Insider Trading activities of Capitala Finance Corp. insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Capitala Finance Corp. since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Capitala Finance Corp. since year 2005. Table 2 shows the detailed insider transactions of Capitala Finance Corp. since 2005. The reporting company's ticker symbol is CPTA. The reporting company's CIK number is 1571329.
The total value of stock buying since 2005 is $6,756,927.
The total value of stock sales since 2005 is $0.
The total value of stock option exercises since 2005 is $0.


Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Capitala Finance Corp. (CPTA).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2017-09 200 $1,822 0 $0 306,883 $0
2017-08 30,655 $278,976 0 $0 0 $0
2016-11 7,000 $84,091 0 $0 0 $0
2016-09 0 $0 0 $0 108,295 $0
2016-03 12,190 $140,499 0 $0 0 $0
2015-12 92,025 $1,072,938 0 $0 0 $0
2015-11 750 $10,125 0 $0 0 $0
2015-09 7,420 $99,057 0 $0 121,890 $0
2015-08 39,660 $557,598 0 $0 0 $0
2015-06 8,950 $149,350 0 $0 0 $0
2015-05 18,385 $315,431 0 $0 0 $0
2015-03 9,909 $185,979 0 $0 0 $0
2014-12 15,851 $304,964 0 $0 0 $0
2014-11 26,000 $488,994 0 $0 0 $0
2014-09 6,730 $126,000 0 $0 0 $0
2014-08 2,650 $50,082 0 $0 0 $0
2014-06 32,000 $594,250 0 $0 0 $0
2014-05 89,236 $1,614,705 0 $0 0 $0
2013-12 16,880 $333,529 0 $0 0 $0
2013-11 15,600 $298,503 0 $0 0 $0
2013-10 27 $503 0 $0 0 $0
2013-09 2,580 $49,531 0 $0 0 $0

