Insider Trading activities of Lpl Investment Holdings Inc. insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Lpl Investment Holdings Inc. since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Lpl Investment Holdings Inc. since year 2005. Table 2 shows the detailed insider transactions of Lpl Investment Holdings Inc. since 2005. The reporting company's ticker symbol is LPLA. The reporting company's CIK number is 1397911.
The total value of stock buying since 2005 is $243,627,034.
The total value of stock sales since 2005 is $961,484,716.
The total value of stock option exercises since 2005 is $55,867,398.


Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Lpl Investment Holdings Inc. (LPLA).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2017-08 0 $0 0 $0 17,985 $499,983
2017-06 0 $0 32,150 $1,264,781 32,150 $694,440
2017-03 0 $0 23,893 $939,008 11,561 $229,485
2017-02 0 $0 1,656,699 $66,739,772 745,952 $22,468,851
2016-03 0 $0 1,208 $25,694 0 $0
2016-02 4,944 $100,558 1,095 $21,124 0 $0
2015-12 0 $0 4,355,225 $188,441,456 25,000 $540,000
2015-06 0 $0 10,666 $483,199 10,666 $325,314
2015-05 21,100 $896,327 0 $0 15,360 $75,956
2015-04 0 $0 0 $0 2,000 $44,160
2015-03 0 $0 3,661 $165,272 0 $0
2015-02 0 $0 24,000 $1,106,874 24,000 $667,199
2014-02 0 $0 4,043,069 $210,395,458 152,199 $3,087,914
2014-01 0 $0 60,000 $2,940,000 0 $0
2013-12 0 $0 60,000 $2,700,000 0 $0
2013-11 0 $0 419,376 $17,040,608 0 $0
2013-10 0 $0 77,500 $3,100,638 0 $0
2013-09 0 $0 358,067 $13,322,581 0 $0
2013-08 0 $0 74,010 $2,766,216 0 $0
2013-06 0 $0 184,668 $6,792,446 0 $0
2013-05 0 $0 169,927 $6,235,714 24,927 $492,058
2013-04 0 $0 65,000 $2,210,650 0 $0
2013-02 0 $0 127,348 $4,129,457 22,348 $441,149
2013-01 0 $0 42,048 $1,356,859 0 $0
2012-12 0 $0 9,000 $252,630 9,000 $162,360
2012-11 0 $0 37,178 $1,014,920 0 $0
2012-10 0 $0 1,008 $29,252 0 $0
2012-08 20,000 $568,400 142,662 $4,084,413 0 $0
2012-06 0 $0 11,000 $372,130 0 $0
2012-05 7,252,000 $242,061,749 7,250,000 $241,997,749 661,744 $11,402,908
2012-04 0 $0 34,750 $1,296,267 22,500 $539,298
2012-03 0 $0 178,398 $6,438,246 104,628 $222,072
2012-02 0 $0 98,848 $3,192,048 1,036,170 $86,059
2012-01 0 $0 260,650 $8,253,230 0 $0
2011-12 0 $0 5,984 $175,369 0 $0
2011-11 0 $0 80,016 $2,391,828 0 $0
2011-10 0 $0 3,750 $100,112 0 $0
2011-09 0 $0 5,000 $127,587 0 $0
2011-08 0 $0 5,000 $141,625 0 $0
2011-07 0 $0 19,557 $681,582 0 $0
2011-06 0 $0 19,000 $645,989 0 $0
2011-05 0 $0 290,784 $10,119,502 167,784 $226,507
2010-11 0 $0 4,933,081 $147,992,430 7,958,050 $13,540,131
2009-12 0 $0 0 $0 23,000 $24,610
2009-09 0 $0 0 $0 64,680 $69,207
2008-12 0 $0 0 $0 25,800 $27,737

Table 2. Detailed insider stock purchases, sales, and option exercises of Lpl Investment Holdings Inc. insiders (LPLA)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2017-08-23 Arnold Dan H. (President & CEO) Option Ex 17,985 27.80 499,983
2017-06-02 Morrissey William P. Jr. (Managing Director) Sale 32,150 39.34 1,264,781
2017-06-02 Morrissey William P. Jr. (Managing Director) Option Ex 32,150 21.60 694,440
2017-03-14 Arnold Dan H. (President & CEO) Sale 15,428 39.11 603,389
2017-03-13 Calder Tracy (Managing Director) Sale 6,465 39.31 254,119
2017-03-13 Calder Tracy (Managing Director) Option Ex 9,561 19.85 189,785
2017-03-02 Casady Mark S Sale 2,000 40.75 81,500
2017-03-02 Casady Mark S Option Ex 2,000 19.85 39,700
2017-02-27 Calder Tracy (Managing Director) Sale 10,747 39.05 419,724
2017-02-23 Kalbaugh John Andrew (MD, Divisional President NSC) Sale 30,000 39.73 1,191,900
2017-02-23 Kalbaugh John Andrew (MD, Divisional President NSC) Option Ex 30,000 25.50 765,000
2017-02-22 White George Burton (MD, Investor & Invstmt Solutns) Sale 25,000 40.14 1,003,475
