Insider Trading activities of Apollo Endosurgery, Inc. insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Apollo Endosurgery, Inc. since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Apollo Endosurgery, Inc. since year 2005. Table 2 shows the detailed insider transactions of Apollo Endosurgery, Inc. since 2005. The reporting company's ticker symbol is APEN. The reporting company's CIK number is 1251769.
The total value of stock buying since 2005 is $30,034,413.
The total value of stock sales since 2005 is $3,139,514.
The total value of stock option exercises since 2005 is $36,525.


Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Apollo Endosurgery, Inc. (APEN).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2017-11 9,500 $40,280 0 $0 0 $0
2017-09 528,000 $2,056,170 0 $0 0 $0
2017-07 4,004,542 $22,024,978 50,130 $345,782 0 $0
2017-05 4,121 $25,763 105,000 $590,692 0 $0
2016-03 0 $0 0 $0 24,601 $0
2015-09 0 $0 0 $0 794 $0
2015-04 0 $0 0 $0 22,860 $0
2015-02 0 $0 0 $0 7,143 $0
2014-12 10,000 $27,830 0 $0 0 $0
2014-08 25,000 $77,730 0 $0 0 $0
2014-02 0 $0 0 $0 39,146 $0
2013-10 0 $0 0 $0 26,430 $12,025
2012-12 10,000 $49,650 0 $0 0 $0
2012-11 0 $0 0 $0 101,860 $0
2011-01 0 $0 1,113,800 $803,040 0 $0
2010-12 0 $0 2,000,000 $1,400,000 0 $0
2010-09 0 $0 0 $0 200,000 $22,000
2009-03 24,894 $20,430 0 $0 0 $0
2008-09 0 $0 0 $0 50,000 $2,500
2008-08 3,841,051 $3,648,998 0 $0 0 $0
2007-06 1,479,200 $1,405,239 0 $0 0 $0
2007-04 676,891 $643,045 0 $0 0 $0
2006-12 500 $470 0 $0 0 $0
2006-09 6,600 $6,630 0 $0 0 $0
2006-08 7,500 $7,200 0 $0 0 $0

