Insider Trading activities of Capital Southwest Corp insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Capital Southwest Corp since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Capital Southwest Corp since year 2005. Table 2 shows the detailed insider transactions of Capital Southwest Corp since 2005. The reporting company's ticker symbol is CSWC. The reporting company's CIK number is 17313.
The total value of stock buying since 2005 is $6,406,593.
The total value of stock sales since 2005 is $27,850,879.
The total value of stock option exercises since 2005 is $11,720,811.


Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Capital Southwest Corp (CSWC).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2017-08 0 $0 156,881 $2,716,893 0 $0
2017-07 0 $0 2,500 $40,525 0 $0
2017-06 8,100 $131,906 3,000 $48,242 0 $0
2017-05 0 $0 1,500 $24,089 0 $0
2017-04 0 $0 10,664 $181,030 0 $0
2017-03 10,400 $166,212 16,302 $270,440 45,271 $505,993
2017-01 0 $0 87,783 $1,470,690 0 $0
2016-12 3,000 $47,460 0 $0 0 $0
2016-11 109,725 $101,885 0 $0 0 $0
2016-09 15,102 $224,674 0 $0 0 $0
2016-06 13,561 $190,070 0 $0 0 $0
2016-03 2,000 $28,140 0 $0 5,974 $43,968
2016-02 5,000 $70,180 0 $0 0 $0
2016-01 98,275 $1,382,103 0 $0 0 $0
2015-12 1,900 $26,850 0 $0 0 $0
2015-11 7,870 $112,670 0 $0 0 $0
2015-08 1,850 $87,724 0 $0 0 $0
2015-06 0 $0 1,100 $54,725 0 $0
2015-05 2,388 $121,808 18,100 $926,415 18,000 $383,000
2015-03 220 $10,775 22,000 $1,065,041 22,000 $641,286
2015-01 300 $12,825 120,000 $5,164,560 0 $0
2014-12 4,780 $187,080 0 $0 0 $0
2014-09 0 $0 0 $0 3,200 $76,640
2014-08 0 $0 0 $0 1,000 $23,950
2014-06 4,502 $158,854 2,000 $70,620 0 $0
2014-05 5,000 $175,450 0 $0 0 $0
2014-03 4,000 $140,508 0 $0 16,388 $365,155
2014-02 3,000 $103,109 70,000 $2,375,544 109,000 $3,107,127
2014-01 1,500 $52,665 0 $0 0 $0
2013-12 1,000 $95,790 2,060 $71,673 0 $0
2013-06 0 $0 4,700 $656,323 4,900 $459,020
2013-05 250 $28,862 858 $108,490 0 $0
2013-03 0 $0 5,023 $621,445 8,923 $745,655
2013-02 0 $0 900 $104,400 0 $0
2012-12 0 $0 4,218 $447,980 0 $0
2012-11 285 $30,778 0 $0 0 $0
2012-10 400 $43,771 0 $0 300 $28,737
2012-06 0 $0 12,750 $1,300,336 0 $0
2012-05 0 $0 17,590 $1,667,105 34,890 $2,989,291
2012-02 0 $0 10,000 $909,666 0 $0
2011-08 0 $0 4,000 $353,049 1,500 $98,550
2010-12 0 $0 0 $0 10,618 $693,822
2010-08 0 $0 14,436 $1,321,622 782 $51,377
2010-06 0 $0 1,434 $133,269 0 $0
2009-11 0 $0 10,000 $766,900 0 $0
2009-09 2,150 $166,508 0 $0 0 $0
2009-08 500 $37,500 0 $0 0 $0
2009-06 0 $0 19,000 $1,384,564 0 $0
2009-05 200 $14,000 0 $0 0 $0
2008-11 1,000 $73,000 0 $0 0 $0
2008-06 1,700 $197,019 0 $0 0 $0
2008-03 1,000 $103,500 0 $0 0 $0
2008-02 1,300 $149,500 0 $0 0 $0
2007-08 7,000 $858,069 0 $0 0 $0
2007-05 0 $0 5,300 $896,805 3,100 $231,390
2007-02 3,000 $390,390 0 $0 0 $0
2006-12 0 $0 3,500 $467,775 3,500 $229,950
2006-11 0 $0 6,800 $846,962 7,800 $525,900
2006-10 1,000 $120,000 0 $0 0 $0
