Insider Trading activities of Hercules Technology Growth Capital Inc insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Hercules Technology Growth Capital Inc since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Hercules Technology Growth Capital Inc since year 2005. Table 2 shows the detailed insider transactions of Hercules Technology Growth Capital Inc since 2005. The reporting company's ticker symbol is HTGC. The reporting company's CIK number is 1280784.
The total value of stock buying since 2005 is $3,314,049.
The total value of stock sales since 2005 is $13,379,916.
The total value of stock option exercises since 2005 is $20,942,400.


Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Hercules Technology Growth Capital Inc (HTGC).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2015-12 1,000 $10,990 0 $0 0 $0
2015-11 10,000 $111,600 0 $0 0 $0
2015-06 4,500 $52,987 0 $0 0 $0
2015-05 0 $0 6,000 $75,900 0 $0
2015-04 0 $0 8,000 $111,520 0 $0
2015-03 0 $0 8,000 $108,860 0 $0
2015-02 0 $0 8,000 $123,040 0 $0
2015-01 0 $0 8,000 $113,760 0 $0
2014-12 0 $0 125,632 $1,866,158 0 $0
2014-11 0 $0 30,500 $477,975 0 $0
2014-10 0 $0 30,500 $438,685 95,539 $945,836
2014-09 0 $0 91,000 $1,393,688 0 $0
2014-08 0 $0 91,000 $1,408,107 0 $0
2014-07 0 $0 41,000 $665,410 0 $0
2014-06 0 $0 141,000 $2,191,090 0 $0
2014-05 0 $0 27,733 $391,317 0 $0
2013-12 0 $0 5,000 $84,100 0 $0
2013-11 0 $0 0 $0 527,655 $6,863,438
2013-10 0 $0 0 $0 5,051 $50,004
2013-09 5,000 $71,600 0 $0 30,000 $343,890
2013-08 6,500 $95,275 0 $0 555,716 $7,162,136
2013-05 0 $0 0 $0 231,969 $2,762,370
2013-03 0 $0 22,229 $341,437 0 $0
2012-12 0 $0 0 $0 1,166 $11,485
2012-11 0 $0 0 $0 2,334 $22,989
2012-09 0 $0 500 $5,750 1,166 $11,485
2012-08 0 $0 500 $5,565 9,972 $55,144
2012-07 0 $0 0 $0 13,889 $58,472
2012-06 10,000 $104,000 0 $0 1,166 $11,485
2012-05 0 $0 2,500 $25,750 3,500 $34,475
2012-03 27,500 $288,000 165,238 $1,753,503 142,486 $599,862
2012-02 0 $0 0 $0 111,112 $467,781
2011-12 5,000 $45,599 0 $0 0 $0
2011-11 7,000 $63,950 0 $0 3,955 $16,650
2011-10 7,000 $58,800 0 $0 0 $0
2011-09 15,000 $130,400 0 $0 0 $0
2011-08 14,750 $128,966 0 $0 0 $0
2011-06 15,000 $158,240 11,500 $119,600 5,550 $23,365
2011-05 15,000 $156,800 20,000 $215,400 49,753 $209,459
2010-12 3,500 $36,645 6,948 $74,065 50,009 $210,537
2010-11 23,090 $229,279 0 $0 0 $0
2010-09 0 $0 111,111 $1,042,838 239,405 $1,007,892
2010-07 0 $0 0 $0 8,900 $37,469
2010-06 18,059 $164,088 0 $0 0 $0
2010-05 2,441 $21,245 0 $0 8,593 $36,176
2010-03 15,000 $156,900 3,500 $35,875 0 $0
2009-12 0 $0 5,000 $52,050 0 $0
2009-11 0 $0 12,778 $129,096 0 $0
2009-09 4,300 $39,517 12,778 $129,377 0 $0
2009-03 7,500 $28,475 0 $0 0 $0
2009-02 28,000 $123,970 0 $0 0 $0
2008-11 6,000 $38,384 0 $0 0 $0
2008-09 6,000 $58,674 0 $0 0 $0
2008-08 1,000 $10,220 0 $0 0 $0
2008-06 7,850 $78,395 0 $0 0 $0
2008-05 6,000 $61,354 0 $0 0 $0
2008-03 1,000 $11,462 0 $0 0 $0
2007-11 5,000 $57,440 0 $0 0 $0
2007-09 11,350 $134,228 0 $0 0 $0
