Insider Trading activities of Swiss Helvetia Fund, Inc. insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Swiss Helvetia Fund, Inc. since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Swiss Helvetia Fund, Inc. since year 2005. Table 2 shows the detailed insider transactions of Swiss Helvetia Fund, Inc. since 2005. The reporting company's ticker symbol is SWZ. The reporting company's CIK number is 813623.
The total value of stock buying since 2005 is $3,739,753.
The total value of stock sales since 2005 is $33,198.
The total value of stock option exercises since 2005 is $0.


Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Swiss Helvetia Fund, Inc. (SWZ).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2017-11 1,394 $17,206 0 $0 0 $0
2017-06 4,000 $50,404 0 $0 0 $0
2017-03 0 $0 3,000 $33,198 0 $0
2016-12 550 $5,561 0 $0 0 $0
2015-11 5,000 $54,410 0 $0 0 $0
2014-09 1,000 $14,216 0 $0 0 $0
2014-02 22,348 $333,655 0 $0 0 $0
2013-07 122,000 $1,500,834 0 $0 0 $0
2012-09 5,000 $54,050 0 $0 0 $0
2012-03 94 $1,043 0 $0 0 $0
2011-12 18,700 $205,067 0 $0 0 $0
2011-08 770 $9,601 0 $0 0 $0
2011-03 4,250 $56,567 0 $0 0 $0
2011-02 2,650 $36,408 0 $0 0 $0
2009-09 15,000 $180,540 0 $0 0 $0
2008-12 1,000 $9,990 0 $0 0 $0
2008-10 3,100 $33,081 0 $0 0 $0
2008-06 20,000 $300,100 0 $0 0 $0
2008-03 13,150 $207,753 0 $0 0 $0
2008-02 10,000 $152,900 0 $0 0 $0
2008-01 10,000 $157,600 0 $0 0 $0
2007-11 7,000 $122,507 0 $0 0 $0
2007-07 5,890 $106,046 0 $0 0 $0
2007-06 4,300 $76,614 0 $0 0 $0
2007-03 500 $9,500 0 $0 0 $0
2007-01 500 $9,550 0 $0 0 $0
2006-02 1,200 $19,320 0 $0 0 $0
2005-12 1,000 $15,230 0 $0 0 $0

Table 2. Detailed insider stock purchases, sales, and option exercises of Swiss Helvetia Fund, Inc. insiders (SWZ)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2017-11-15 Dakos Andrew (Director) Buy 1,394 12.34 17,206
2017-06-07 Ricciardi Fred J (Director) Buy 4,000 12.60 50,404
2017-03-10 Boillat Jean-marc (Director) Sale 3,000 11.07 33,198
2016-12-30 Calhoun Joseph S Iii Buy 250 10.21 2,552
2016-12-09 Calhoun Joseph S Iii Buy 300 10.03 3,009
2015-11-18 Berris Brian A Buy 5,000 10.88 54,410
2014-09-04 Mandel Alan M. (Treas. & Princ. Fin. Officer) Buy 1,000 14.22 14,216
2014-02-14 Hottinger Capital Corp (Other) Buy 22,348 14.93 333,655
2013-07-03 Hottinger Capital Corp (Other) Buy 8,715 12.22 106,523
2013-07-02 Hottinger Capital Corp (Other) Buy 113,285 12.31 1,394,311
2012-09-12 Berris Brian A (Director) Buy 5,000 10.81 54,050
2012-03-06 Boillat Jean-marc (Director) Buy 94 11.10 1,043
2011-12-14 West Stephen K (Director) Buy 7,000 10.90 76,321
2011-12-13 West Stephen K (Director) Buy 11,700 11.00 128,746
2011-08-30 Brealey Richard (Director) Buy 770 12.47 9,601
2011-03-17 Bock David Buy 4,250 13.31 56,567
2011-02-18 Hottinger Millisits Rudolf (CEO) Buy 2,650 13.74 36,408
2009-09-29 Hottinger Bank Trust Ltd (Other) Buy 15,000 12.04 180,540
2008-12-15 Helbig Claus (Director) Buy 1,000 9.99 9,990
2008-10-13 Claude Frey (Director) Buy 2,000 10.44 20,882
2008-10-06 Hottinger Capital Corp (Other) Buy 1,100 11.09 12,199
2008-06-26 Hottinger Bank Trust Ltd (Other) Buy 3,500 15.20 53,200
2008-06-25 Hottinger Bank Trust Ltd (Other) Buy 6,500 15.20 98,800
2008-06-16 Hottinger Bank Trust Ltd (Other) Buy 10,000 14.81 148,100
2008-03-17 Hottinger Bank Trust Ltd (Other) Buy 10,000 15.75 157,540
2008-03-11 Hottinger Rodolphe (President) Buy 350 15.94 5,579
2008-03-11 Hottinger Millisits Rudolf (SVP) Buy 1,100 15.94 17,535
2008-03-11 Hottinger Capital Corp (Other) Buy 1,700 15.94 27,099
2008-02-15 Hottinger Bank Trust Ltd (Other) Buy 10,000 15.29 152,900
2008-01-31 Hottinger Bank Trust Ltd (Other) Buy 5,000 15.81 79,070
2008-01-23 Hottinger Bank Trust Ltd (Other) Buy 5,000 15.71 78,530
2007-11-23 Hottinger Bank Trust Ltd (Other) Buy 7,000 17.50 122,507
2007-07-06 Hooper R Clark (Director) Buy 1,000 18.34 18,335
2007-07-02 Kraynak Michael Jr (Director) Buy 4,890 17.94 87,711
2007-06-29 Kraynak Michael Jr (Director) Buy 1,300 17.65 22,944
2007-06-25 Boillat Jean-marc (Director) Buy 3,000 17.89 53,670
2007-03-01 Kraynak Michael Jr (Director) Buy 500 19.00 9,500
2007-01-09 Claude Frey (Director) Buy 500 19.10 9,550
2006-02-21 Boillat Jean-marc (Director) Buy 1,200 16.10 19,320
2005-12-21 Kraynak Michael Jr (Director) Buy 1,000 15.23 15,230

Insider trading activities including stock purchases, stock sales, and option exercises of SWZ listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Swiss Helvetia Fund, Inc. (symbol SWZ, CIK number 813623) see the Securities and Exchange Commission (SEC) website.