Table 2. Detailed insider stock purchases, sales, and option exercises of Capitala Finance Corp. insiders (CPTA)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2017-09-25 Mcglinn John F. (See Remarks) Option Ex 41,541 .00 0
2017-09-25 Alala Joseph B Iii (See Remarks) Option Ex 240,707 .00 0
2017-09-25 Wheelahan Richard (Chief Compliance Officer) Option Ex 2,250 .00 0
2017-09-25 Arnall Stephen A. (Chief Financial Officer) Option Ex 6,375 .00 0
2017-09-25 Broyhill Markham Hunt Option Ex 16,010 .00 0
2017-09-21 Alala Joseph B Iii (See Remarks) Buy 200 9.11 1,822
2017-08-14 Broyhill Markham Hunt Buy 500 9.20 4,600
2017-08-11 Mcglinn John F. (See Remarks) Buy 4,444 9.00 39,996
2017-08-11 Wheelahan Richard (Chief Compliance Officer) Buy 1,111 8.99 9,989
2017-08-11 Carroll Larry W. (Director) Buy 17,850 9.13 163,059
2017-08-11 Broyhill Markham Hunt Buy 3,500 9.00 31,507
2017-08-10 Carroll Larry W. (Director) Buy 2,150 9.24 19,866
2017-08-10 Arnall Stephen A. (Chief Financial Officer) Buy 1,100 9.05 9,959
2016-11-15 Carroll Larry W. Buy 7,000 12.01 84,091
2016-09-25 Mcglinn John F. (See Remarks) Option Ex 13,847 .00 0
2016-09-25 Alala Joseph B Iii (See Remarks) Option Ex 83,236 .00 0
2016-09-25 Wheelahan Richard (Chief Compliance Officer) Option Ex 3,750 .00 0
2016-09-25 Arnall Stephen A. (Chief Financial Officer) Option Ex 2,125 .00 0
2016-09-25 Broyhill Markham Hunt Option Ex 5,337 .00 0
2016-03-21 Broyhill Markham Hunt Buy 7,000 11.56 80,934
2016-03-18 Broyhill Markham Hunt Buy 3,000 11.53 34,599
2016-03-14 Mcglinn John F. (COO, Secretary and Treasurer) Buy 2,190 11.40 24,966
2015-12-23 Alala Joseph B Iii (See Remarks) Buy 84,950 11.60 985,420
2015-12-15 Alala Joseph B Iii (See Remarks) Buy 4,075 11.98 48,818
2015-12-10 Carroll Larry W. Buy 3,000 12.90 38,700
2015-11-13 Arnall Stephen A. (Chief Financial Officer) Buy 750 13.50 10,125
2015-09-23 Alala Joseph B Iii (Chmn BOD, CEO & Pres) Buy 7,420 13.35 99,057
2015-09-15 Mcglinn John F. (COO, Secretary and Treasurer) Option Ex 15,194 .00 0
2015-09-15 Alala Joseph B Iii (See Remarks) Option Ex 96,272 .00 0
2015-09-15 Wheelahan Richard (Chief Compliance Officer) Option Ex 3,000 .00 0
2015-09-15 Arnall Stephen A. (Chief Financial Officer) Option Ex 1,750 .00 0
2015-09-15 Broyhill Markham Hunt Option Ex 5,674 .00 0
2015-08-25 Mcglinn John F. (COO, Secretary and Treasurer) Buy 2,150 13.94 29,971
2015-08-25 Carroll Larry W. Buy 5,000 13.50 67,500
2015-08-24 Alala Joseph B Iii (See Remarks) Buy 7,500 13.25 99,352
2015-08-24 Broyhill Markham Hunt Buy 10,000 13.99 139,880
2015-08-21 Carroll Larry W. Buy 5,000 14.50 72,500
2015-08-13 Mcglinn John F. (COO, Secretary and Treasurer) Buy 3,410 14.65 49,956
2015-08-13 Alala Joseph B Iii (See Remarks) Buy 6,600 14.91 98,439
2015-06-12 Carroll Larry W. Buy 5,000 16.44 82,200
2015-06-10 Carroll Larry W. Buy 3,950 17.00 67,150
2015-05-27 Arnall Stephen A. (Chief Financial Officer) Buy 600 17.17 10,301
2015-05-22 Carroll Larry W. Buy 1,050 17.00 17,850
2015-05-20 Alala Joseph B Iii (See remarks) Buy 5,800 17.15 99,469
2015-05-20 Wheelahan Richard (Chief Compliance Officer) Buy 1,465 17.11 25,061
2015-05-20 Moyer Charles Buy 500 17.17 8,583
2015-05-19 Mcglinn John F. (COO, Secretary and Treasurer) Buy 1,170 17.10 20,007
2015-05-19 Alala Joseph B Iii (See remarks) Buy 5,800 17.10 99,180
2015-05-15 Mcglinn John F. (COO, Secretary and Treasurer) Buy 2,000 17.49 34,980
2015-03-23 Alala Joseph B Iii (Chairman BoD, CEO, President) Buy 7,409 18.76 138,992
2015-03-20 Chapman H. Paul Buy 2,500 18.80 46,987
2014-12-23 Carroll Larry W. Buy 4,700 18.19 85,493
2014-12-22 Alala Joseph B Iii (Chairman BoD, CEO, President) Buy 8,751 20.00 175,020
2014-12-19 Arnall Stephen A. (Chief Financial Officer) Buy 500 18.79 9,396
2014-12-18 Mcglinn John F. (COO, Secretary and Treasurer) Buy 1,900 18.45 35,055
2014-11-26 Broyhill Markham Hunt Buy 1,000 18.74 18,744
2014-11-25 Alala Joseph B Iii (Chairman BoD, CEO, President) Buy 10,000 18.75 187,500
2014-11-19 Broyhill Markham Hunt Buy 15,000 18.85 282,750
2014-09-18 Carroll Larry W. Buy 1,530 18.05 27,616
2014-09-03 Alala Joseph B Iii (See Remarks) Buy 5,200 18.92 98,384
2014-08-18 Mcglinn John F. (COO, Secretary and Treasurer) Buy 2,650 18.90 50,082
2014-06-18 Chapman H. Paul Buy 5,000 18.68 93,400
2014-06-17 Broyhill Markham Hunt Buy 27,000 18.55 500,850
2014-05-19 Broyhill Markham Hunt Buy 13,580 18.41 249,939
2014-05-16 Carroll Larry W. Buy 5,705 18.00 102,690
2014-05-16 Broyhill Markham Hunt Buy 2,196 18.19 39,946
2014-05-16 Moyer Charles Buy 500 18.19 9,095
2014-05-15 Alala Joseph B Iii (SEE REMARKS) Buy 55,118 18.04 994,383
2014-05-15 Carroll Larry W. Buy 11,039 18.00 198,679
2013-12-17 Broyhill Markham Hunt (Director) Buy 10,000 19.77 197,659
2013-12-12 Broyhill Markham Hunt (Director) Buy 5,000 19.78 98,910
2013-12-11 Wheelahan Richard (Chief Compliance Officer) Buy 280 19.60 5,488
2013-12-06 Moyer Charles (Director) Buy 600 19.46 11,676
2013-12-04 Broyhill Markham Hunt (Director) Buy 1,000 19.80 19,796
2013-11-27 Mcglinn John F. (COO, Secretary and Treasurer) Buy 1,500 19.75 29,625
2013-11-26 Mcglinn John F. (COO, Secretary and Treasurer) Buy 1,000 19.65 19,650
2013-11-21 Alala Joseph B Iii (See Remarks) Buy 1,100 19.00 20,900
2013-11-20 Alala Joseph B Iii (See Remarks) Buy 9,400 19.00 178,590
2013-11-18 Arnall Stephen A. (Chief Financial Officer) Buy 2,600 19.13 49,738
2013-10-22 Mcglinn John F. (COO, Secretary and Treasurer) Buy 6 19.00 114
2013-10-22 Wheelahan Richard (Chief Compliance Officer) Buy 1 19.00 19
2013-10-18 Mcglinn John F. (COO, Secretary and Treasurer) Buy 5 19.20 96
2013-10-11 Mcglinn John F. (COO, Secretary and Treasurer) Buy 15 18.30 274
2013-09-30 Chapman H. Paul (Director) Buy 2,500 19.20 48,000
2013-09-27 Mcglinn John F. (COO, Secretary and Treasurer) Buy 70 19.15 1,340
2013-09-27 Wheelahan Richard (Chief Compliance Officer) Buy 10 19.15 191

Insider trading activities including stock purchases, stock sales, and option exercises of CPTA listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Capitala Finance Corp. (symbol CPTA, CIK number 1571329) see the Securities and Exchange Commission (SEC) website.