2006-06 1,900 $189,673 8,000 $775,120 8,000 $520,000
2006-05 2,066 $198,651 0 $0 0 $0
2006-03 0 $0 322 $31,556 0 $0
2006-02 1,000 $94,000 3,178 $306,455 0 $0
2005-08 1,000 $82,634 3,000 $270,570 0 $0

Table 2. Detailed insider stock purchases, sales, and option exercises of Capital Southwest Corp insiders (CSWC)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2017-08-28 Rothenberg Michael (10% Owner) Sale 2,723 17.40 47,379
2017-08-25 Rothenberg Michael (10% Owner) Sale 100,888 17.32 1,746,975
2017-07-31 Armes Joseph B Sale 500 16.31 8,156
2017-07-24 Armes Joseph B Sale 500 16.27 8,135
2017-07-17 Armes Joseph B Sale 500 16.14 8,068
2017-07-10 Armes Joseph B Sale 500 16.18 8,092
2017-07-03 Armes Joseph B Sale 500 16.15 8,074
2017-06-28 Wilson John H Buy 5,000 16.30 81,500
2017-06-26 Armes Joseph B Sale 500 16.22 8,108
2017-06-19 Armes Joseph B Sale 500 16.14 8,069
2017-06-12 Armes Joseph B Sale 500 16.10 8,050
2017-06-07 Morgan Thomas Duane Buy 3,100 16.26 50,406
2017-06-05 Armes Joseph B Sale 500 16.03 8,015
2017-06-01 Armes Joseph B Sale 1,000 16.00 16,000
2017-05-15 Armes Joseph B Sale 500 16.00 8,000
2017-05-08 Armes Joseph B Sale 500 16.03 8,015
2017-05-01 Armes Joseph B Sale 500 16.15 8,074
2017-04-24 Armes Joseph B Sale 500 16.01 8,005
2017-04-10 Rothenberg Michael (10% Owner) Sale 200 17.02 3,404
2017-04-05 Rothenberg Michael (10% Owner) Sale 3,004 16.95 50,916
2017-04-04 Rothenberg Michael (10% Owner) Sale 472 16.92 7,984
2017-04-03 Rothenberg Michael (10% Owner) Sale 3,100 17.11 53,046
2017-03-31 Rothenberg Michael (10% Owner) Sale 800 16.84 13,472
2017-03-29 Rothenberg Michael (10% Owner) Sale 400 16.84 6,736
2017-03-14 Brooks David R Buy 10,400 15.98 166,212
2017-03-10 Armes Joseph B Sale 800 16.52 13,216
2017-03-09 Armes Joseph B Sale 5,200 16.50 85,805
2017-03-08 Diehl Bowen S (President and CEO) Option Ex 45,271 11.18 505,993
2017-03-03 Armes Joseph B Sale 8,502 16.60 141,107
2017-01-13 Rothenberg Michael (10% Owner) Sale 200 16.73 3,346
2017-01-06 Rothenberg Michael (10% Owner) Sale 10,886 16.80 182,894
2017-01-04 Rothenberg Michael (10% Owner) Sale 47,436 16.74 794,220
2016-12-14 Brooks David R Buy 3,000 15.82 47,460
2016-11-15 Sarner Michael Scott (Chief Financial Officer) Buy 34,500 .00 0
2016-11-15 Kelley Douglas M. (Sr. VP, Managing Director) Buy 20,000 .00 0
2016-11-15 Diehl Bowen S (President and CEO) Buy 43,125 .00 0
2016-11-15 Ashbaugh William M (Sr. VP, Managing Director) Buy 5,000 .00 0
2016-11-10 Morgan Thomas Duane Buy 7,100 14.35 101,885
2016-09-15 Furst Jack D Buy 5,400 14.90 80,460
2016-09-14 Furst Jack D Buy 900 14.90 13,410
2016-09-13 Furst Jack D Buy 2,700 14.90 40,230
2016-09-09 Furst Jack D Buy 2,600 14.89 38,714
2016-09-08 Furst Jack D Buy 1,500 14.84 22,260
2016-09-07 Kelley Douglas M. (Sr. VP, Managing Director) Buy 102 14.89 1,518
2016-09-07 Furst Jack D Buy 1,900 14.78 28,082
2016-06-24 Kelley Douglas M. (Sr. VP, Managing Director) Buy 1,775 13.92 24,708
