Insider Trading activities of Newstar Financial, Inc. insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Newstar Financial, Inc. since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Newstar Financial, Inc. since year 2005. Table 2 shows the detailed insider transactions of Newstar Financial, Inc. since 2005. The reporting company's ticker symbol is NEWS. The reporting company's CIK number is 1373561.
The total value of stock buying since 2005 is $65,457,450.
The total value of stock sales since 2005 is $31,550,642.
The total value of stock option exercises since 2005 is $11,573,256.


Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Newstar Financial, Inc. (NEWS).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2017-05 0 $0 0 $0 77,605 $642,567
2017-04 0 $0 0 $0 60,000 $496,799
2017-03 0 $0 0 $0 10,000 $91,950
2016-12 0 $0 13,246 $121,754 0 $0
2016-10 0 $0 2,000,000 $17,860,000 0 $0
2016-03 0 $0 0 $0 265,000 $731,399
2016-02 0 $0 0 $0 280,000 $789,300
2016-01 0 $0 0 $0 30,000 $85,800
2015-12 0 $0 0 $0 832,500 $2,318,450
2015-11 300 $2,925 0 $0 566,250 $1,585,006
2015-05 0 $0 0 $0 313 $2,003
2015-03 0 $0 10,598 $117,500 25,000 $160,000
2015-02 0 $0 0 $0 20,000 $146,400
2014-12 0 $0 0 $0 165,000 $1,207,800
2014-06 0 $0 166,557 $2,181,896 83,576 $910,978
2014-04 0 $0 0 $0 265,000 $1,939,800
2013-08 8,000 $107,750 0 $0 0 $0
2012-12 0 $0 0 $0 29,687 $127,654
2012-11 0 $0 0 $0 50,000 $337,350
2011-08 1,000 $8,680 0 $0 0 $0
2010-06 1,500 $9,990 0 $0 0 $0
2010-03 20,000 $132,980 0 $0 0 $0
2009-06 0 $0 1,129,000 $3,254,907 0 $0
2009-05 32,184 $82,582 0 $0 0 $0
2009-04 0 $0 320,438 $878,000 0 $0
2009-03 52,000 $54,880 0 $0 0 $0
2008-12 10,000 $29,750 182,168 $624,405 0 $0
2008-11 0 $0 165,661 $835,952 0 $0
2008-10 0 $0 897,140 $5,676,228 0 $0
2008-03 5,000 $27,850 0 $0 0 $0
2008-02 31,770 $206,910 0 $0 0 $0
2008-01 2,100,768 $21,007,680 0 $0 0 $0
2007-11 2,914,232 $29,134,145 0 $0 0 $0
2007-05 12,500 $187,657 0 $0 0 $0
2007-03 10,000 $164,500 0 $0 0 $0
2006-12 792,821 $14,299,171 0 $0 0 $0

Table 2. Detailed insider stock purchases, sales, and option exercises of Newstar Financial, Inc. insiders (NEWS)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2017-05-10 Fallon Brian (Director) Option Ex 15,000 8.28 124,199
2017-05-09 Mcauliffe Patrick F (Head, Leveraged Finance) Option Ex 47,605 8.28 394,169
2017-05-01 Ohara Maureen (Director) Option Ex 15,000 8.28 124,199
2017-04-27 Thornburgh Richard E (Director) Option Ex 5,000 8.28 41,400
2017-04-27 Noonan Frank R (Director) Option Ex 15,000 8.28 124,199
2017-04-24 Cooper Bradley E (Director) Option Ex 5,000 8.28 41,400
2017-04-20 Du Four Mark R. (Head of Capital Markets) Option Ex 35,000 8.28 289,800
2017-03-17 Bralver Charles N (Director) Option Ex 10,000 9.20 91,950
2016-12-19 Capital Z Partners Iii Gp, L.p. Sale 6,030 9.17 55,295
2016-12-16 Capital Z Partners Iii Gp, L.p. Sale 7,216 9.21 66,459
2016-10-21 Capital Z Partners Iii Gp, L.p. Sale 2,000,000 8.93 17,860,000
2016-03-14 Conway Timothy J (Chairman, CEO and President) Option Ex 50,000 2.76 138,000
2016-03-07 Conway Timothy J (Chairman, CEO and President) Option Ex 150,000 2.76 413,999
2016-03-04 Frishkopf John J (Treasurer, Assistant Secretary) Option Ex 65,000 2.76 179,400
2016-02-23 Conway Timothy J (Chairman, CEO and President) Option Ex 50,000 2.76 138,000
2016-02-17 Conway Timothy J (Chairman, CEO and President) Option Ex 50,000 2.76 138,000