2007-08 9,050 $115,055 0 $0 0 $0
2007-06 3,302 $44,587 0 $0 0 $0
2007-03 5,867 $78,108 0 $0 0 $0
2007-02 6,340 $88,226 0 $0 0 $0
2006-11 1,000 $13,500 0 $0 0 $0
2006-10 1,000 $13,850 0 $0 0 $0
2006-09 4,000 $47,640 0 $0 0 $0
2005-11 3,200 $35,018 0 $0 0 $0
2005-10 9,000 $94,590 0 $0 0 $0
2005-08 4,000 $55,992 0 $0 0 $0

Table 2. Detailed insider stock purchases, sales, and option exercises of Hercules Technology Growth Capital Inc insiders (HTGC)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2015-12-14 Henriquez Manuel A (President & CEO) Buy 1,000 10.99 10,990
2015-11-23 Fallon Thomas J (Director) Buy 10,000 11.16 111,600
2015-06-19 Henriquez Manuel A (President & CEO) Buy 4,500 11.78 52,987
2015-05-19 Bluestein Scott (Chief Investment Officer) Sale 6,000 12.65 75,900
2015-04-23 Baron Jessica T (CFO) Sale 2,000 14.06 28,120
2015-04-20 Bluestein Scott (Chief Investment Officer) Sale 6,000 13.90 83,400
2015-03-23 Baron Jessica T (CFO) Sale 2,000 13.99 27,980
2015-03-19 Bluestein Scott (Chief Investment Officer) Sale 6,000 13.48 80,880
2015-02-23 Baron Jessica T (CFO) Sale 2,000 15.44 30,880
2015-02-19 Bluestein Scott (Chief Investment Officer) Sale 6,000 15.36 92,160
2015-01-23 Baron Jessica T (CFO) Sale 2,000 15.00 30,000
2015-01-20 Bluestein Scott (Chief Investment Officer) Sale 6,000 13.96 83,760
2014-12-23 Baron Jessica T (CFO) Sale 2,000 14.74 29,480
2014-12-19 Bluestein Scott (Chief Investment Officer) Sale 6,000 14.81 88,860
2014-12-19 Henriquez Manuel A (President & CEO) Sale 43,132 14.80 638,353
2014-12-18 Henriquez Manuel A (President & CEO) Sale 50,000 14.69 734,500
2014-12-10 Baron Jessica T (CFO) Sale 2,000 15.02 30,040
2014-12-01 Shah Parag (Senior Managing Director) Sale 22,500 15.33 344,925
2014-11-24 Baron Jessica T (CFO) Sale 2,000 15.63 31,260
2014-11-19 Shah Parag (Senior Managing Director) Sale 22,500 15.63 351,675
2014-11-03 Bluestein Scott (Chief Investment Officer) Sale 6,000 15.84 95,040
2014-10-23 Baron Jessica T (CFO) Sale 2,000 15.14 30,280
2014-10-20 Bluestein Scott (Chief Investment Officer) Option Ex 95,539 9.90 945,836
2014-10-01 Bluestein Scott (Chief Investment Officer) Sale 6,000 14.33 85,980
2014-10-01 Shah Parag (Senior Managing Director) Sale 22,500 14.33 322,425
2014-09-23 Baron Jessica T (CFO) Sale 2,000 14.51 29,020
2014-09-12 Henriquez Manuel A (President & CEO) Sale 41,962 15.40 646,214
2014-09-11 Henriquez Manuel A (President & CEO) Sale 8,038 15.39 123,704
2014-09-02 Bluestein Scott (Chief Investment Officer) Sale 6,000 15.25 91,500
2014-09-02 Shah Parag (Senior Managing Director) Sale 33,000 15.25 503,250
2014-08-29 Henriquez Manuel A (President & CEO) Sale 12,422 15.24 189,311
2014-08-28 Henriquez Manuel A (President & CEO) Sale 37,578 15.15 569,306
2014-08-25 Baron Jessica T (CFO) Sale 2,000 15.22 30,440
2014-08-20 Shah Parag (Senior Managing Director) Sale 33,000 15.75 519,750
2014-08-01 Bluestein Scott (Chief Investment Officer) Sale 6,000 16.55 99,300