2017-02-22 White George Burton (MD, Investor & Invstmt Solutns) Option Ex 25,000 27.40 685,000
2017-02-22 Casady Mark S Sale 58,628 40.40 2,368,629
2017-02-22 Casady Mark S Option Ex 58,628 31.60 1,852,644
2017-02-15 Casady Mark S Sale 365,213 40.76 14,886,081
2017-02-15 Casady Mark S Option Ex 365,213 32.82 11,987,386
2017-02-14 Casady Mark S Sale 204,471 40.65 8,311,746
2017-02-14 Casady Mark S Option Ex 204,471 28.34 5,795,730
2017-02-13 Casady Mark S Sale 62,640 40.84 2,558,217
2017-02-13 Casady Mark S Option Ex 62,640 22.08 1,383,091
2017-02-13 Hellman Marco Sale 900,000 40.00 36,000,000
2016-03-08 Arnold Dan H. (President) Sale 1,208 21.27 25,694
2016-02-29 Dinh Viet D Buy 4,844 20.42 98,919
2016-02-25 Arnold Dan H. (President) Sale 1,095 19.29 21,124
2016-02-12 Buchheister Jeffrey R. (EVP, Chief Accounting Officer) Buy 100 16.40 1,639
2015-12-14 Buchheister Jeffrey R. (EVP, Chief Accounting Officer) Sale 10,688 42.59 455,201
2015-12-14 Morrissey William P. Jr. (MD, Divisional Pres. of IAS) Sale 25,000 42.85 1,071,250
2015-12-14 Morrissey William P. Jr. (MD, Divisional Pres. of IAS) Option Ex 25,000 21.60 540,000
2015-12-10 Coulter James G Sale 4,319,537 43.27 186,915,005
2015-06-10 Arnold Dan H. (President) Sale 4,273 48.00 205,104
2015-06-10 Arnold Dan H. (President) Option Ex 4,273 27.80 118,789
2015-06-02 Handelsman Sharyn (MD, Chief Compliance Officer) Sale 6,393 43.50 278,095
2015-06-02 Handelsman Sharyn (MD, Chief Compliance Officer) Option Ex 6,393 32.30 206,525
2015-05-28 Buchheister Jeffrey R. (EVP, Chief Accounting Officer) Option Ex 13,360 2.38 31,796
2015-05-28 Casady Mark S (Chairman & Chief Exec. Officer) Buy 21,100 42.48 896,327
2015-05-18 Thomas Lux (Acting Chief Financial Officer) Option Ex 2,000 22.08 44,160
2015-04-10 Thomas Lux (Acting Chief Financial Officer) Option Ex 2,000 22.08 44,160
2015-03-02 Arnold Dan H. (Chief Financial Officer) Sale 3,661 45.14 165,272
2015-02-24 Arnold Dan H. (Chief Financial Officer) Sale 5,458 46.00 251,068
2015-02-24 Arnold Dan H. (Chief Financial Officer) Option Ex 5,458 27.80 151,732
2015-02-19 Arnold Dan H. (Chief Financial Officer) Sale 18,542 46.16 855,806
2015-02-19 Arnold Dan H. (Chief Financial Officer) Option Ex 18,542 27.80 515,467
2014-02-28 Thomas Lux (EVP, CAO) Sale 4,000 53.98 215,920
2014-02-28 Thomas Lux (EVP, CAO) Option Ex 6,200 27.17 168,454
2014-02-14 Bruton Derek (MD, Independent Advisor Svcs) Sale 16,000 53.21 851,360
2014-02-14 Bruton Derek (MD, Independent Advisor Svcs) Option Ex 16,000 22.08 353,280
2014-02-14 Moore Robert J. (President & COO) Sale 99,993 53.29 5,328,226
2014-02-14 Moore Robert J. (President & COO) Option Ex 129,999 19.74 2,566,180
2014-02-13 Coulter James G Sale 3,823,076 52.00 198,799,952
2014-02-12 Arnold Dan H. (Chief Financial Officer) Sale 70,000 52.00 3,640,000
2014-02-12 Moore Robert J. (President & COO) Sale 30,000 52.00 1,560,000
2014-01-09 Putnam James S Sale 30,000 50.00 1,500,000
2014-01-07 Putnam James S Sale 30,000 48.00 1,440,000
2013-12-23 Putnam James S Sale 30,000 46.00 1,380,000
2013-12-10 Putnam James S Sale 11,102 44.00 488,488
2013-12-09 Putnam James S Sale 18,898 44.00 831,512
2013-11-14 Thomas Lux (EVP, CAO) Sale 1,000 42.31 42,310
2013-11-13 Putnam James S Sale 29,495 42.14 1,242,919
2013-11-12 Putnam James S Sale 50,202 42.01 2,108,986
2013-11-08 Coulter James G Sale 59,000 39.68 2,341,238
2013-11-07 Coulter James G Sale 79,029 39.78 3,144,010
2013-11-06 Coulter James G Sale 81,502 40.61 3,309,796
2013-11-05 Coulter James G Sale 119,148 40.72 4,851,349
2013-10-21 Putnam James S Sale 12,592 40.02 503,994
2013-10-18 Putnam James S Sale 64,908 40.01 2,596,644
2013-09-06 Coulter James G Sale 21,848 37.58 821,047
