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Insider Trading: Swiss Helvetia Fund, Inc.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Swiss Helvetia Fund, Inc. in the last 24 months are illustrated in figures 1 and 2. Table 1 shows the monthly insider trading data of Swiss Helvetia Fund, Inc. since year 2005. Table 2 shows the detailed insider transactions of Swiss Helvetia Fund, Inc. since 2005. The reporting company's ticker symbol is SWZ. The reporting company's CIK number is 813623.
1 year chart,   5 day chart,   1 day chart.

The total value of stock buying since 2005 is $1,029,039. The total value of stock sales is $0. The total value of stock exercises is $0.


Figure 1. Monthly insider transaction values at Swiss Helvetia Fund, Inc. (SWZ) in the past 24 months. The trade values of insider stock buys, sales, and option exercises are in logarithmic scale as shown on the right axis labels. The detailed monthly and daily insider transactions are listed in the 2 tables below.

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2007

  • 02

  • 03

  • 04

  • 05

  • 06

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2008

  • 02

  • 03

  • 04

  • 05

  • 06

  • $207,757

    $20,775

    $2,077

    $207

  • Buy
  • Sale
  • Option Exercise

Figure 2. