Insider Trading activities of Asterias Biotherapeutics, Inc. insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Asterias Biotherapeutics, Inc. since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Asterias Biotherapeutics, Inc. since year 2005. Table 2 shows the detailed insider transactions of Asterias Biotherapeutics, Inc. since 2005. The reporting company's ticker symbol is AST. The reporting company's CIK number is 1572552.
The total value of stock buying since 2005 is $4,188,055.
The total value of stock sales since 2005 is $324,237.
The total value of stock option exercises since 2005 is $29,250.


Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Asterias Biotherapeutics, Inc. (AST).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2017-11 2,076 $5,003 0 $0 0 $0
2017-10 1,594,247 $2,074,944 0 $0 0 $0
2017-09 1,537 $4,996 0 $0 0 $0
2017-01 0 $0 8,196 $37,725 0 $0
2016-12 0 $0 5,000 $25,000 5,000 $11,700
2016-11 0 $0 7,500 $38,525 7,500 $17,550
2016-10 0 $0 8,196 $33,718 0 $0
2016-09 0 $0 34,096 $119,957 0 $0
2016-06 69,000 $194,150 0 $0 0 $0
2016-05 2,176,764 $399,819 0 $0 0 $0
2015-09 0 $0 11,552 $69,312 0 $0
2015-06 20,000 $87,209 0 $0 0 $0
2015-02 128,205 $499,999 0 $0 0 $0
2014-10 50,000 $298,350 0 $0 0 $0
2014-09 135,000 $623,585 0 $0 0 $0

Table 2. Detailed insider stock purchases, sales, and option exercises of Asterias Biotherapeutics, Inc. insiders (AST)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2017-11-27 Mulroy Michael H. (President and CEO) Buy 2,076 2.41 5,003
2017-10-25 Mulroy Michael H. (President and CEO) Buy 1,939 2.55 4,944
2017-10-16 Bradsher Neal C Buy 1,592,308 1.30 2,070,000
2017-09-25 Mulroy Michael H. (President and CEO) Buy 1,537 3.25 4,996
2017-01-09 Wirth Edward (Chief Medical Officer) Sale 3,415 4.60 15,719
2017-01-09 Spink Katharine E. (Chief Operating Officer) Sale 4,781 4.60 22,006
2016-12-27 Wirth Edward (Chief Medical Officer) Sale 2,500 5.00 12,500
2016-12-27 Wirth Edward (Chief Medical Officer) Option Ex 2,500 2.34 5,850
2016-12-27 Spink Katharine E. (Chief Operating Officer) Sale 2,500 5.00 12,500
2016-12-27 Spink Katharine E. (Chief Operating Officer) Option Ex 2,500 2.34 5,850
2016-11-23 Spink Katharine E. (Chief Operating Officer) Sale 2,500 5.41 13,525
2016-11-23 Spink Katharine E. (Chief Operating Officer) Option Ex 2,500 2.34 5,850
2016-11-17 Wirth Edward (Chief Medical Officer) Sale 2,500 5.00 12,500
2016-11-17 Wirth Edward (Chief Medical Officer) Option Ex 2,500 2.34 5,850
2016-11-17 Spink Katharine E. (Chief Operating Officer) Sale 2,500 5.00 12,500
2016-11-17 Spink Katharine E. (Chief Operating Officer) Option Ex 2,500 2.34 5,850
2016-10-06 Wirth Edward (Chief Medical Officer) Sale 3,415 4.12 14,083
2016-10-06 Spink Katharine E. (Chief Operating Officer) Sale 4,781 4.11 19,635
2016-09-09 Wirth Edward (Chief Medical Officer) Sale 3,179 3.58 11,383
2016-09-09 Spink Katharine E. (Chief Operating Officer) Sale 9,608 3.54 33,993
2016-09-08 Wirth Edward (Chief Medical Officer) Sale 11,581 3.50 40,533
2016-09-08 Spink Katharine E. (Chief Operating Officer) Sale 9,728 3.50 34,048
2016-06-30 Cartt Stephen Lahue (President and CEO) Buy 10,000 2.40 23,980
2016-06-29 Lebuhn Richard T. Buy 5,000 2.38 11,900
2016-06-10 Cartt Stephen Lahue (President and CEO) Buy 50,000 2.93 146,550
2016-06-09 Kingsley Alfred D Buy 4,000 2.93 11,720
2016-05-13 Lebuhn Richard T. Buy 15,000 3.39 50,850
2016-05-13 Broadwood Capital Inc Buy 2,058,823 .00 0
2016-05-13 Bailey Don M Buy 88,235 3.39 299,116
2016-05-13 Ricciardi Natale S Buy 14,706 3.39 49,853
2015-09-15 Wirth Edward (Chief Medical Officer) Sale 2,880 6.00 17,280
2015-09-15 Spink Katharine E. (VP and Chief Operating Officer) Sale 3,760 6.00 22,560
2015-09-15 Lebkowski Jane (President of R&D) Sale 4,912 6.00 29,472
2015-06-25 Arno Andrew Buy 5,000 4.32 21,600
2015-06-25 Lebuhn Richard T. Buy 5,000 4.41 22,060
2015-06-25 Kingsley Alfred D Buy 5,000 4.32 21,575
2015-06-25 Ricciardi Natale S Buy 5,000 4.39 21,974
2015-02-09 Lichtinger Pedro (Chief Executive Officer) Buy 128,205 3.90 499,999
2014-10-01 Scarsdale Equities Llc (Other) Buy 50,000 5.97 298,350
2014-09-29 Scarsdale Equities Llc (Other) Buy 10,000 5.73 57,260
2014-09-24 Scarsdale Equities Llc (10% Owner) Buy 10,000 5.35 53,540
2014-09-23 Scarsdale Equities Llc (10% Owner) Buy 15,000 4.58 68,655
2014-09-05 Scarsdale Equities Llc (10% Owner) Buy 30,000 5.48 164,340
2014-09-04 Scarsdale Equities Llc (10% Owner) Buy 70,000 4.00 279,790

Insider trading activities including stock purchases, stock sales, and option exercises of AST listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Asterias Biotherapeutics, Inc. (symbol AST, CIK number 1572552) see the Securities and Exchange Commission (SEC) website.