Insider Trading activities of Neophotonics Corp insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Neophotonics Corp since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Neophotonics Corp since year 2005. Table 2 shows the detailed insider transactions of Neophotonics Corp since 2005. The reporting company's ticker symbol is NPTN. The reporting company's CIK number is 1227025.
The total value of stock buying since 2005 is $2,242,524.
The total value of stock sales since 2005 is $12,041,859.
The total value of stock option exercises since 2005 is $2,078,858.


Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Neophotonics Corp (NPTN).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2017-10 0 $0 0 $0 13,286 $46,501
2017-08 0 $0 0 $0 30,900 $0
2017-07 0 $0 47,400 $392,433 59,323 $222,493
2017-06 0 $0 438,100 $3,990,214 13,280 $0
2017-05 0 $0 426,025 $3,714,369 157,254 $499,435
2017-04 0 $0 0 $0 65,000 $0
2017-03 0 $0 0 $0 10,000 $42,500
2017-01 0 $0 0 $0 26,000 $91,000
2016-12 0 $0 0 $0 8,333 $0
2016-08 0 $0 88,628 $1,302,861 70,666 $148,750
2016-07 0 $0 23,669 $298,734 29,520 $63,000
2016-06 0 $0 0 $0 9,755 $24,062
2016-05 0 $0 20,000 $237,100 20,000 $70,000
2016-04 0 $0 34,879 $473,028 18,000 $59,399
2016-03 0 $0 36,692 $406,321 76,692 $266,345
2015-12 0 $0 0 $0 8,333 $0
2015-11 0 $0 11,628 $104,652 0 $0
2015-07 0 $0 0 $0 85,252 $30,891
2015-06 0 $0 31,588 $332,879 3,400 $11,900
2015-05 275,862 $1,999,999 31,138 $219,306 19,789 $20,999
2014-12 0 $0 0 $0 8,334 $0
2014-08 68,500 $186,427 0 $0 21,304 $0
2014-07 0 $0 0 $0 43,069 $0
2014-05 0 $0 0 $0 20,666 $77,497
2014-04 0 $0 0 $0 66,333 $248,748
2013-08 0 $0 6,200 $42,494 0 $0
2013-07 0 $0 20,000 $185,000 50,333 $42,500
2013-06 0 $0 37,333 $300,948 10,000 $42,500
2012-08 0 $0 8,000 $41,520 42,668 $0
2011-11 6,000 $28,098 0 $0 0 $0
2011-03 0 $0 0 $0 15,810 $70,338
2011-02 2,000 $28,000 0 $0 0 $0

Table 2. Detailed insider stock purchases, sales, and option exercises of Neophotonics Corp insiders (NPTN)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2017-10-09 Sitler Benjamin Lee (SVP, Global Sales) Option Ex 4,000 3.50 14,000
2017-10-06 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 8,000 3.50 28,000
2017-10-06 Jenks Timothy Storrs (CEO) Option Ex 1,286 3.50 4,501
2017-08-02 Sitler Benjamin Lee (SVP, Global Sales) Option Ex 4,800 .00 0
2017-08-02 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 4,800 .00 0
2017-08-02 Cheung Chiyue (Chief Operating Officer) Option Ex 4,800 .00 0
2017-08-02 Jenks Timothy Storrs (CEO) Option Ex 16,500 .00 0
2017-07-26 Sitler Benjamin Lee (SVP, Global Sales) Sale 33,400 8.44 282,029
2017-07-26 Sitler Benjamin Lee (SVP, Global Sales) Option Ex 33,400 3.50 116,900
2017-07-26 Sophie Michael J (Director) Sale 4,000 8.45 33,784
2017-07-26 Sophie Michael J (Director) Option Ex 4,000 4.25 17,000
2017-07-17 Abbe Charles J (Director) Option Ex 11,923 4.50 53,593
2017-07-03 Cheung Chiyue (Chief Operating Officer) Sale 10,000 7.66 76,620
2017-07-03 Cheung Chiyue (Chief Operating Officer) Option Ex 10,000 3.50 35,000
2017-06-07 Tarazi Ihab Saad (Director) Option Ex 2,656 .00 0
2017-06-07 Akhanov Dmitry (Director) Option Ex 2,656 .00 0
2017-06-07 Ramaswami Rajiv (Director) Option Ex 2,656 .00 0