Table 2. Detailed insider stock purchases, sales, and option exercises of Apollo Endosurgery, Inc. insiders (APEN)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2017-11-07 Schwartzhoff Bret (V.P. U.S. Sales and Marketing) Buy 9,500 4.24 40,280
2017-09-12 Ptv Gp Iii Management, Llc (10% Owner) Buy 135,000 3.85 519,750
2017-09-12 Anderson Rick D (Director) Buy 135,000 3.85 519,750
2017-09-12 Crawford Matthew S (Director) Buy 135,000 3.85 519,750
2017-09-05 Ptv Gp Iii Management, Llc (10% Owner) Buy 41,000 4.04 165,640
2017-09-05 Anderson Rick D (Director) Buy 41,000 4.04 165,640
2017-09-05 Crawford Matthew S (Director) Buy 41,000 4.04 165,640
2017-07-26 Novo Holdings A/s (10% Owner) Sale 8,426 6.84 57,642
2017-07-25 Ptv Evergreen Fund, L.p. Buy 1,090,909 5.50 5,999,999
2017-07-25 Cavanaugh Stefanie L. (CFO, Treasurer, Secretary) Buy 4,545 5.50 24,997
2017-07-25 Newton Todd (Chief Executive Officer) Buy 136,363 5.50 749,996
2017-07-25 Anderson Rick D Buy 1,136,363 5.50 6,249,996
2017-07-25 Mcgaughy R Kent Jr Buy 454,545 5.50 2,499,997
2017-07-25 Novo Holdings A/s (10% Owner) Sale 24,504 6.96 170,596
2017-07-25 Crawford Matthew S Buy 1,136,363 5.50 6,249,996
2017-07-25 Meelia Richard J Buy 45,454 5.50 249,997
2017-07-24 Novo Holdings A/s (10% Owner) Sale 17,200 6.83 117,544
2017-05-18 Newton Todd (Chief Executive Officer) Buy 822 6.35 5,219
2017-05-17 Mcclellan William D. Jr. Buy 1,700 6.30 10,710
2017-05-17 Newton Todd (Chief Executive Officer) Buy 400 6.19 2,476
2017-05-16 Mcclellan William D. Jr. Buy 300 6.19 1,857
2017-05-16 Newton Todd (Chief Executive Officer) Buy 899 6.12 5,501
2017-05-11 Novo A/s (10% Owner) Sale 103,500 5.62 582,084
2017-05-10 Novo A/s (10% Owner) Sale 1,500 5.74 8,608
2016-03-09 Ferrell Jeffrey Option Ex 3,485 .00 0
2016-03-09 Atkinson Gary J G (CEO and CFO) Option Ex 9,500 .00 0
2016-03-09 Swortwood Donald Option Ex 3,485 .00 0
2016-03-09 Petree Daniel H Option Ex 4,646 .00 0
2016-03-09 Mathews Charles Option Ex 3,485 .00 0
2015-09-09 Petree Daniel H Option Ex 794 .00 0
2015-04-22 Ferrell Jeffrey Option Ex 5,715 .00 0
2015-04-22 Swortwood Donald Option Ex 5,715 .00 0
2015-04-22 Petree Daniel H Option Ex 5,715 .00 0
2015-04-22 Mathews Charles Option Ex 5,715 .00 0
2015-02-10 Atkinson Gary J G (Senior Vice President and CFO) Option Ex 7,143 .00 0
2014-12-12 Petree Daniel H Buy 10,000 2.78 27,830
2014-08-20 Atkinson Gary J G (Senior Vice President. & CFO) Buy 5,000 3.10 15,500
2014-08-19 Pancoast Scott R (President & CEO) Buy 10,000 3.00 30,000
2014-08-18 Pancoast Scott R (President & CEO) Buy 10,000 3.22 32,230
2014-02-10 Ferrell Jeffrey Option Ex 3,286 .00 0
2014-02-10 Atkinson Gary J G (Senior Vice President and CFO) Option Ex 5,429 .00 0
2014-02-10 Swortwood Donald Option Ex 2,858 .00 0
2014-02-10 Petree Daniel H Option Ex 3,286 .00 0
2014-02-10 Pancoast Scott R (President & CEO) Option Ex 21,429 .00 0
2014-02-10 Mathews Charles Option Ex 2,858 .00 0
2013-10-09 Pancoast Scott R (President and CEO) Option Ex 26,430 .46 12,025
2012-12-19 Mathews Charles (Director) Buy 5,000 4.98 24,900
2012-12-18 Pancoast Scott R (President and CEO) Buy 5,000 4.95 24,750
2012-11-20 Atkinson Gary J G (Sr. Vice President & CFO) Option Ex 14,286 .00 0
2012-11-20 Pancoast Scott R (President and CEO) Option Ex 58,929 .00 0
2012-11-20 Mathews Charles (Director) Option Ex 2,858 .00 0
2012-11-19 Atkinson Gary J G (Sr. Vice President & CFO) Option Ex 5,358 .00 0
2012-11-19 Pancoast Scott R (President and CEO) Option Ex 20,429 .00 0
2011-01-04 Barclays Plc Sale 13,800 .80 11,040
2011-01-03 Barclays Plc Sale 1,100,000 .72 792,000
2010-12-17 Barclays Plc Sale 2,000,000 .70 1,400,000
2010-09-28 Sabbadini Roger Allen (VP & Chief Scientific Officer) Option Ex 200,000 .11 22,000
2009-03-31 Pancoast Scott R (President and CEO) Buy 3,600 .91 3,276
2009-03-26 Sabbadini Roger Allen (VP & Chief Scientific Officer) Buy 1,294 .95 1,229
2009-03-26 Pancoast Scott R (President and CEO) Buy 19,500 .80 15,600
2009-03-25 Pancoast Scott R (President and CEO) Buy 500 .65 325
2008-09-22 Garland William A (VP - Drug Development) Option Ex 50,000 .05 2,500
2008-08-13 Lehman Brothers Holdings Inc Buy 3,684,211 .95 3,500,000
2008-08-12 Swortwood Donald (Director) Buy 131,580 .95 125,001
2008-08-12 Pancoast Scott R (President & CEO) Buy 25,260 .95 23,997
2007-06-13 Hansen Genevieve (Vice President Research) Buy 3,675 .95 3,491
2007-06-13 Pancoast Scott R (President and CEO) Buy 1,750 .95 1,662
2007-06-12 Lehman Brothers Holdings Inc Buy 1,473,775 .95 1,400,086
2007-04-06 Hansen Genevieve (Vice President Research) Buy 17,325 .95 16,458
2007-04-06 Pancoast Scott R (President & CEO) Buy 8,250 .95 7,837
2007-04-05 Roaring Fork Capital Sbic, L.p. (10% Owner) Buy 651,316 .95 618,750
2006-12-04 Pancoast Scott R (President and CEO) Buy 500 .94 470
2006-09-21 Pancoast Scott R (President & CEO) Buy 600 1.05 630
2006-09-08 Pancoast Scott R (President & CEO) Buy 2,000 1.00 2,000
2006-09-07 Pancoast Scott R (President and CEO) Buy 2,000 1.00 2,000
2006-09-06 Pancoast Scott R (President and CEO) Buy 1,000 1.00 1,000
2006-08-31 Pancoast Scott R (President & CEO) Buy 7,500 .96 7,200

Insider trading activities including stock purchases, stock sales, and option exercises of APEN listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Apollo Endosurgery, Inc. (symbol APEN, CIK number 1251769) see the Securities and Exchange Commission (SEC) website.