2013-09-05 Coulter James G Sale 125,865 37.57 4,729,125
2013-09-04 Coulter James G Sale 112,524 37.01 4,163,950
2013-09-03 Coulter James G Sale 97,830 36.88 3,608,459
2013-08-30 Coulter James G Sale 13,050 36.94 482,106
2013-08-29 Coulter James G Sale 60,960 37.47 2,284,110
2013-06-13 Coulter James G Sale 57,818 36.67 2,119,954
2013-06-12 Coulter James G Sale 79,908 36.63 2,927,189
2013-06-04 Stiefler Jeffrey E Sale 46,942 37.18 1,745,303
2013-05-15 Putnam James S Sale 75,000 38.00 2,850,000
2013-05-09 Putnam James S Sale 70,000 36.00 2,520,000
2013-05-03 Helliker Mark (MD, B/D Support Services) Sale 24,927 34.73 865,714
2013-05-03 Helliker Mark (MD, B/D Support Services) Option Ex 24,927 19.74 492,058
2013-04-10 Putnam James S (Director) Sale 65,000 34.01 2,210,650
2013-02-27 Stiefler Jeffrey E (Director) Sale 25,000 31.41 785,250
2013-02-19 Putnam James S (Director) Sale 40,500 32.67 1,323,135
2013-02-15 Putnam James S (Director) Sale 39,500 32.66 1,290,069
2013-02-11 Bruton Derek (MD, National Sales Manager) Sale 22,348 32.71 731,003
2013-02-11 Bruton Derek (MD, National Sales Manager) Option Ex 22,348 19.74 441,149
2013-01-29 Brown Stephanie L (MD & General Counsel) Sale 21,349 33.50 715,191
2013-01-28 Brown Stephanie L (MD & General Counsel) Sale 10,349 32.00 331,168
2013-01-09 Brown Stephanie L (MD & General Counsel) Sale 10,350 30.00 310,500
2012-12-06 Feeney Christopher (MD, Chief Information Officer) Sale 9,000 28.07 252,630
2012-12-06 Feeney Christopher (MD, Chief Information Officer) Option Ex 9,000 18.04 162,360
2012-11-23 Brown Stephanie L (MD & General Counsel) Sale 32,056 27.00 865,512
2012-11-01 Brown Stephanie L (MD & General Counsel) Sale 5,122 29.17 149,408
2012-10-31 Brown Stephanie L (MD & General Counsel) Sale 1,008 29.02 29,252
2012-08-16 Casady Mark S (Chairman & Chief Exec. Officer) Sale 142,662 28.63 4,084,413
2012-08-08 Moore Robert J. (President & COO) Buy 20,000 28.42 568,400
2012-06-29 Brown Stephanie L (MD & General Counsel) Sale 11,000 33.83 372,130
2012-05-11 Khoury Joan D (MD, Chief Marketing Officer) Buy 2,000 32.00 64,000
2012-05-10 Brown Stephanie L (MD & General Counsel) Option Ex 14,498 22.08 320,115
2012-05-07 Hellman & Friedman Capital Associates V, L.p. (Director) Sale 7,250,000 33.38 241,997,749
2012-05-07 Dwyer William E Iii (President, Nat'l Sales) Option Ex 647,246 17.12 11,082,793
2012-05-07 Coulter James G Buy 7,250,000 33.38 241,997,749
2012-04-30 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 35.70 44,625
2012-04-30 Thomas Lux (EVP, CAO) Option Ex 2,500 22.08 55,199
2012-04-10 Moore Robert J. (Chief Financial Officer) Option Ex 20,000 24.20 484,099
2012-04-10 Brown Stephanie L (MD & General Counsel) Sale 25,000 37.31 932,750
2012-04-09 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 37.44 46,800
2012-04-02 Eaton Jonathan (MD, Custom Clearing Services) Sale 7,250 37.53 272,092
2012-03-27 Putnam James S (Director) Sale 37,544 38.01 1,427,047
2012-03-26 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 37.62 47,025
2012-03-26 Putnam James S (Director) Sale 2,456 38.00 93,328
2012-03-19 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 36.90 46,125
2012-03-12 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 35.83 44,787
2012-03-09 Eaton Jonathan (MD, Custom Clearing Services) Sale 54,000 36.00 1,944,000
2012-03-09 Feeney Christopher (MD, Chief Information Officer) Sale 4,300 36.00 154,800
2012-03-09 Feeney Christopher (MD, Chief Information Officer) Option Ex 4,300 18.04 77,572
2012-03-09 Putnam James S (Director) Sale 40,000 36.00 1,440,000
2012-03-06 Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) Option Ex 64,700 1.49 96,403
