Insider Trading activities of Caterpillar Inc insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Caterpillar Inc since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Caterpillar Inc since year 2005. Table 2 shows the detailed insider transactions of Caterpillar Inc since 2005. The reporting company's ticker symbol is CAT. The reporting company's CIK number is 18230.
The total value of stock buying since 2005 is $20,913,278.
The total value of stock sales since 2005 is $189,477,704.
The total value of stock option exercises since 2005 is $224,751,550.


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Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Caterpillar Inc (CAT).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2017-11 0 $0 47,604 $6,496,848 81,818 $7,404,911
2017-10 0 $0 5,385 $738,999 2,255 $107,529
2017-08 0 $0 13,859 $1,584,083 16,232 $1,473,605
2017-07 0 $0 276,581 $32,237,804 271,571 $23,419,848
2017-04 0 $0 0 $0 5,060 $292,721
2017-02 1,000 $99,320 3,884 $380,243 8,291 $547,637
2017-01 0 $0 0 $0 160,000 $7,629,600
2016-11 0 $0 5,809 $532,081 84,807 $5,594,034
2016-07 1,930 $159,707 3,547 $293,597 14,674 $876,007
2016-05 1,128 $80,099 1,268 $94,771 0 $0
2016-04 0 $0 184 $14,366 16,141 $1,069,748
2016-03 0 $0 0 $0 127,084 $8,011,375
2015-07 0 $0 11,867 $915,064 24,027 $1,023,670
2015-05 0 $0 807 $70,285 3,251 $183,887
2015-04 0 $0 0 $0 8,391 $359,160
2014-11 0 $0 0 $0 78,000 $3,554,170
2014-10 0 $0 0 $0 70,000 $3,195,010
2014-09 0 $0 0 $0 95,000 $6,844,750
2014-08 0 $0 15,000 $1,515,150 30,000 $1,369,290
2014-07 0 $0 70,828 $7,453,590 224,320 $13,180,392
2014-05 0 $0 20,881 $2,179,841 39,318 $1,752,691
2014-04 0 $0 62,296 $6,537,467 152,467 $9,606,122
2014-03 0 $0 0 $0 138,000 $6,258,670
2014-01 0 $0 45,713 $4,295,851 210,000 $8,111,880
2013-10 0 $0 0 $0 130,000 $5,933,200
2013-05 0 $0 3,720 $332,902 3,720 $143,692
2013-04 0 $0 0 $0 16,392 $416,480
2013-03 0 $0 0 $0 27,031 $0
2013-02 0 $0 10,000 $988,960 10,000 $456,420
2013-01 0 $0 81,061 $7,989,506 73,700 $3,337,859
2012-12 0 $0 14,484 $1,301,973 148,000 $4,007,840
2012-11 0 $0 96,374 $8,343,450 151,250 $4,655,614
2012-08 0 $0 5,700 $502,840 3,700 $142,919
2012-07 0 $0 15,500 $1,328,536 13,500 $366,417
2012-06 0 $0 2,000 $170,520 0 $0
2012-05 1,000 $102,870 2,000 $205,460 42,000 $1,065,036
2012-04 0 $0 2,000 $211,600 16,000 $470,880
2012-03 0 $0 2,000 $228,780 45,681 $0
2012-02 1,000 $113,050 88,000 $10,118,110 81,000 $2,198,502
2012-01 0 $0 126,000 $13,997,844 214,000 $7,220,722
2011-10 0 $0 0 $0 28,833 $1,276,596
2011-08 1,000 $90,841 0 $0 0 $0
2011-06 50 $4,885 0 $0 0 $0
2011-05 1,000 $111,220 14,583 $1,626,306 24,734 $1,308,663
2011-04 0 $0 8,880 $1,025,551 40,880 $953,339
2011-03 0 $0 0 $0 170,463 $4,867,002
2011-02 3,000 $297,162 112,000 $10,996,866 264,000 $9,567,112
2010-09 0 $0 0 $0 122,000 $3,093,676