2017-06-07 Sophie Michael J (Director) Option Ex 2,656 .00 0
2017-06-07 Abbe Charles J (Director) Option Ex 2,656 .00 0
2017-06-01 Rusnano (10% Owner) Sale 438,100 9.11 3,990,214
2017-05-31 Rusnano (10% Owner) Sale 26,000 9.07 235,820
2017-05-30 Rusnano (10% Owner) Sale 13,000 9.07 117,923
2017-05-26 Rusnano (10% Owner) Sale 30,000 9.08 272,340
2017-05-25 Rusnano (10% Owner) Sale 150,000 9.21 1,380,750
2017-05-24 Rusnano (10% Owner) Sale 4,400 9.07 39,912
2017-05-23 Rusnano (10% Owner) Sale 88,500 9.10 805,350
2017-05-15 Wallin Ray (SVP, CFO) Option Ex 19,600 .00 0
2017-05-12 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 22,000 8.41 185,064
2017-05-12 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 22,000 3.50 77,000
2017-05-11 Jenks Timothy Storrs (CEO) Option Ex 23,529 4.25 99,998
2017-05-08 Jenks Timothy Storrs (CEO) Sale 92,125 7.35 677,210
2017-05-08 Jenks Timothy Storrs (CEO) Option Ex 92,125 3.50 322,437
2017-04-27 Sitler Benjamin Lee (SVP, Global Sales) Option Ex 8,000 .00 0
2017-04-27 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 11,000 .00 0
2017-04-27 Cheung Chiyue (Chief Operating Officer) Option Ex 11,000 .00 0
2017-04-27 Jenks Timothy Storrs (CEO) Option Ex 25,000 .00 0
2017-04-27 Wallin Ray (SVP, CFO) Option Ex 10,000 .00 0
2017-03-23 Jenks Timothy Storrs (CEO) Option Ex 10,000 4.25 42,500
2017-01-03 Jenks Timothy Storrs (CEO) Option Ex 26,000 3.50 91,000
2016-12-23 Wallin Ray (SVP, CFO) Option Ex 8,333 .00 0
2016-08-18 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 3,400 15.00 51,000
2016-08-18 Jenks Timothy Storrs (CEO) Sale 22,666 15.04 340,941
2016-08-16 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 12,729 15.00 190,935
2016-08-15 Cheung Chiyue (Chief Operating Officer) Sale 17,500 14.80 259,000
2016-08-15 Cheung Chiyue (Chief Operating Officer) Option Ex 17,500 3.50 61,250
2016-08-15 Jenks Timothy Storrs (CEO) Sale 7,333 14.79 108,455
2016-08-15 Wallin Ray (SVP, CFO) Sale 10,000 14.55 145,530
2016-08-15 Wallin Ray (SVP, CFO) Option Ex 10,000 3.50 35,000
2016-08-05 Cheung Chiyue (Chief Operating Officer) Sale 15,000 13.80 207,000
2016-08-05 Cheung Chiyue (Chief Operating Officer) Option Ex 15,000 3.50 52,500
2016-08-01 Sitler Benjamin Lee (SVP, Global Sales) Option Ex 5,000 .00 0
2016-08-01 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 5,833 .00 0
2016-08-01 Cheung Chiyue (Chief Operating Officer) Option Ex 5,833 .00 0
2016-08-01 Jenks Timothy Storrs (CEO) Option Ex 11,500 .00 0
2016-07-25 Sitler Benjamin Lee (SVP, Global Sales) Sale 5,669 12.00 68,028
2016-07-25 Cheung Chiyue (Chief Operating Officer) Sale 18,000 12.82 230,706
2016-07-25 Cheung Chiyue (Chief Operating Officer) Option Ex 18,000 3.50 63,000
2016-07-14 Akhanov Dmitry (Director) Option Ex 2,880 .00 0
2016-07-14 Ramaswami Rajiv (Director) Option Ex 2,880 .00 0
2016-07-14 Sophie Michael J (Director) Option Ex 2,880 .00 0
2016-07-14 Abbe Charles J (Director) Option Ex 2,880 .00 0
2016-06-10 Jenks Timothy Storrs (CEO) Option Ex 6,875 3.50 24,062
2016-06-07 Ting Lee Sen (Director) Option Ex 2,880 .00 0
2016-05-02 Cheung Chiyue (Chief Operating Officer) Sale 20,000 11.86 237,100
2016-05-02 Cheung Chiyue (Chief Operating Officer) Option Ex 20,000 3.50 70,000