2016-02-12 Conway Timothy J (Chairman, CEO and President) Option Ex 150,000 2.86 429,000
2016-02-05 Frishkopf John J (Treasurer, Assistant Secretary) Option Ex 15,000 2.76 41,400
2016-02-04 Mcauliffe Patrick F (Head, Leveraged Finance) Option Ex 12,500 2.86 35,750
2016-02-01 Fallon Brian (Director) Option Ex 2,500 2.86 7,150
2016-01-27 Du Four Mark R. (Head - Leveraged Finance) Option Ex 30,000 2.86 85,800
2015-12-04 Frishkopf John J (Treasurer, Assistant Secretary) Option Ex 30,000 2.76 82,800
2015-12-04 Schmidt-fellner Peter A (Chief Investment Officer) Option Ex 250,000 2.76 690,000
2015-12-04 Bray John Kirby (Chief Financial Officer) Option Ex 100,000 2.76 276,000
2015-12-04 Conway Timothy J (Chairman, CEO and President) Option Ex 100,000 2.81 281,000
2015-12-03 Mcauliffe Patrick F (Head, Leveraged Finance) Option Ex 12,500 2.86 35,750
2015-12-01 Frishkopf John J (Treasurer, Assistant Secretary) Option Ex 40,000 2.81 112,400
2015-12-01 Schmidt-fellner Peter A (Chief Investment Officer) Option Ex 250,000 2.81 702,500
2015-12-01 Bray John Kirby (Chief Financial Officer) Option Ex 50,000 2.76 138,000
2015-11-30 Conway Timothy J (Chairman, CEO and President) Option Ex 100,000 2.86 286,000
2015-11-20 Frishkopf John J (Treasurer, Assistant Secretary) Option Ex 50,000 2.76 138,000
2015-11-20 Bray John Kirby (Chief Financial Officer) Option Ex 150,000 2.81 421,500
2015-11-19 Frishkopf John J (Treasurer, Assistant Secretary) Option Ex 50,000 2.86 143,000
2015-11-18 Bray John Kirby (Chief Financial Officer) Option Ex 200,000 2.76 552,000
2015-11-17 Du Four Mark R. (Head - Leveraged Finance) Option Ex 10,000 2.86 28,600
2015-11-10 Bralver Charles N (Director) Option Ex 6,250 2.54 15,906
2015-11-10 Ohara Maureen (Director) Buy 300 9.75 2,925
2015-05-12 Ohara Maureen (Director) Option Ex 313 6.40 2,003
2015-03-20 Noonan Frank R (Director) Sale 10,598 11.09 117,500
2015-03-20 Noonan Frank R (Director) Option Ex 25,000 6.40 160,000
2015-02-10 Frishkopf John J (Treasurer, Assistant Secretary) Option Ex 10,000 7.32 73,200
2015-02-02 Frishkopf John J (Treasurer, Assistant Secretary) Option Ex 10,000 7.32 73,200
2014-12-18 Frishkopf John J (Treasurer, Assistant Secretary) Option Ex 10,000 7.32 73,200
2014-12-15 Frishkopf John J (Treasurer, Assistant Secretary) Option Ex 10,000 7.32 73,200
2014-12-10 Frishkopf John J (Treasurer, Assistant Secretary) Option Ex 20,000 7.32 146,400
2014-12-10 Schmidt-fellner Peter A (Chief Investment Officer) Option Ex 125,000 7.32 915,000
2014-06-16 Cooper Bradley E Option Ex 83,576 10.90 910,978
2014-06-03 Corsair Capital Llc Sale 166,557 13.10 2,181,896
2014-04-09 Mcauliffe Patrick F (Head, Leveraged Finance) Option Ex 15,000 7.32 109,800
2014-04-02 Conway Timothy J (Chairman, CEO and President) Option Ex 150,000 7.32 1,098,000
2014-04-01 Bray John Kirby (Chief Financial Officer) Option Ex 100,000 7.32 732,000
2013-08-30 Brown Thomas K Buy 5,000 13.11 65,570
2013-08-15 Brown Thomas K Buy 3,000 14.06 42,180
2012-12-26 Ohara Maureen (Director) Option Ex 29,687 4.30 127,654
2012-11-20 Thornburgh Richard E (Director) Option Ex 50,000 6.75 337,350
2011-08-16 Ohara Maureen (Director) Buy 1,000 8.68 8,680
2010-06-03 Ohara Maureen (Director) Buy 1,500 6.66 9,990
2010-03-05 Bralver Charles N (Director) Buy 20,000 6.65 132,980
2009-06-01 Oz Management Lp (10% Owner) Sale 1,129,000 2.88 3,254,907
2009-05-11 Bralver Charles N (Director) Buy 10,000 2.85 28,520
