Insider Trading activities of Gladstone Investment Corporation\de insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Gladstone Investment Corporation\de since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Gladstone Investment Corporation\de since year 2005. Table 2 shows the detailed insider transactions of Gladstone Investment Corporation\de since 2005. The reporting company's ticker symbol is GAIN. The reporting company's CIK number is 1321741.
The total value of stock buying since 2005 is $7,165,304.
The total value of stock sales since 2005 is $2,014,562.
The total value of stock option exercises since 2005 is $93,675.


Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Gladstone Investment Corporation\de (GAIN).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2017-06 24,000 $222,072 0 $0 0 $0
2017-03 14,000 $121,309 164,899 $1,514,971 0 $0
2016-11 4,000 $30,600 0 $0 0 $0
2016-08 0 $0 49,414 $431,501 0 $0
2016-02 5,000 $33,450 0 $0 0 $0
2015-12 90,000 $677,700 0 $0 0 $0
2015-06 160,465 $1,265,557 0 $0 0 $0
2015-03 6,750 $49,875 0 $0 0 $0
2014-12 6,200 $43,453 0 $0 0 $0
2014-11 50,000 $367,450 0 $0 0 $0
2014-08 40,000 $293,200 0 $0 0 $0
2014-03 15,100 $125,319 0 $0 0 $0
2014-02 83,000 $615,085 0 $0 0 $0
2013-12 57,100 $432,133 0 $0 0 $0
2013-11 48,300 $358,580 0 $0 0 $0
2012-03 875 $6,965 0 $0 0 $0
2011-09 21,100 $136,452 0 $0 0 $0
2011-08 10,100 $73,688 10,000 $68,090 0 $0
2011-06 3,898 $28,543 0 $0 0 $0
2011-05 1,000 $7,220 0 $0 0 $0
2011-02 8,725 $66,936 0 $0 0 $0
2010-11 1,500 $11,550 0 $0 0 $0
2010-09 4,300 $29,154 0 $0 0 $0
2010-08 7,000 $44,620 0 $0 0 $0
2009-02 5,000 $15,010 0 $0 0 $0
2008-11 9,750 $41,401 0 $0 0 $0
2008-09 4,510 $32,014 0 $0 0 $0
2008-06 3,700 $27,118 0 $0 0 $0
2007-12 8,250 $83,152 0 $0 0 $0
2007-08 1,400 $17,220 0 $0 0 $0
2007-03 300 $4,332 0 $0 0 $0
2006-12 6,000 $91,470 0 $0 6,200 $93,675
2006-11 200 $2,888 0 $0 0 $0
2005-06 129,734 $1,809,788 0 $0 0 $0

Table 2. Detailed insider stock purchases, sales, and option exercises of Gladstone Investment Corporation\de insiders (GAIN)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2017-06-14 Gladstone David (CEO) Buy 24,000 9.25 222,072
2017-03-13 Dullum David A R (President) Buy 5,000 8.77 43,845
2017-03-13 Gladstone David (CEO) Buy 5,000 8.70 43,484
2017-03-09 Dullum David A R (President) Buy 4,000 8.49 33,980
2017-03-06 Brubaker Terry Lee (Chief Operating Officer) Sale 104,936 9.18 963,312
2017-03-03 Brubaker Terry Lee (Chief Operating Officer) Sale 59,963 9.20 551,659
2016-11-07 Dullum David A R (President) Buy 4,000 7.65 30,600
2016-08-16 Brubaker Terry Lee (Chief Operating Officer) Sale 15,317 8.78 134,467
2016-08-15 Brubaker Terry Lee (Chief Operating Officer) Sale 22,797 8.73 199,086
2016-08-12 Brubaker Terry Lee (Chief Operating Officer) Sale 11,300 8.67 97,948