2016-04-27 Wallin Ray (SVP, CFO) Sale 6,672 13.52 90,185
2016-04-27 Wallin Ray (SVP, CFO) Option Ex 6,672 3.30 22,017
2016-04-14 Sitler Benjamin Lee (SVP, Global Sales) Sale 2,272 13.40 30,444
2016-04-13 Wallin Ray (SVP, CFO) Sale 2,000 13.52 27,034
2016-04-13 Wallin Ray (SVP, CFO) Option Ex 2,000 3.30 6,600
2016-04-12 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 3,293 13.20 43,454
2016-04-12 Wallin Ray (SVP, CFO) Sale 8,882 13.30 118,157
2016-04-12 Wallin Ray (SVP, CFO) Option Ex 3,331 3.30 10,992
2016-04-11 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 2,978 13.93 41,483
2016-04-11 Wallin Ray (SVP, CFO) Sale 8,782 13.92 122,271
2016-04-11 Wallin Ray (SVP, CFO) Option Ex 5,997 3.30 19,790
2016-03-09 Cheung Chiyue (Chief Operating Officer) Sale 25,000 11.08 276,950
2016-03-09 Cheung Chiyue (Chief Operating Officer) Option Ex 25,000 3.30 82,500
2016-03-09 Jenks Timothy Storrs (CEO) Option Ex 40,000 3.50 140,000
2016-03-09 Sophie Michael J (Director) Sale 11,692 11.06 129,371
2016-03-09 Sophie Michael J (Director) Option Ex 11,692 3.75 43,845
2015-12-23 Wallin Ray (SVP, CFO) Option Ex 8,333 .00 0
2015-11-03 Wallin Ray (SVP, CFO) Sale 11,628 9.00 104,652
2015-07-31 Sitler Benjamin Lee (SVP, Global Sales) Option Ex 7,200 .00 0
2015-07-31 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 8,033 .00 0
2015-07-31 Cheung Chiyue (Chief Operating Officer) Option Ex 8,033 .00 0
2015-07-31 Jenks Timothy Storrs (CEO) Option Ex 14,700 .00 0
2015-07-29 Akhanov Dmitry (Director) Option Ex 7,692 .00 0
2015-07-29 Ting Lee Sen (Director) Option Ex 7,692 .00 0
2015-07-29 Ramaswami Rajiv (Director) Option Ex 7,692 .00 0
2015-07-29 Sophie Michael J (Director) Option Ex 7,692 .00 0
2015-07-29 Abbe Charles J (Director) Option Ex 7,692 .00 0
2015-07-02 Jenks Timothy Storrs (CEO) Option Ex 8,826 3.50 30,891
2015-06-29 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 3,400 3.50 11,900
2015-06-24 Jenks Timothy Storrs (CEO) Sale 800 9.79 7,831
2015-06-23 Jenks Timothy Storrs (CEO) Sale 2,626 9.65 25,340
2015-06-22 Jenks Timothy Storrs (CEO) Sale 2,272 10.48 23,810
2015-06-22 Wallin Ray (SVP, CFO) Sale 10,890 10.40 113,223
2015-06-15 Sitler Benjamin Lee (SVP, Global Sales) Sale 15,000 10.85 162,675
2015-05-27 Oak Ix Affiliates Fund A Lp (10% Owner) Buy 275,862 7.25 1,999,999
2015-05-15 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 17,718 7.16 126,843
2015-05-15 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 600 3.75 2,250
2015-05-13 Cheung Chiyue (Chief Operating Officer) Sale 13,420 6.89 92,463
2015-05-12 Cheung Chiyue (Chief Operating Officer) Option Ex 13,420 .00 0
2015-05-05 Abbe Charles J (Director) Option Ex 5,769 3.25 18,749
2014-12-23 Wallin Ray (SVP, CFO) Option Ex 8,334 .00 0
2014-08-27 Cheung Chiyue (Chief Operating Officer) Option Ex 12,034 .00 0
2014-08-26 Ting Lee Sen (Director) Option Ex 3,090 .00 0
2014-08-26 Sophie Michael J (Director) Option Ex 3,090 .00 0
2014-08-26 Abbe Charles J (Director) Option Ex 3,090 .00 0
2014-08-14 Abbe Charles J (Director) Buy 19,617 2.74 53,809
2014-08-13 Sitler Benjamin Lee (VICE PRESIDENT GLOBAL SALES) Buy 10,000 2.72 27,200
2014-08-13 Wallin Ray (SVP, CFO) Buy 18,500 2.79 51,689
2014-08-13 Abbe Charles J (Director) Buy 20,383 2.64 53,729