2014-07-23 Baron Jessica T (CFO) Sale 2,000 16.61 33,220
2014-07-01 Bluestein Scott (Chief Investment Officer) Sale 6,000 16.21 97,260
2014-07-01 Shah Parag (Senior Managing Director) Sale 33,000 16.21 534,930
2014-06-23 Baron Jessica T (CFO) Sale 2,000 15.44 30,880
2014-06-16 Bluestein Scott (Chief Investment Officer) Sale 6,000 15.50 93,000
2014-06-12 Shah Parag (Senior Managing Director) Sale 33,000 15.37 507,210
2014-06-05 Henriquez Manuel A (President & CEO) Sale 100,000 15.60 1,560,000
2014-05-16 Baron Jessica T (CFO) Sale 10,000 13.88 138,800
2014-05-07 Bluestein Scott (Chief Investment Officer) Sale 17,733 14.24 252,517
2013-12-24 Baron Jessica T (CFO) Sale 5,000 16.82 84,100
2013-11-11 Baron Jessica T (CFO) Option Ex 3,000 14.02 42,060
2013-11-11 Shah Parag (Senior Managing Director) Option Ex 299,655 12.24 3,666,878
2013-11-11 Henriquez Manuel A (President & CEO) Option Ex 225,000 14.02 3,154,500
2013-10-25 Bluestein Scott (Chief Credit Officer) Option Ex 5,051 9.90 50,004
2013-09-16 Badavas Robert P (Director) Option Ex 30,000 11.46 343,890
2013-09-10 Henriquez Manuel A (President & CEO) Buy 5,000 14.32 71,600
2013-08-13 Woodward Allyn C Jr (Director) Option Ex 30,000 10.83 324,810
2013-08-08 Woodward Allyn C Jr (Director) Buy 1,500 14.75 22,125
2013-08-07 Chow Joseph W (Director) Option Ex 30,000 11.46 343,890
2013-08-06 Badavas Robert P (Director) Buy 5,000 14.63 73,150
2013-08-02 Baron Jessica T (Chief Financial Office) Option Ex 20,000 12.84 256,800
2013-08-02 Henriquez Manuel A (President & CEO) Option Ex 475,716 13.11 6,236,636
2013-05-09 Bluestein Scott (Chief Credit Officer) Option Ex 24,410 9.90 241,659
2013-05-09 Shah Parag (Senior Managing Director) Option Ex 94,400 12.14 1,146,016
2013-05-03 Baron Jessica T (Chief Financial Office) Option Ex 15,759 12.20 192,259
2013-05-03 Henriquez Manuel A (President & CEO) Option Ex 97,400 12.14 1,182,436
2013-03-12 Jaquez-fissori Todd (Senior Managing Director) Sale 22,229 15.36 341,437
2012-12-09 Jaquez-fissori Todd (Senior Managing Director) Option Ex 1,166 9.85 11,485
2012-11-09 Jaquez-fissori Todd (Senior Managing Director) Option Ex 2,334 9.85 22,989
2012-09-17 Jaquez-fissori Todd (Senior Managing Director) Sale 500 11.50 5,750
2012-09-10 Jaquez-fissori Todd (Senior Managing Director) Option Ex 1,166 9.85 11,485
2012-08-14 Jaquez-fissori Todd (Senior Managing Director) Option Ex 2,334 9.85 22,989
2012-08-14 Shah Parag (Senior Managing Director) Option Ex 6,944 4.21 29,234
2012-08-13 Baron Jessica T (Chief Financial Office) Option Ex 694 4.21 2,921
2012-08-08 Jaquez-fissori Todd (Senior Managing Director) Sale 500 11.13 5,565
2012-07-30 Henriquez Manuel A (President & CEO) Option Ex 13,889 4.21 58,472
2012-06-11 Jaquez-fissori Todd (Tech & Clean Tech Group Head) Option Ex 1,166 9.85 11,485
2012-06-01 Badavas Robert P (Director) Buy 10,000 10.40 104,000
2012-05-22 Jaquez-fissori Todd (Tech & Clean Tech Group Head) Sale 2,500 10.30 25,750
2012-05-11 Jaquez-fissori Todd (Tech & Clean Tech Group Head) Option Ex 3,500 9.85 34,475