2016-02-08 Dullum David A R (President) Buy 5,000 6.69 33,450
2015-12-14 Gladstone David (CEO) Buy 90,000 7.53 677,700
2015-06-15 Gladstone David (Chief Executive Officer) Buy 158,500 7.89 1,250,565
2015-06-01 Merrick Caren D (Director) Buy 1,965 7.63 14,992
2015-03-13 Wilkinson Walter H (Director) Buy 6,750 7.39 49,875
2014-12-09 Watson David Hibbert (CFO and Treasurer) Buy 500 6.98 3,490
2014-12-09 Dullum David A R (President) Buy 5,000 7.00 35,000
2014-12-08 Dullum David A R (President) Buy 700 7.09 4,963
2014-11-13 Gladstone David (Chief Executive Officer) Buy 50,000 7.35 367,450
2014-08-08 Brubaker Terry Lee (Chief Operating Officer) Buy 40,000 7.33 293,200
2014-03-14 Licalsi Michael (Internal Counsel and Secretary) Buy 100 8.20 819
2014-03-14 Dullum David A R (President) Buy 15,000 8.30 124,500
2014-02-10 Watson David Hibbert (CFO and Treasurer) Buy 1,000 7.42 7,425
2014-02-10 Gladstone David (Chief Executive Officer) Buy 2,000 7.43 14,860
2014-02-07 Brubaker Terry Lee (Chief Operating Officer) Buy 80,000 7.41 592,800
2013-12-12 Brubaker Terry Lee (Chief Operating Officer) Buy 29,100 7.59 220,869
2013-12-11 Brubaker Terry Lee (Chief Operating Officer) Buy 3,000 7.55 22,650
2013-12-10 Gladstone David (Chief Executive Officer) Buy 24,000 7.55 181,104
2013-12-09 Brubaker Terry Lee (Chief Operating Officer) Buy 1,000 7.51 7,510
2013-11-27 Brubaker Terry Lee (Chief Operating Officer) Buy 3,000 7.56 22,680
2013-11-26 Brubaker Terry Lee (Chief Operating Officer) Buy 13,900 7.54 104,806
2013-11-18 Gladstone David (Chief Executive Officer) Buy 20,000 7.38 147,600
2013-11-14 Dullum David A R (President) Buy 1,000 7.31 7,310
2013-11-13 Dullum David A R (President) Buy 6,800 7.32 49,742
2013-11-11 Watson David Hibbert (CFO and Treasurer) Buy 3,600 7.34 26,442
2012-03-14 Adelgren Paul W (Director) Buy 875 7.96 6,965
2011-09-12 Mead Gerard (Director) Buy 100 6.33 633
2011-09-09 Gladstone David (CEO) Buy 6,000 6.33 37,980
2011-09-06 Watson David Hibbert (CFO) Buy 1,000 6.44 6,439
2011-09-06 Brubaker Terry Lee (COO) Buy 10,000 6.58 65,800
2011-09-06 Dullum David A R (President) Buy 4,000 6.40 25,600
2011-08-11 Brubaker Terry Lee (COO) Sale 9,500 6.80 64,600
2011-08-10 Mead Gerard (Director) Buy 100 6.88 688
2011-08-09 Brubaker Terry Lee (COO) Sale 500 6.98 3,490
2011-08-05 Brubaker Terry Lee (COO) Buy 10,000 7.30 73,000
2011-06-06 Watson David Hibbert (CFO) Buy 500 7.00 3,500
2011-06-01 Dullum David A R (President) Buy 3,398 7.37 25,043
2011-05-26 Watson David Hibbert (CFO) Buy 1,000 7.22 7,220
2011-02-24 Adelgren Paul W (Director) Buy 650 7.76 5,044
2011-02-07 Licalsi Michael (Internal Counse; Asst. Sec.) Buy 1,075 7.80 8,390
2011-02-04 Reilly John (Director) Buy 4,000 7.61 30,432
2011-02-04 Dullum David A R (President) Buy 3,000 7.69 23,070
2010-11-19 Dullum David A R (President) Buy 1,500 7.70 11,550