2012-03-05 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 33.75 42,187
2012-03-05 Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) Option Ex 530 1.35 715
2012-03-02 Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) Sale 35,098 34.16 1,198,947
2012-03-02 Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) Option Ex 35,098 1.35 47,382
2012-02-27 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 32.55 40,687
2012-02-22 Eaton Jonathan (MD, Custom Clearing Services) Option Ex 94,256 .00 0
2012-02-22 Brown Stephanie L (MD & General Counsel) Option Ex 60,843 .00 0
2012-02-22 Putnam James S (Director) Option Ex 94,256 .00 0
2012-02-22 Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) Option Ex 95,149 .00 0
2012-02-22 Stearns Esther M (President & COO) Option Ex 627,918 .00 0
2012-02-21 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 32.90 41,125
2012-02-13 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 32.66 40,824
2012-02-10 Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) Option Ex 28,650 1.35 38,677
2012-02-09 Casady Mark S (Chairman & Chief Exec. Officer) Sale 60,000 32.28 1,936,800
2012-02-09 Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) Sale 35,098 32.27 1,132,612
2012-02-09 Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) Option Ex 35,098 1.35 47,382
2012-01-30 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 32.53 40,662
2012-01-23 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 34.46 43,075
2012-01-19 Putnam James S (Director) Sale 18,417 34.01 626,362
2012-01-19 Stearns Esther M (President & COO) Sale 9,700 34.01 329,897
2012-01-18 Putnam James S (Director) Sale 21,583 34.00 733,822
2012-01-18 Stearns Esther M (President & COO) Sale 4,700 34.00 159,800
2012-01-17 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 33.48 41,849
2012-01-12 Stearns Esther M (President & COO) Sale 14,900 33.01 491,848
2012-01-11 Stearns Esther M (President & COO) Sale 100 33.00 3,300
2012-01-10 Stearns Esther M (President & COO) Sale 15,000 32.02 480,300
2012-01-09 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 30.87 38,587
2012-01-09 Stearns Esther M (President & COO) Sale 37,900 31.01 1,175,279
2012-01-06 Stearns Esther M (President & COO) Sale 46,500 30.90 1,436,850
2012-01-05 Stearns Esther M (President & COO) Sale 32,100 30.61 982,581
2012-01-04 Stearns Esther M (President & COO) Sale 24,600 30.24 743,904
2012-01-03 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 30.77 38,462
2012-01-03 Stearns Esther M (President & COO) Sale 28,900 30.68 886,652
2011-12-27 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 29.37 36,712
2011-12-19 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 28.18 35,225
2011-12-12 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 28.92 36,150
2011-12-05 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 30.21 37,762
2011-12-01 Casady Mark S (Chairman & Chief Exec. Officer) Sale 984 30.00 29,520
2011-11-30 Arnold Dan H. (MD & Division President, FIS) Sale 56,000 30.00 1,680,000
2011-11-30 Casady Mark S (Chairman & Chief Exec. Officer) Sale 19,016 30.00 570,480
2011-11-28 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 27.79 34,737
2011-11-21 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 28.07 35,087
2011-11-14 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 28.39 35,487
2011-11-07 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 28.83 36,037
2011-10-31 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 28.67 35,837
2011-10-10 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 26.20 32,750
2011-10-03 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 25.22 31,525
2011-09-26 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 25.00 31,250