2016-06-24 Brooks David R Buy 4,000 14.00 56,000
2016-06-24 Morgan Thomas Duane Buy 1,000 14.03 14,030
2016-06-23 Sarner Michael Scott (Chief Financial Officer) Buy 4,986 14.12 70,402
2016-06-17 Sarner Michael Scott (Chief Financial Officer) Buy 1,800 13.85 24,930
2016-03-21 Ashbaugh William M (Senior Vice President) Option Ex 5,974 7.36 43,968
2016-03-18 Wilson John H Buy 2,000 14.07 28,140
2016-02-18 Kelley Douglas M. (Sr. VP & Managing Director) Buy 5,000 14.04 70,180
2016-01-15 Rothenberg Michael (10% Owner) Buy 1,100 13.72 15,092
2016-01-14 Rothenberg Michael (10% Owner) Buy 6,700 13.90 93,130
2016-01-13 Rothenberg Michael (10% Owner) Buy 59,186 14.03 830,379
2016-01-12 Rothenberg Michael (10% Owner) Buy 24,989 14.18 354,219
2016-01-11 Rothenberg Michael (10% Owner) Buy 500 14.12 7,060
2016-01-08 Rothenberg Michael (10% Owner) Buy 1,700 14.24 24,208
2016-01-07 Rothenberg Michael (10% Owner) Buy 4,100 14.15 58,015
2015-12-17 Wilson John H Buy 800 14.12 11,296
2015-12-15 Brooks David R Buy 1,100 14.14 15,554
2015-11-20 Kelley Douglas M. (Sr. VP & Managing Director) Buy 7,000 14.28 99,960
2015-11-12 Morgan Thomas Duane Buy 870 14.61 12,710
2015-08-24 Wilson John H Buy 550 45.06 24,783
2015-08-11 Armes Joseph B (President and CEO) Buy 1,000 48.51 48,508
2015-08-11 Morgan Thomas Duane Buy 300 48.11 14,433
2015-06-05 Golden Matthew Bailey (Vice President) Sale 1,100 49.75 54,725
2015-05-29 Kelley Douglas M. (Sr. VP & Managing Director) Buy 13 50.35 654
2015-05-28 Golden Matthew Bailey (Vice President) Sale 100 50.50 5,050
2015-05-26 Ashbaugh William M (Senior Vice President) Sale 3,433 51.03 175,172
2015-05-26 Ashbaugh William M (Senior Vice President) Option Ex 3,433 19.18 65,844
2015-05-22 Ashbaugh William M (Senior Vice President) Sale 650 51.05 33,184
2015-05-22 Ashbaugh William M (Senior Vice President) Option Ex 650 19.18 12,467
2015-05-21 Ashbaugh William M (Senior Vice President) Sale 9,809 51.11 501,328
2015-05-21 Ashbaugh William M (Senior Vice President) Option Ex 9,809 21.27 208,686
2015-05-20 Ashbaugh William M (Senior Vice President) Sale 4,108 51.53 211,681
2015-05-20 Ashbaugh William M (Senior Vice President) Option Ex 4,108 23.37 96,003
2015-05-15 Furst Jack D Buy 2,100 51.43 108,009
2015-05-06 Morgan Thomas Duane Buy 275 47.80 13,145
2015-03-20 Ashbaugh William M (Senior Vice President) Sale 3,700 48.34 178,846
2015-03-20 Ashbaugh William M (Senior Vice President) Option Ex 3,700 26.52 98,142
2015-03-19 Ashbaugh William M (Senior Vice President) Sale 18,300 48.43 886,195
2015-03-19 Ashbaugh William M (Senior Vice President) Option Ex 18,300 29.68 543,144
2015-03-02 Ligon Samuel B Buy 220 48.98 10,775
2015-01-27 Thomas William R Iii Sale 120,000 43.04 5,164,560
2015-01-27 Ligon Samuel B Buy 300 42.75 12,825
2014-12-16 Wilson John H Buy 650 39.50 25,675
2014-12-15 Morgan Thomas Duane Buy 1,250 39.71 49,632