2012-03-19 Harvey H Scott (Chief Legal Officer & Sec) Option Ex 555 4.21 2,336
2012-03-16 Shah Parag (Senior Managing Director) Sale 113,630 10.59 1,203,341
2012-03-15 Shah Parag (Senior Managing Director) Sale 46,108 10.67 491,972
2012-03-15 Shah Parag (Senior Managing Director) Option Ex 119,409 4.21 502,711
2012-03-12 Shah Parag (Senior Managing Director) Option Ex 2,636 4.21 11,097
2012-03-06 Harvey H Scott (Chief Legal Officer & Sec) Sale 5,500 10.58 58,190
2012-03-06 Chow Joseph W (Director) Buy 5,000 10.44 52,200
2012-03-05 Baron Jessica T (Interim Chief Financial Office) Option Ex 5,557 4.21 23,394
2012-03-05 Harvey H Scott (Chief Legal Officer & Sec) Option Ex 4,995 4.21 21,028
2012-03-05 Woodward Allyn C Jr (Director) Buy 22,500 10.48 235,800
2012-03-01 Jaquez-fissori Todd (Tech & Clean Tech Group Head) Option Ex 9,334 4.21 39,296
2012-02-03 Henriquez Manuel A (President & CEO) Option Ex 111,112 4.21 467,781
2011-12-12 Henriquez Manuel A (President & CEO) Buy 5,000 9.12 45,599
2011-11-10 Henriquez Manuel A (President & CEO) Buy 2,000 9.05 18,100
2011-11-09 Henriquez Manuel A (President & CEO) Buy 5,000 9.17 45,850
2011-11-08 Shah Parag (Senior Managing Director) Option Ex 3,955 4.21 16,650
2011-10-04 Henriquez Manuel A (President & CEO) Buy 7,000 8.40 58,800
2011-09-26 Henriquez Manuel A (President & CEO) Buy 7,500 8.70 65,375
2011-09-06 Chow Joseph W (Director) Buy 5,000 8.68 43,400
2011-08-10 Bluestein Scott (Chief Credit Officer) Buy 2,750 8.73 24,007
2011-08-10 Badavas Robert P (Director) Buy 5,000 8.70 43,500
2011-08-09 Henriquez Manuel A (President & CEO) Buy 7,000 8.78 61,459
2011-06-16 Badavas Robert P (Director) Buy 3,000 10.48 31,440
2011-06-15 Badavas Robert P (Director) Buy 2,000 10.50 21,000
2011-06-09 Harvey H Scott (Chief Legal Officer & Sec) Option Ex 5,550 4.21 23,365
2011-06-08 Harvey H Scott (Chief Legal Officer & Sec) Sale 11,500 10.40 119,600
2011-06-02 Bluestein Scott (Chief Credit Officer) Buy 10,000 10.58 105,800
2011-05-31 Bhaumik Sam (Senior Managing Director) Sale 20,000 10.77 215,400
2011-05-11 Chow Joseph W (Director) Buy 5,000 10.36 51,800
2011-05-10 Shah Parag (Senior Managing Director) Option Ex 4,614 4.21 19,424
2011-05-10 Lund David Michael (VP of Fin & Corporate Controll) Option Ex 45,139 4.21 190,035
2011-05-10 Woodward Allyn C Jr (Director) Buy 10,000 10.50 105,000
2010-12-28 Woodward Allyn C Jr (Director) Buy 3,500 10.47 36,645
2010-12-22 Denomme Mark (Senior Managing Director) Sale 6,948 10.66 74,065
2010-12-21 Bhaumik Sam (Senior Managing Director) Option Ex 34,316 4.21 144,470
2010-12-20 Denomme Mark (Senior Managing Director) Option Ex 15,693 4.21 66,067
2010-11-30 Woodward Allyn C Jr (Director) Buy 6,000 9.96 59,790
2010-11-23 Chow Joseph W (Director) Buy 5,000 9.96 49,800
2010-11-22 Badavas Robert P (Director) Buy 2,000 10.00 20,000
2010-11-16 Gable Scott (Chief Operating Officer) Buy 10,090 9.88 99,689