2011-09-19 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 25.38 31,725
2011-09-12 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 25.00 31,250
2011-09-06 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 26.69 33,362
2011-08-29 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 27.74 34,675
2011-08-22 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 27.48 34,350
2011-08-15 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 27.52 34,400
2011-08-08 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 30.56 38,200
2011-07-11 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 33.46 41,825
2011-07-06 Brown Stephanie L (MD & General Counsel) Sale 17,057 35.00 596,995
2011-07-05 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 34.21 42,762
2011-06-28 Arnold Dan H. (MD & Division President, FIS) Sale 14,000 33.81 473,340
2011-06-27 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 33.14 41,425
2011-06-20 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 34.49 43,112
2011-06-13 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 34.65 43,312
2011-06-06 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 35.84 44,800
2011-05-31 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 35.52 44,400
2011-05-23 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 34.07 42,587
2011-05-23 Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) Option Ex 95,150 1.35 128,452
2011-05-19 Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) Sale 20,155 34.93 704,014
2011-05-19 Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) Option Ex 20,155 1.35 27,209
2011-05-18 Eaton Jonathan (MD, Custom Clearing Services) Sale 1,250 33.97 42,462
2011-05-18 Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) Sale 52,479 34.57 1,814,199
2011-05-18 Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) Option Ex 52,479 1.35 70,846
2011-05-02 Stearns Esther M (President & COO) Sale 214,400 34.85 7,471,840
2010-11-17 Abood Denise M. (MD, Human Capital) Sale 6,906 30.00 207,180
2010-11-17 Arnold Dan H. (MD & Division President, FIS) Sale 58,356 30.00 1,750,680
2010-11-17 Eaton Jonathan (MD, Custom Clearing Services) Sale 484,074 30.00 14,522,220
2010-11-17 Eaton Jonathan (MD, Custom Clearing Services) Option Ex 744,730 1.81 1,350,195
2010-11-17 Brown Stephanie L (MD & General Counsel) Sale 125,831 30.00 3,774,930
2010-11-17 Putnam James S (Director) Sale 494,297 30.00 14,828,910
2010-11-17 Putnam James S (Director) Option Ex 734,700 1.57 1,155,683
2010-11-17 Casady Mark S (Chairman & Chief Exec. Officer) Sale 2,148,916 30.00 64,467,480
2010-11-17 Casady Mark S (Chairman & Chief Exec. Officer) Option Ex 3,907,120 1.57 6,145,899
2010-11-17 Dwyer William E Iii (MD & Pres., Nat'l Sales&Mktg) Sale 312,257 30.00 9,367,710
2010-11-17 Dwyer William E Iii (MD & Pres., Nat'l Sales&Mktg) Option Ex 567,740 1.98 1,121,286
2010-11-17 Stearns Esther M (President & COO) Sale 1,302,444 30.00 39,073,320
2010-11-17 Stearns Esther M (President & COO) Option Ex 2,003,760 1.88 3,767,068
2009-12-10 Dwyer William E Iii (President, Nat. Sales & Mktg.) Option Ex 23,000 1.07 24,610
2009-09-21 Brown Stephanie L (Man Dir. & General Counsel) Option Ex 64,680 1.07 69,207
2008-12-30 Dwyer William E Iii (Managing Director) Option Ex 25,200 1.07 26,964
2008-12-28 Maher Bill (Managing Director) Option Ex 100 2.38 238
2008-12-08 Stearns Esther M (President and COO) Option Ex 500 1.07 535

Insider trading activities including stock purchases, stock sales, and option exercises of LPLA listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Lpl Investment Holdings Inc. (symbol LPLA, CIK number 1397911) see the Securities and Exchange Commission (SEC) website.