621,271
2006-05-17 Pendergraft Philip A (Chief Executive Officer) Sale 105,486 17.00 1,793,262
2006-05-17 Son Daniel P Jr (President) Sale 98,437 17.00 1,673,429
2006-05-17 Gray Joseph Kelly (Director) Sale 83,531 17.00 1,420,027
2006-05-17 Koslow Andrew B (Senior VP - General Counsel) Sale 4,474 17.00 76,058
2006-05-17 Johnson Thomas Richard (Director) Sale 136,815 17.00 2,325,855

Insider trading activities including stock purchases, stock sales, and option exercises of PNSN listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Penson Worldwide Inc (symbol PNSN, CIK number 1123541) see the Securities and Exchange Commission (SEC) website.