2010-08 0 $0 25,000 $1,776,894 87,000 $2,317,338
2010-07 355 $20,671 68,000 $4,700,184 84,000 $2,146,200
2010-04 0 $0 24,000 $1,560,000 140,000 $3,707,980
2010-03 0 $0 0 $0 100,678 $871,796
2010-02 0 $0 33,222 $1,725,655 16,000 $350,000
2009-11 0 $0 0 $0 8,000 $175,000
2009-10 0 $0 100,300 $5,885,928 109,170 $2,721,394
2009-09 0 $0 0 $0 54,000 $1,369,332
2009-08 0 $0 20,000 $942,340 231,803 $5,186,617
2009-05 2,000 $79,712 0 $0 9,840 $306,731
2009-04 0 $0 0 $0 20,000 $575,620
2009-02 12,537 $389,578 8,000 $256,000 16,000 $460,496
2009-01 5,500 $173,805 0 $0 0 $0
2008-12 0 $0 0 $0 145,208 $4,526,278
2008-11 0 $0 22,000 $851,000 0 $0
2008-10 0 $0 0 $0 8,000 $235,456
2008-09 0 $0 60,191 $4,484,229 57,750 $1,505,022
2008-08 0 $0 12,000 $835,224 30,390 $808,560
2008-07 0 $0 14,298 $1,027,811 11,798 $226,556
2008-05 0 $0 15,000 $1,235,395 15,000 $439,198
2008-04 0 $0 46,298 $3,716,208 114,118 $2,758,750
2008-03 0 $0 0 $0 3,590 $99,956
2008-02 0 $0 0 $0 16,000 $434,992
2008-01 0 $0 0 $0 8,000 $217,496
2007-11 0 $0 0 $0 26,590 $733,093
2007-10 0 $0 5,000 $367,735 61,000 $1,610,665
2007-08 0 $0 8,000 $636,088 8,000 $217,496
2007-07 0 $0 1,500 $120,262 1,500 $46,756
2007-06 0 $0 0 $0 37,492 $1,071,783
2007-05 0 $0 3,825 $278,001 47,042 $1,314,488
2007-04 0 $0 0 $0 116,000 $3,158,540
2007-03 0 $0 0 $0 8,000 $156,744
2007-02 0 $0 0 $0 8,000 $156,744
2006-12 0 $0 0 $0 3,868 $99,902
2006-10 0 $0 0 $0 10,666 $301,645
2006-08 50,000 $3,634,100 2,497 $182,548 8,000 $182,040
2006-07 110,000 $7,718,370 12,000 $846,504 12,000 $292,704
2006-04 0 $0 0 $0 8,000 $133,872
2006-03 0 $0 0 $0 8,410 $211,822
2006-02 0 $0 111,580 $7,655,684 150,522 $4,457,566
2006-01 0 $0 316,975 $20,570,116 594,214 $15,565,372
2005-12 0 $0 0 $0 9,010 $250,874
2005-11 0 $0 31,200 $1,716,910 0 $0
2005-10 150,182 $7,598,908 182 $8,888 0 $0
2005-09 255 $14,721 0 $0 0 $0
2005-08 258 $13,806 7,800 $424,609 0 $0
2005-07 1,810 $94,185 39,502 $2,118,857 0 $0
2005-06 198 $9,636 4,946 $494,600 0 $0
2005-05 180 $8,046 3,473 $315,348 0 $0
2005-04 0 $0 228 $10,329 0 $0
2005-03 0 $0 288 $13,935 0 $0
2005-02 564 $25,689 0 $0 0 $0
2004-06 336 $12,789 138 $5,310 0 $0
2004-05 288 $10,911 156 $5,868 0 $0
2004-04 126 $5,109 0 $0 0 $0
2003-12 1,140 $44,088 0 $0 0 $0

Table 2. Detailed insider stock purchases, sales, and option exercises of Caterpillar Inc insiders (CAT)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2017-11-27 Halverson Bradley M (Group President & CFO) Sale 2,600 137.67 357,941
2017-11-24 Copeland Jananne A. (Chief Accounting Officer) Sale 3,247 136.95 444,676
2017-11-24 Copeland Jananne A. (Chief Accounting Officer) Option Ex 5,620 57.85 325,117
2017-11-21 Halverson Bradley M (Group President & CFO) Sale 17,210 137.33 2,363,449
2017-11-21 Halverson Bradley M (Group President & CFO) Option Ex 44,112 106.11 4,680,724