2010-09-30 Denomme Mark (Senior Managing Director) Sale 10,557 10.01 105,675
2010-09-30 Henriquez Manuel A (President & CEO) Option Ex 124,999 4.21 526,245
2010-09-27 Denomme Mark (Senior Managing Director) Option Ex 10,557 4.21 44,444
2010-09-17 Shah Parag (Senior Managing Director) Option Ex 3,295 4.21 13,871
2010-09-01 Shah Parag (Senior Managing Director) Sale 100,554 9.32 937,163
2010-09-01 Shah Parag (Senior Managing Director) Option Ex 100,554 4.21 423,332
2010-07-26 Harvey H Scott (Chief Legal Officer & Sec) Option Ex 8,900 4.21 37,469
2010-06-30 Woodward Allyn C Jr (Director) Buy 7,500 9.11 68,310
2010-06-29 Badavas Robert P (Director) Buy 5,000 9.07 45,350
2010-06-23 Chow Joseph W (Director) Buy 5,000 9.12 45,599
2010-06-01 Henriquez Manuel A (President & CEO) Buy 559 8.64 4,829
2010-05-27 Bhaumik Sam (Senior Managing Director) Buy 500 8.97 4,485
2010-05-26 Henriquez Manuel A (President & CEO) Buy 1,941 8.64 16,760
2010-05-07 Shah Parag (Senior Managing Director) Option Ex 8,593 4.21 36,176
2010-03-31 Woodward Allyn C Jr (Director) Buy 5,000 10.72 53,580
2010-03-19 Woodward Allyn C Jr (Director) Buy 10,000 10.33 103,320
2010-03-10 Bhaumik Sam (Senior Managing Director) Sale 3,500 10.25 35,875
2009-12-23 Bhaumik Sam (Senior Managing Director) Sale 5,000 10.41 52,050
2009-11-23 Shah Parag (Senior Managing Director) Sale 12,778 10.10 129,096
2009-09-23 Shah Parag (Senior Managing Director) Sale 12,778 10.12 129,377
2009-09-01 Woodward Allyn C Jr (Director) Buy 4,300 9.19 39,517
2009-03-12 Henriquez Manuel A (President & CEO) Buy 3,500 3.72 13,027
2009-03-03 Henriquez Manuel A (President & CEO) Buy 4,000 3.86 15,448
2009-02-27 Woodward Allyn C Jr (Director) Buy 1,000 4.46 4,460
2009-02-26 Shah Parag (Senior Managing Director) Buy 2,000 4.55 9,100
2009-02-25 Henriquez Manuel A (President & CEO) Buy 2,000 4.27 8,540
2009-02-19 Lund David Michael (VP of Fin & Corporate Controll) Buy 2,000 4.26 8,520
2009-02-18 Henriquez Manuel A (President & CEO) Buy 10,000 4.40 44,000
2009-02-18 Woodward Allyn C Jr (Director) Buy 1,000 4.45 4,450
2009-02-18 Chow Joseph W (Director) Buy 10,000 4.49 44,900
2008-11-21 Henriquez Manuel A (President & CEO) Buy 500 4.99 2,495
2008-11-18 Woodward Allyn C Jr (Director) Buy 1,000 5.95 5,954
2008-11-17 Henriquez Manuel A (President & CEO) Buy 1,000 5.96 5,960
2008-11-11 Henriquez Manuel A (President & CEO) Buy 3,500 6.85 23,975
2008-09-15 Woodward Allyn C Jr (Director) Buy 2,000 9.68 19,356
2008-09-15 Chow Joseph W (Director) Buy 2,000 9.80 19,600
2008-09-09 Chow Joseph W (Director) Buy 2,000 9.86 19,718
2008-08-19 Chow Joseph W (Director) Buy 1,000 10.22 10,220
2008-06-13 Woodward Allyn C Jr (Director) Buy 2,000 10.09 20,172
2008-06-12 Shah Parag (Senior Managing Director) Buy 750 9.94 7,451
2008-06-11 Henriquez Manuel A (President & CEO) Buy 2,000 9.90 19,798
2008-06-10 Henriquez Manuel A (President & CEO) Buy 1,000 9.86 9,860
2008-06-10 Badavas Robert P (Director) Buy 2,000 10.06 20,120
2008-06-09 Bhaumik Sam (Senior Managing Director) Buy 100 9.94 994