2014-12-08 Armes Joseph B (President and CEO) Buy 2,500 38.78 96,954
2014-12-05 Ligon Samuel B Buy 380 39.00 14,819
2014-09-18 Schwertner Ray D. (Vice President) Option Ex 3,200 23.95 76,640
2014-08-06 Schwertner Ray D. (Vice President) Option Ex 1,000 23.95 23,950
2014-06-23 Golden Matthew Bailey (Vice President) Buy 1,500 35.36 53,040
2014-06-23 Schwertner Ray D. (Vice President) Sale 2,000 35.31 70,620
2014-06-05 Armes Joseph B (President and CEO) Buy 1,200 35.24 42,294
2014-06-04 Armes Joseph B (President and CEO) Buy 1,802 35.25 63,520
2014-05-20 Diehl Bowen S (SVP, CIO) Buy 5,000 35.09 175,450
2014-03-24 Diehl Bowen S (SVP and CIO) Buy 1,427 35.41 50,530
2014-03-21 Diehl Bowen S (SVP and CIO) Buy 1,473 35.06 51,643
2014-03-19 Diehl Bowen S (SVP and CIO) Buy 1,100 34.85 38,335
2014-03-14 Schwertner Ray D. (Vice President) Option Ex 2,000 23.95 47,900
2014-03-03 Neblett Glenn M. (Vice President) Option Ex 14,388 22.05 317,255
2014-02-19 Martin Gary L Option Ex 39,000 21.57 841,230
2014-02-18 Martin Gary L Sale 23,519 34.20 804,349
2014-02-18 Martin Gary L Option Ex 23,519 32.37 761,310
2014-02-14 Martin Gary L Sale 1,149 33.86 38,905
2014-02-14 Martin Gary L Option Ex 1,149 32.37 37,193
2014-02-13 Martin Gary L Sale 3,610 33.89 122,342
2014-02-13 Martin Gary L Option Ex 3,610 32.37 116,855
2014-02-12 Martin Gary L Sale 34,942 33.76 1,179,641
2014-02-12 Martin Gary L Option Ex 34,942 32.37 1,131,072
2014-02-11 Martin Gary L Sale 5,106 33.95 173,348
2014-02-11 Martin Gary L Option Ex 5,106 32.37 165,281
2014-02-06 Martin Gary L Sale 1,174 34.02 39,939
2014-02-06 Martin Gary L Option Ex 1,174 32.37 38,002
2014-02-05 Martin Gary L Sale 500 34.04 17,020
2014-02-05 Martin Gary L Option Ex 500 32.37 16,184
2014-02-03 Armes Joseph B (President and CEO) Buy 3,000 34.37 103,109
2014-01-31 Brooks David R Buy 1,500 35.11 52,665
2013-12-19 Schwertner Ray D. (Vice President) Buy 1,000 95.79 95,790
2013-12-19 Schwertner Ray D. (Vice President) Sale 2,060 34.79 71,673
2013-06-20 Schwertner Ray D. (Vice President) Option Ex 400 95.79 38,316
2013-06-12 Ashbaugh William M (Senior Vice President) Sale 384 139.65 53,625
2013-06-12 Ashbaugh William M (Senior Vice President) Option Ex 384 93.49 35,900
2013-06-11 Ashbaugh William M (Senior Vice President) Sale 1,094 138.47 151,486
2013-06-11 Ashbaugh William M (Senior Vice President) Option Ex 1,094 93.49 102,278
2013-06-10 Ashbaugh William M (Senior Vice President) Sale 1,222 138.56 169,320
2013-06-10 Ashbaugh William M (Senior Vice President) Option Ex 1,222 93.49 114,244
2013-06-07 Ashbaugh William M (Senior Vice President) Sale 400 140.23 56,091
2013-06-07 Ashbaugh William M (Senior Vice President) Option Ex 400 93.49 37,396
2013-06-06 Schwertner Ray D. (Vice President) Sale 125 142.50 17,812
2013-06-06 Ashbaugh William M (Senior Vice President) Sale 1,400 140.93 197,302
2013-06-06 Ashbaugh William M (Senior Vice President) Option Ex 1,400 93.49 130,886