2010-09-30 Brubaker Terry Lee (COO) Buy 4,300 6.78 29,154
2010-08-11 Watson David Hibbert (CFO) Buy 2,000 6.29 12,570
2010-08-11 Licalsi Michael (Asst. Secretary) Buy 1,000 6.30 6,300
2010-08-06 Licalsi Michael (Asst. Secretary) Buy 2,500 6.40 16,000
2010-08-05 Watson David Hibbert (CFO) Buy 1,500 6.50 9,750
2009-02-24 Mead Gerard (Director) Buy 1,000 3.33 3,330
2009-02-24 Dullum David A R (President) Buy 4,000 2.92 11,680
2008-11-28 Brubaker Terry Lee (COO) Buy 500 4.69 2,345
2008-11-19 Mead Gerard (Director) Buy 1,000 3.34 3,338
2008-11-14 Dullum David A R (President) Buy 2,000 3.81 7,620
2008-11-13 Mead Gerard (Director) Buy 1,000 3.67 3,668
2008-11-12 Perrigo Mark (CFO) Buy 250 3.96 990
2008-11-12 Stelljes George Iii (CIO) Buy 2,000 3.95 7,900
2008-11-10 Dullum David A R (President) Buy 3,000 5.18 15,540
2008-09-16 Perrigo Mark (CFO) Buy 110 6.19 680
2008-09-16 Mead Gerard (Director) Buy 200 6.14 1,228
2008-09-15 Mead Gerard (Director) Buy 700 6.66 4,596
2008-09-02 Dullum David A R (President) Buy 3,000 7.43 22,290
2008-06-27 Mead Gerard (Director) Buy 1,000 6.34 6,340
2008-06-27 Stelljes George Iii (CIO) Buy 1,000 6.31 6,310
2008-06-06 Perrigo Mark (CFO) Buy 200 8.49 1,698
2008-06-04 Mead Gerard (Director) Buy 1,000 8.44 8,440
2008-06-02 Mead Gerard (Director) Buy 500 8.66 4,330
2007-12-28 Stelljes George Iii (Chief Investment Officer) Buy 2,000 9.93 19,860
2007-12-27 Gladstone David (CEO) Buy 5,000 10.02 50,075
2007-12-18 Cheetham Kevin (Other) Buy 250 10.17 2,543
2007-12-14 Gladstone David (CEO) Buy 1,000 10.67 10,674
2007-08-16 Mead Gerard (Director) Buy 400 12.00 4,800
2007-08-13 Dullum David A R (Director) Buy 1,000 12.42 12,420
2007-03-13 Mead Gerard (Director) Buy 300 14.44 4,332
2006-12-29 Stelljes George Iii (Chief Investment Officer) Buy 5,000 15.31 76,550
2006-12-27 Gladstone David (CEO) Option Ex 6,200 15.11 93,675
2006-12-08 Adelgren Paul W (Director) Buy 1,000 14.92 14,920
2006-11-27 Mead Gerard (Director) Buy 200 14.44 2,888
2005-06-28 Outland John H (Director) Buy 1,000 13.95 13,950
2005-06-28 Parker Anthony W (Director) Buy 3,584 13.95 49,996
2005-06-28 Brubaker Terry Lee (Chief Operating Officer) Buy 10,400 13.95 145,080
2005-06-28 English Michela A (Director) Buy 1,000 13.95 13,950
2005-06-28 Brill Harry (Chief Financial Officer) Buy 750 13.95 10,462
2005-06-28 Stelljes George Iii (Chief Investment Officer) Buy 5,000 13.95 69,750
2005-06-28 Dullum David A R (Director) Buy 8,000 13.95 111,600
2005-06-28 Gladstone David (Chief Executive Officer) Buy 100,000 13.95 1,395,000

Insider trading activities including stock purchases, stock sales, and option exercises of GAIN listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Gladstone Investment Corporation\de (symbol GAIN, CIK number 1321741) see the Securities and Exchange Commission (SEC) website.