2017-11-17 Pellette Thomas A (Group President) Sale 24,547 135.69 3,330,782
2017-11-17 Pellette Thomas A (Group President) Option Ex 32,086 74.77 2,399,070
2017-10-30 Dickinson Daniel M (Director) Sale 3,813 137.09 522,724
2017-10-26 De Lange Bob (Group President) Sale 1,572 137.58 216,275
2017-10-26 De Lange Bob (Group President) Option Ex 2,255 47.69 107,529
2017-08-04 Long Suzette M (Int. Executive Vice President) Sale 13,859 114.30 1,584,083
2017-08-04 Long Suzette M (Int. Executive Vice President) Option Ex 16,232 90.78 1,473,605
2017-07-28 Osborn William A (Director) Sale 5,000 113.67 568,350
2017-07-27 Johnson Denise C (Group President) Sale 88,969 121.52 10,811,512
2017-07-27 Johnson Denise C (Group President) Option Ex 88,959 85.96 7,646,737
2017-07-27 Halverson Bradley M (Group President & CFO) Sale 182,612 114.22 20,857,942
2017-07-27 Halverson Bradley M (Group President & CFO) Option Ex 182,612 86.38 15,773,111
2017-04-28 Pellette Thomas A (Group President) Option Ex 5,060 57.85 292,721
2017-02-24 Pellette Thomas A (Group President) Option Ex 2,458 73.20 179,925
2017-02-21 De Lange Bob (Group President) Buy 1,000 99.32 99,320
2017-02-15 Gallardo Juan (Director) Option Ex 5,833 63.04 367,712
2017-02-14 Dickinson Daniel M (Director) Sale 3,884 97.90 380,243
2017-01-20 Oberhelman Douglas R (Chairman of the Board) Option Ex 160,000 47.69 7,629,600
2016-11-18 Rust Edward B Jr (Director) Option Ex 5,833 63.04 367,712
2016-11-14 Umpleby Iii Donald J (Group President) Option Ex 11,280 47.69 537,886
2016-11-10 Dickinson Daniel M (Director) Sale 950 93.52 88,844
2016-11-10 Dickinson Daniel M (Director) Option Ex 2,916 63.04 183,824
2016-11-10 Oberhelman Douglas R (CEO & Chairman of the Board) Option Ex 55,484 73.20 4,061,428
2016-11-09 Copeland Jananne A. (Chief Accounting Officer) Sale 4,859 91.22 443,237
2016-11-09 Copeland Jananne A. (Chief Accounting Officer) Option Ex 9,294 47.69 443,184
2016-07-29 Pellette Thomas A (Group President) Option Ex 2,290 63.04 144,361
2016-07-29 Muilenburg Dennis A (Director) Buy 1,930 82.75 159,707
2016-07-29 Copeland Jananne A. (Chief Accounting Officer) Sale 706 82.95 58,562
2016-07-29 Copeland Jananne A. (Chief Accounting Officer) Option Ex 2,935 63.04 185,022
2016-07-28 Halverson Bradley M (Group President & CFO) Sale 2,841 82.73 235,035
2016-07-28 Halverson Bradley M (Group President & CFO) Option Ex 9,449 57.85 546,624
2016-05-31 Halverson Bradley M (Group President & CFO) Sale 574 72.58 41,660
2016-05-09 Muilenburg Dennis A (Director) Buy 1,128 71.01 80,099
2016-05-03 Halverson Bradley M (Group President & CFO) Sale 694 76.53 53,111
2016-04-29 Umpleby Iii Donald J (Group President) Option Ex 2,141 63.04 134,968
2016-04-29 Halverson Bradley M (Group President & CFO) Sale 184 78.08 14,366
2016-04-27 Rust Edward B Jr (Director) Option Ex 7,000 66.77 467,390