2013-06-04 Schwertner Ray D. (Vice President) Sale 75 142.50 10,687
2013-05-20 Schwertner Ray D. (Vice President) Sale 200 137.10 27,420
2013-05-07 Schwertner Ray D. (Vice President) Sale 259 123.94 32,100
2013-05-06 Schwertner Ray D. (Vice President) Sale 399 122.73 48,970
2013-05-02 Morgan Thomas Duane Buy 250 115.45 28,862
2013-03-21 Schwertner Ray D. (Vice President) Sale 200 119.20 23,840
2013-03-19 Schwertner Ray D. (Vice President) Option Ex 250 95.79 23,947
2013-03-11 Neblett Glenn M. (Chief Investment Officer) Sale 403 123.56 49,792
2013-03-11 Neblett Glenn M. (Chief Investment Officer) Option Ex 403 88.20 35,544
2013-03-08 Martin Gary L (Chief Executive Officer) Option Ex 3,750 76.74 287,775
2013-03-06 Schwertner Ray D. (Vice President) Sale 200 124.00 24,800
2013-03-05 Morris Tracy L. (CFO) Sale 1,220 124.06 151,353
2013-03-05 Morris Tracy L. (CFO) Option Ex 1,220 86.83 105,932
2013-03-05 Ashbaugh William M (Senior Vice President) Sale 2,000 123.79 247,580
2013-03-05 Ashbaugh William M (Senior Vice President) Option Ex 2,000 93.49 186,980
2013-03-04 Ashbaugh William M (Senior Vice President) Sale 1,000 124.08 124,080
2013-03-04 Ashbaugh William M (Senior Vice President) Option Ex 1,000 76.74 76,740
2013-03-01 Schwertner Ray D. (Vice President) Option Ex 300 95.79 28,737
2013-02-28 Schwertner Ray D. (Vice President) Sale 600 116.00 69,600
2012-12-18 Ashbaugh William M (Senior Vice President) Sale 718 107.57 77,235
2012-12-17 Ashbaugh William M (Senior Vice President) Sale 2,500 105.99 264,975
2012-12-14 Ashbaugh William M (Senior Vice President) Sale 1,000 105.77 105,770
2012-11-06 Gohlke Henry James (Vice President) Buy 111 107.98 11,986
2012-11-05 Gohlke Henry James (Vice President) Buy 174 108.00 18,792
2012-10-31 Strup Richard F. Buy 400 109.43 43,771
2012-10-26 Schwertner Ray D. (Vice President) Option Ex 300 95.79 28,737
2012-06-22 Peterson Jeffrey G (Vice President) Sale 4,500 104.39 469,737
2012-06-19 Ashbaugh William M (Senior Vice President) Sale 3,808 101.00 384,608
2012-06-18 Ashbaugh William M (Senior Vice President) Sale 1,692 101.30 171,399
2012-06-15 Ashbaugh William M (Senior Vice President) Sale 500 102.74 51,370
2012-06-13 Peterson Jeffrey G (Vice President) Sale 2,250 99.21 223,222
2012-05-30 Thomas William R Iii (Vice President) Sale 8,090 86.50 699,785
2012-05-23 Thomas William R Iii (Vice President) Option Ex 6,090 98.44 599,499
2012-05-21 Neblett Glenn M. (Vice President) Sale 2,000 102.00 204,000
2012-05-21 Neblett Glenn M. (Vice President) Option Ex 2,000 88.20 176,400
2012-05-21 Bela Marquez D (Vice President) Sale 1,000 103.02 103,020
2012-05-21 Bela Marquez D (Vice President) Option Ex 1,000 88.20 88,200
2012-05-21 Schwertner Ray D. (Vice President) Option Ex 300 95.79 28,737
2012-05-21 Peterson Jeffrey G (Vice President) Sale 1,500 102.00 153,000
2012-05-18 Morris Tracy L. (CFO) Sale 2,000 101.58 203,160
2012-05-18 Morris Tracy L. (CFO) Option Ex 2,000 76.74 153,480