2009-05-08 Bralver Charles N (Director) Buy 22,184 2.44 54,062
2009-04-02 Oz Management Lp (10% Owner) Sale 320,438 2.74 878,000
2009-03-10 Bralver Charles N (Director) Buy 50,000 1.06 53,000
2009-03-09 Ohara Maureen (Director) Buy 2,000 .94 1,880
2008-12-17 Fallon Brian (Director) Buy 10,000 2.98 29,750
2008-12-17 Oz Management Lp (10% Owner) Sale 10,020 2.68 26,853
2008-12-16 Oz Management Lp (10% Owner) Sale 36,385 2.87 104,424
2008-12-15 Oz Management Lp (10% Owner) Sale 3,455 2.91 10,054
2008-12-12 Oz Management Lp (10% Owner) Sale 56,192 3.00 168,295
2008-12-09 Oz Management Lp (10% Owner) Sale 31,059 4.11 127,652
2008-12-08 Oz Management Lp (10% Owner) Sale 44,657 4.16 185,549
2008-12-04 Oz Management Lp (10% Owner) Sale 100 3.95 395
2008-12-03 Oz Management Lp (10% Owner) Sale 300 3.94 1,183
2008-11-05 Oz Management Lp (10% Owner) Sale 28,452 4.80 136,711
2008-11-04 Oz Management Lp (10% Owner) Sale 65,347 5.01 327,715
2008-11-03 Oz Management Lp (10% Owner) Sale 71,862 5.17 371,526
2008-10-31 Oz Management Lp (10% Owner) Sale 55,571 5.28 293,414
2008-10-30 Oz Management Lp (10% Owner) Sale 64,956 5.08 330,301
2008-10-29 Oz Management Lp (10% Owner) Sale 16,611 5.64 93,686
2008-10-23 Oz Management Lp (10% Owner) Sale 2,100 6.02 12,642
2008-10-22 Oz Management Lp (10% Owner) Sale 112,145 6.44 722,550
2008-10-21 Oz Management Lp (10% Owner) Sale 120,000 6.24 748,800
2008-10-20 Oz Management Lp (10% Owner) Sale 117,000 5.68 664,560
2008-10-15 Oz Management Lp (10% Owner) Sale 12,864 5.53 71,137
2008-10-13 Oz Management Lp (10% Owner) Sale 277,393 7.33 2,032,458
2008-03-03 Conway Timothy J (Chairman, CEO and President) Buy 5,000 5.57 27,850
2008-02-29 Ohara Maureen (Director) Buy 1,000 6.20 6,200
2008-02-25 Dobies David R (M.Dir. & Co-Head Mid Mkt. Corp) Buy 20,000 6.63 129,986
2008-02-25 Bray John Kirby (Chief Financial Officer) Buy 3,770 6.54 24,644
2008-02-25 Conway Timothy J (Chairman, CEO and President) Buy 5,000 6.50 32,500
2008-01-18 Corsair Capital Llc (10% Owner) Buy 1,680,614 10.00 16,806,140
2008-01-18 Oz Management Lp (10% Owner) Buy 420,154 10.00 4,201,540
2007-11-29 Corsair Capital Llc (10% Owner) Buy 2,319,386 10.00 23,193,860
2007-11-29 Oz Management Lp (10% Owner) Buy 579,846 10.00 5,798,460
2007-11-19 Noonan Frank R (Director) Buy 9,000 9.46 85,095
2007-05-10 Burnaman Phillip R Ii (M.Dir & Head Structured Prods) Buy 1,000 15.35 15,345
2007-05-09 Shoyer Timothy C (M.Dir&Co-Head Mid Mkt. Corp.) Buy 10,000 15.00 150,000
2007-05-09 Burnaman Phillip R Ii (M.Dir & Head Structured Prods) Buy 1,500 14.88 22,312
2007-03-06 Conway Timothy J (Chairman, CEO and President) Buy 10,000 16.45 164,500
2006-12-20 Oz Management Llc (10% Owner) Buy 192,900 18.19 3,508,658
2006-12-19 Dobies David R (M.Dir. & Co-Head Mid Mkt. Corp) Buy 8,000 17.00 136,000
2006-12-19 Gormley Mark K (Director) Buy 50,000 17.00 850,000
2006-12-19 Thornburgh Richard E (Director) Buy 20,000 17.00 340,000
2006-12-19 Ohara Maureen (Director) Buy 4,000 17.00 68,000
2006-12-18 Oz Management Llc (10% Owner) Buy 76,459 18.30 1,399,429
2006-12-15 Oz Management Llc (10% Owner) Buy 441,462 18.11 7,997,084

Insider trading activities including stock purchases, stock sales, and option exercises of NEWS listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Newstar Financial, Inc. (symbol NEWS, CIK number 1373561) see the Securities and Exchange Commission (SEC) website.