2016-04-22 Gallardo Juan (Director) Option Ex 7,000 66.77 467,390
2016-03-18 Umpleby Iii Donald J (Group President) Option Ex 1,200 63.04 75,648
2016-03-18 Oberhelman Douglas R (CEO & Chairman of the Board) Option Ex 50,884 63.04 3,207,727
2016-03-04 Oberhelman Douglas R (CEO & Chairman of the Board) Option Ex 75,000 63.04 4,728,000
2015-07-29 Halverson Bradley M (Group President & CFO) Sale 11,867 77.11 915,064
2015-07-29 Halverson Bradley M (Group President & CFO) Option Ex 24,027 42.60 1,023,670
2015-05-08 Dickinson Daniel M (Director) Sale 807 87.09 70,285
2015-05-08 Dickinson Daniel M (Director) Option Ex 2,917 63.04 183,887
2015-05-02 Rapp Edward J (Group President) Option Ex 334 .00 0
2015-04-08 Gallardo Juan (Director) Option Ex 8,000 44.90 359,160
2015-04-01 Rapp Edward J (Group President) Option Ex 391 .00 0
2014-11-24 Oberhelman Douglas R (CEO & Chairman of the Board) Option Ex 70,000 45.64 3,195,010
2014-11-07 Rust Edward B Jr (Director) Option Ex 8,000 44.90 359,160
2014-10-24 Oberhelman Douglas R (CEO & Chairman of the Board) Option Ex 70,000 45.64 3,195,010
2014-09-09 Wunning Steven H (Group President) Option Ex 95,000 72.05 6,844,750
2014-08-05 Rapp Edward J (Group President) Sale 15,000 101.01 1,515,150
2014-08-05 Rapp Edward J (Group President) Option Ex 30,000 45.64 1,369,290
2014-07-30 Buda James B (Executive Vice President) Sale 2,306 105.00 242,130
2014-07-30 Buda James B (Executive Vice President) Option Ex 2,925 22.17 64,847
2014-07-29 Buda James B (Executive Vice President) Sale 68,522 105.24 7,211,460
2014-07-29 Buda James B (Executive Vice President) Option Ex 116,395 47.69 5,550,295
2014-07-18 Levenick Stuart L (Group President) Option Ex 105,000 72.05 7,565,250
2014-05-06 Rapp Edward J (Group President) Sale 15,000 103.99 1,559,790
2014-05-06 Rapp Edward J (Group President) Option Ex 30,000 45.64 1,369,290
2014-05-02 Bozeman David P (Senior Vice President) Option Ex 167 .00 0
2014-05-02 Levenick Stuart L (Group President) Option Ex 167 .00 0
2014-05-02 Wunning Steven H (Group President) Option Ex 250 .00 0
2014-05-02 Rapp Edward J (Group President) Option Ex 334 .00 0
2014-05-01 Umpleby Iii Donald J (Group President) Sale 5,881 105.43 620,051
2014-05-01 Umpleby Iii Donald J (Group President) Option Ex 8,400 45.64 383,401
2014-04-30 Copeland Jananne A. (Chief Accounting Officer) Sale 9,110 105.39 960,066
2014-04-30 Copeland Jananne A. (Chief Accounting Officer) Option Ex 7,900 45.64 360,579
2014-04-29 Halverson Bradley M (Group President & CFO) Sale 19,638 104.64 2,054,861
2014-04-29 Halverson Bradley M (Group President & CFO) Option Ex 28,000 58.85 1,647,688
2014-04-29 Osborn William A (Director) Option Ex 12,833 64.90 832,900
2014-04-29 Buda James B (Executive Vice President) Sale 33,548 105.00 3,522,540
2014-04-29 Buda James B (Executive Vice President) Option Ex 95,342 67.55 6,439,875