2012-05-18 Peterson Jeffrey G (Vice President) Sale 3,000 101.38 304,140
2012-05-18 Peterson Jeffrey G (Vice President) Option Ex 8,000 87.91 703,256
2012-05-18 Martin Gary L (President) Option Ex 7,500 76.74 575,550
2012-05-18 Ashbaugh William M (Senior VP) Option Ex 6,000 85.11 510,689
2012-05-17 Thomas William R Iii (Vice President) Option Ex 2,000 76.74 153,480
2012-02-15 Thomas William R Iii (Vice President) Sale 2,224 90.71 201,739
2012-02-14 Thomas William R Iii (Vice President) Sale 7,776 91.04 707,927
2011-08-18 Peterson Jeffrey G (Vice President) Sale 2,500 84.82 212,049
2011-08-04 Ashbaugh William M (Senior Vice President) Sale 1,500 94.00 141,000
2011-08-04 Ashbaugh William M (Senior Vice President) Option Ex 1,500 65.70 98,550
2010-12-22 Peterson Jeffrey G (Vice President) Option Ex 5,400 65.00 351,000
2010-12-22 Ashbaugh William M (Senior Vice President) Option Ex 5,218 65.70 342,822
2010-08-18 Ashbaugh William M (Senior Vice President) Sale 782 91.56 71,599
2010-08-18 Ashbaugh William M (Senior Vice President) Option Ex 782 65.70 51,377
2010-08-03 Thomas William R Iii (Vice President) Sale 13,654 91.55 1,250,023
2010-06-03 Thomas William R Iii (Assistant Vice President) Sale 802 93.02 74,602
2010-06-02 Thomas William R Iii (Assistant Vice President) Sale 154 92.50 14,244
2009-11-17 Thomas William R Iii (Assistant Vice President) Sale 10,000 76.69 766,900
2009-09-23 Henderson Graeme W (Director) Buy 1,000 78.93 78,930
2009-09-18 Henderson Graeme W (Director) Buy 10 77.00 770
2009-09-17 Henderson Graeme W (Director) Buy 490 77.00 37,730
2009-09-15 Peterson Jeffrey G (Vice President) Buy 150 77.19 11,578
2009-09-01 Henderson Graeme W (Director) Buy 500 75.00 37,500
2009-08-19 Henderson Graeme W (Director) Buy 500 75.00 37,500
2009-06-08 Thomas William R Iii (Assistant Vice President) Sale 9,390 72.13 677,300
2009-06-05 Thomas William R Iii (Assistant Vice President) Sale 1,610 72.03 115,968
2009-06-04 Thomas William R Iii (Assistant Vice President) Sale 400 73.00 29,200
2009-06-02 Thomas William R Iii (Assistant Vice President) Sale 7,600 73.96 562,096
2009-05-06 Peterson Jeffrey G (Vice President) Buy 200 70.00 14,000
2008-11-26 Martin Gary L (President, Chairman of Board) Buy 1,000 73.00 73,000
2008-06-23 Thomas William R Iii (Other) Buy 157 115.03 18,059
2008-06-20 Thomas William R Iii (Other) Buy 43 115.24 4,955
2008-06-20 Martin Gary L (President) Buy 1,000 115.13 115,130
2008-06-06 Ashbaugh William M (Senior Vice President) Buy 500 117.75 58,875
2008-03-05 Henderson Graeme W (Director) Buy 1,000 103.50 103,500
2008-02-29 Henderson Graeme W (Director) Buy 1,100 115.00 126,500
2008-02-14 Thomas William R Iii (Other) Buy 200 115.00 23,000
2007-08-28 Martin Gary L (President) Buy 917 129.89 119,109
2007-08-27 Martin Gary L (President) Buy 83 130.25 10,810
2007-08-17 Thomas William R (Director) Buy 5,000 121.13 605,650