2014-07-31 Sitler Benjamin Lee (VICE PRESIDENT GLOBAL SALES) Option Ex 10,533 .00 0
2014-07-31 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 12,034 .00 0
2014-07-31 Jenks Timothy Storrs (CEO) Option Ex 14,168 .00 0
2014-07-31 Lipscomb George Ferris (PBU, MANAGING DIRECTOR) Option Ex 6,334 .00 0
2014-05-09 Jenks Timothy Storrs (CEO) Option Ex 13,666 3.75 51,247
2014-05-09 Lipscomb George Ferris (PBU, MANAGING DIRECTOR) Option Ex 7,000 3.75 26,250
2014-04-28 Jenks Timothy Storrs (CEO) Option Ex 66,333 3.75 248,748
2013-08-09 Cheung Chiyue (SVP and COO) Sale 6,200 6.85 42,494
2013-07-31 Sitler Benjamin Lee (SVP Global Sales) Option Ex 5,533 .00 0
2013-07-31 Wupen Yuen (SVP Product Development) Option Ex 6,200 .00 0
2013-07-31 Cheung Chiyue (SVP and COO) Option Ex 6,200 .00 0
2013-07-31 Jenks Timothy Storrs (President and CEO) Option Ex 11,200 .00 0
2013-07-31 Lipscomb George Ferris (VP, Marketing) Option Ex 5,000 .00 0
2013-07-31 Fay James Daniel (SVP and CFO) Option Ex 6,200 .00 0
2013-07-26 Fay James Daniel (SVP and CFO) Sale 2,800 9.50 26,600
2013-07-25 Fay James Daniel (SVP and CFO) Sale 6,600 9.50 62,700
2013-07-22 Fay James Daniel (SVP and CFO) Sale 600 9.50 5,700
2013-07-08 Fay James Daniel (SVP and CFO) Sale 10,000 9.00 90,000
2013-07-08 Fay James Daniel (SVP and CFO) Option Ex 10,000 4.25 42,500
2013-06-21 Fay James Daniel (SVP and CFO) Sale 10,000 8.50 85,000
2013-06-18 Fay James Daniel (SVP and CFO) Sale 9,300 8.01 74,483
2013-06-18 Fay James Daniel (SVP and CFO) Option Ex 9,300 4.25 39,525
2013-06-17 Fay James Daniel (SVP and CFO) Sale 9,620 7.92 76,161
2013-06-17 Fay James Daniel (SVP and CFO) Option Ex 700 4.25 2,975
2013-06-10 Fay James Daniel (CFO) Sale 4,413 8.00 35,304
2013-06-06 Fay James Daniel (CFO) Sale 4,000 7.50 30,000
2012-08-20 Jenks Timothy Storrs (President, CEO and Chairman) Sale 4,000 5.49 21,960
2012-08-10 Cheung Chiyue (VP and COO) Sale 4,000 4.89 19,560
2012-08-02 Sitler Benjamin Lee (VP, Global Sales) Option Ex 3,334 .00 0
2012-08-02 Wupen Yuen (VP, Product Dev.& Engineering) Option Ex 4,000 .00 0
2012-08-02 Cheung Chiyue (VP and COO) Option Ex 4,000 .00 0
2012-08-02 Jenks Timothy Storrs (President, CEO and Chairman) Option Ex 16,000 .00 0
2012-08-02 Lipscomb George Ferris (VP, Marketing) Option Ex 3,334 .00 0
2012-08-02 Fay James Daniel (VP, CFO & Assistant Secretary) Option Ex 4,000 .00 0
2011-11-30 Sitler Benjamin Lee (VP, Global Sales) Buy 2,000 4.68 9,366
2011-11-30 Wupen Yuen (VP, Product Dev.& Engineering) Buy 1,000 4.68 4,683
2011-11-30 Jenks Timothy Storrs (President, CEO and Chairman) Buy 1,000 4.68 4,683
2011-11-30 Lipscomb George Ferris (VP, Marketing) Buy 1,000 4.68 4,683
2011-11-30 Fay James Daniel (VP, CFO & Assistant Secretary) Buy 1,000 4.68 4,683
2011-03-24 Jenks Timothy Storrs (President, CEO and Chairman) Option Ex 15,810 4.45 70,338
2011-02-02 Jenks Timothy Storrs (President, CEO and Chairman) Buy 1,000 14.00 14,000
2011-02-02 Fay James Daniel (VP, CFO & Secretary) Buy 1,000 14.00 14,000

Insider trading activities including stock purchases, stock sales, and option exercises of NPTN listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Neophotonics Corp (symbol NPTN, CIK number 1227025) see the Securities and Exchange Commission (SEC) website.