2014-04-11 Gallardo Juan (Director) Option Ex 8,000 40.63 325,080
2014-04-01 Rapp Edward J (Group President) Option Ex 392 .00 0
2014-03-27 Magowan Peter A (Director) Option Ex 8,000 40.63 325,080
2014-03-24 Wunning Steven H (Group President) Option Ex 65,000 45.64 2,966,795
2014-03-21 Wunning Steven H (Group President) Option Ex 65,000 45.64 2,966,795
2014-01-31 Rapp Edward J (Group President) Sale 30,000 94.24 2,827,110
2014-01-31 Rapp Edward J (Group President) Option Ex 60,000 38.63 2,317,680
2014-01-31 Buda James B (Executive Vice President) Sale 9,580 94.16 902,052
2014-01-31 Oberhelman Douglas R (CEO & Chairman of the Board) Option Ex 140,000 38.63 5,407,920
2014-01-30 Umpleby Iii Donald J (Group President) Sale 6,133 92.40 566,689
2014-01-30 Umpleby Iii Donald J (Group President) Option Ex 10,000 38.63 386,280
2013-10-10 Levenick Stuart L (Group President) Option Ex 130,000 45.64 5,933,200
2013-05-07 Copeland Jananne A. (Chief Accounting Officer) Sale 3,720 89.49 332,902
2013-05-07 Copeland Jananne A. (Chief Accounting Officer) Option Ex 3,720 38.63 143,692
2013-04-09 Gallardo Juan (Director) Option Ex 8,000 26.03 208,240
2013-04-08 Powell Charles D (Director) Option Ex 8,000 26.03 208,240
2013-04-01 Rapp Edward J (Group President) Option Ex 392 .00 0
2013-03-01 Umpleby Iii Donald J (Group President) Option Ex 490 .00 0
2013-03-01 Copeland Jananne A. (Controller/Chief Acctg Officer) Option Ex 523 .00 0
2013-03-01 Halverson Bradley M (Group President & CFO) Option Ex 458 .00 0
2013-03-01 Levenick Stuart L (Group President) Option Ex 3,257 .00 0
2013-03-01 Wunning Steven H (Group President) Option Ex 3,257 .00 0
2013-03-01 Rapp Edward J (Group President) Option Ex 3,257 .00 0
2013-03-01 Vittecoq Gerard R (Group President) Option Ex 3,257 .00 0
2013-03-01 Buda James B (Executive Vice President) Option Ex 3,261 .00 0
2013-03-01 Oberhelman Douglas R (CEO & Chairman of the Board) Option Ex 9,271 .00 0
2013-02-05 Halverson Bradley M (Group President/CFO) Sale 10,000 98.90 988,960
2013-02-05 Halverson Bradley M (Group President/CFO) Option Ex 10,000 45.64 456,420
2013-01-31 Buda James B (Executive Vice President) Sale 77,361 98.73 7,638,006
2013-01-31 Buda James B (Executive Vice President) Option Ex 70,000 45.64 3,194,940
2013-01-07 Copeland Jananne A. (Controller/Chief Acctg Officer) Sale 3,700 95.00 351,500
2013-01-07 Copeland Jananne A. (Controller/Chief Acctg Officer) Option Ex 3,700 38.63 142,919
2012-12-20 Fife Eugene V (Director) Option Ex 8,000 26.03 208,240
2012-12-18 Powell Charles D (Director) Sale 10,700 90.12 964,251
2012-12-18 Oberhelman Douglas R (CEO & Chairman of the Board) Option Ex 140,000 27.14 3,799,600
2012-12-17 Lavin Richard P (Group President) Sale 3,784 89.25 337,722
2012-11-26 Rapp Edward J (CFO & Group President) Option Ex 13,500 27.14 366,417