2008-05-20 Henriquez Manuel A (President & CEO) Buy 1,000 10.00 10,000
2008-05-16 Bhaumik Sam (Senior Managing Director) Buy 500 10.13 5,064
2008-05-16 Badavas Robert P (Director) Buy 880 10.11 8,896
2008-05-15 Badavas Robert P (Director) Buy 120 10.00 1,200
2008-05-14 Henriquez Manuel A (President & CEO) Buy 1,000 9.99 9,990
2008-05-14 Woodward Allyn C Jr (Director) Buy 2,000 10.51 21,020
2008-05-13 Henriquez Manuel A (President & CEO) Buy 500 10.37 5,184
2008-03-13 Badavas Robert P (Director) Buy 1,000 11.46 11,462
2007-11-20 Henriquez Manuel A (President & CEO) Buy 2,000 11.33 22,660
2007-11-19 Henriquez Manuel A (President & CEO) Buy 1,000 11.52 11,520
2007-11-19 Badavas Robert P (Director) Buy 2,000 11.63 23,260
2007-09-11 Henriquez Manuel A (President & CEO) Buy 350 11.71 4,098
2007-09-04 Henriquez Manuel A (President & CEO) Buy 11,000 11.83 130,130
2007-08-31 Henriquez Manuel A (President & CEO) Buy 500 11.78 5,890
2007-08-17 Badavas Robert P (Director) Buy 1,000 12.20 12,200
2007-08-16 Stettenbenz Shane (Chief Technology Officer) Buy 350 12.00 4,200
2007-08-16 Henriquez Manuel A (President & CEO) Buy 200 12.00 2,400
2007-08-13 Chow Joseph W (Director) Buy 6,000 12.88 77,250
2007-08-08 Badavas Robert P (Director) Buy 1,000 13.12 13,115
2007-06-15 Stettenbenz Shane (Chief Technology Officer) Buy 370 13.55 5,013
2007-06-14 Stettenbenz Shane (Chief Technology Officer) Buy 400 13.45 5,380
2007-06-08 Badavas Robert P (Director) Buy 600 13.44 8,064
2007-06-07 Badavas Robert P (Director) Buy 1,932 13.52 26,130
2007-03-14 Badavas Robert P (Director) Buy 1,000 13.09 13,090
2007-03-05 Stettenbenz Shane (Chief Technology Officer) Buy 350 13.50 4,725
2007-03-05 Henriquez Manuel A (President & CEO) Buy 2,000 13.28 26,556
2007-03-05 Badavas Robert P (Director) Buy 1,000 13.41 13,410
2007-03-05 Chow Joseph W (Director) Buy 1,517 13.40 20,327
2007-02-16 Stettenbenz Shane (Chief Technology Officer) Buy 340 13.99 4,756
2007-02-13 Badavas Robert P (Director) Buy 1,000 13.97 13,970
2007-02-12 Chow Joseph W (Director) Buy 5,000 13.90 69,500
2006-11-21 Badavas Robert P (Director) Buy 1,000 13.50 13,500
2006-10-31 Badavas Robert P (Director) Buy 1,000 13.85 13,850
2006-09-13 Badavas Robert P (Director) Buy 1,000 12.00 12,000
2006-09-11 Badavas Robert P (Director) Buy 2,000 11.88 23,760
2005-11-09 Lund David Michael (Prin.Financial and A) Buy 2,000 10.90 21,800
2005-11-09 Henriquez Manuel A (President and CEO) Buy 1,000 11.00 11,000
2005-11-01 Henriquez Manuel A (President and CEO) Buy 200 11.09 2,218
2005-10-27 Henriquez Manuel A (President and CEO) Buy 9,000 10.51 94,590
2005-08-12 Woodward Allyn C Jr (Director) Buy 4,000 14.00 55,992

Insider trading activities including stock purchases, stock sales, and option exercises of HTGC listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Hercules Technology Growth Capital Inc (symbol HTGC, CIK number 1280784) see the Securities and Exchange Commission (SEC) website.