2007-08-08 Henderson Graeme W (Director) Buy 1,000 122.50 122,500
2007-05-17 Hodgson Susan K (Secretary-Treasurer) Option Ex 1,000 93.49 93,490
2007-05-14 Peterson Jeffrey G (Vice President) Option Ex 100 65.00 6,500
2007-05-14 Hodgson Susan K (Secretary-Treasurer) Sale 3,200 169.83 543,456
2007-05-11 Ashbaugh William M (Senior Vice President) Sale 1,616 167.93 271,374
2007-05-11 Ashbaugh William M (Senior Vice President) Option Ex 2,000 65.70 131,400
2007-05-10 Peterson Jeffrey G (Vice President) Sale 100 171.33 17,133
2007-05-10 Ashbaugh William M (Senior Vice President) Sale 384 168.86 64,842
2007-02-13 Thomas William R (President & CEO) Buy 2,000 130.13 260,260
2007-02-12 Thomas William R (President & CEO) Buy 1,000 130.13 130,130
2006-12-14 Ashbaugh William M (Senior Vice President) Option Ex 3,500 65.70 229,950
2006-12-13 Ashbaugh William M (Senior Vice President) Sale 3,500 133.65 467,775
2006-11-28 Ashbaugh William M (Senior Vice President) Sale 1,000 121.93 121,930
2006-11-28 Ashbaugh William M (Senior Vice President) Option Ex 2,000 65.70 131,400
2006-11-27 Ashbaugh William M (Senior Vice President) Sale 1,000 124.00 124,000
2006-11-20 Hodgson Susan K (Secretary - Treasurer) Sale 2,800 128.58 360,024
2006-11-20 Hodgson Susan K (Secretary - Treasurer) Option Ex 2,800 71.00 198,800
2006-11-13 Peterson Jeffrey G (Vice President) Sale 12 120.01 1,440
2006-11-13 Peterson Jeffrey G (Vice President) Option Ex 2,000 65.00 130,000
2006-11-08 Peterson Jeffrey G (Vice President) Sale 1,488 120.51 179,318
2006-11-07 Peterson Jeffrey G (Vice President) Sale 500 120.50 60,250
2006-10-30 Ligon Samuel B (Director) Buy 1,000 120.00 120,000
2006-06-09 Hamner Patrick F (Senior Vice President*) Sale 8,000 96.89 775,120
2006-06-09 Hamner Patrick F (Senior Vice President*) Option Ex 8,000 65.00 520,000
2006-06-05 Henderson Graeme W (Director) Buy 201 99.90 20,079
2006-06-02 Henderson Graeme W (Director) Buy 1,699 99.82 169,594
2006-05-23 Henderson Graeme W (Director) Buy 217 98.00 21,266
2006-05-19 Henderson Graeme W (Director) Buy 566 95.00 53,770
2006-05-03 Ligon Samuel B (Director) Buy 1,000 96.73 96,730
2006-03-02 Martin Gary L (Vice President) Sale 142 98.00 13,916
2006-03-01 Martin Gary L (Vice President) Sale 180 98.00 17,640
2006-02-27 Martin Gary L (Vice President) Sale 178 98.00 17,444
2006-02-15 Martin Gary L (Vice President) Sale 3,000 96.34 289,011
2006-02-02 Wilson John H (Director) Buy 500 93.50 46,750
2006-02-01 Wilson John H (Director) Buy 500 94.50 47,250
2005-08-29 Thomas William R (Chairman) Buy 900 82.63 74,367
2005-08-17 Thomas William R (Chairman) Buy 100 82.67 8,267
2005-08-01 Martin Gary L (Vice President) Sale 3,000 90.19 270,570

Insider trading activities including stock purchases, stock sales, and option exercises of CSWC listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Capital Southwest Corp (symbol CSWC, CIK number 17313) see the Securities and Exchange Commission (SEC) website.