2012-11-15 Lavin Richard P (Group President) Sale 3,784 81.24 307,412
2012-11-05 Osborn William A (Director) Option Ex 8,000 44.90 359,200
2012-11-02 Buda James B (Executive Vice President) Sale 64,000 86.98 5,566,720
2012-11-02 Buda James B (Executive Vice President) Option Ex 64,000 38.63 2,472,320
2012-11-01 Lavin Richard P (Group President) Sale 28,590 86.37 2,469,318
2012-11-01 Lavin Richard P (Group President) Option Ex 65,750 22.17 1,457,677
2012-08-17 Copeland Jananne A. (Controller/Chief Acctg Officer) Sale 3,700 90.00 333,000
2012-08-17 Copeland Jananne A. (Controller/Chief Acctg Officer) Option Ex 3,700 38.63 142,919
2012-08-01 Lavin Richard P (Group President) Sale 2,000 84.92 169,840
2012-07-30 Rapp Edward J (CFO & Group President) Sale 13,500 85.78 1,157,976
2012-07-30 Rapp Edward J (CFO & Group President) Option Ex 13,500 27.14 366,417
2012-07-02 Lavin Richard P (Group President) Sale 2,000 85.28 170,560
2012-06-01 Lavin Richard P (Group President) Sale 2,000 85.26 170,520
2012-05-07 Oberhelman Douglas R (CEO & Chairman of the Board) Option Ex 42,000 25.36 1,065,036
2012-05-03 Fife Eugene V (Director) Buy 1,000 102.87 102,870
2012-05-01 Lavin Richard P (Group President) Sale 2,000 102.73 205,460
2012-04-10 Powell Charles D (Director) Option Ex 8,000 29.43 235,440
2012-04-09 Gallardo Juan (Director) Option Ex 8,000 29.43 235,440
2012-04-02 Lavin Richard P (Group President) Sale 2,000 105.80 211,600
2012-03-02 Copeland Jananne A. (Controller/Chief Acctg Officer) Option Ex 728 .00 0
2012-03-02 Levenick Stuart L (Group President) Option Ex 6,561 .00 0
2012-03-02 Wunning Steven H (Group President) Option Ex 6,561 .00 0
2012-03-02 Rapp Edward J (CFO & Group President) Option Ex 6,561 .00 0
2012-03-02 Vittecoq Gerard R (Group President) Option Ex 6,925 .00 0
2012-03-02 Lavin Richard P (Group President) Option Ex 6,561 .00 0
2012-03-02 Buda James B (Sr. VP & Chief Legal Officer) Option Ex 4,449 .00 0
2012-03-02 Oberhelman Douglas R (CEO & Chairman of the Board) Option Ex 7,335 .00 0
2012-03-01 Lavin Richard P (Group President) Sale 2,000 114.39 228,780
2012-02-21 Rapp Edward J (CFO & Group President) Sale 27,000 115.00 3,105,000
2012-02-21 Rapp Edward J (CFO & Group President) Option Ex 27,000 27.14 732,834
2012-02-21 Lavin Richard P (Group President) Sale 7,000 114.73 803,110
2012-02-21 Buda James B (Sr. VP & Chief Legal Officer) Sale 54,000 115.00 6,210,000
2012-02-21 Buda James B (Sr. VP & Chief Legal Officer) Option Ex 54,000 27.14 1,465,668
2012-02-07 Fife Eugene V (Director) Buy 1,000 113.05 113,050
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Insider trading activities including stock purchases, stock sales, and option exercises of CAT listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Caterpillar Inc (symbol CAT, CIK number 18230) see the Securities and Exchange Commission (SEC) website.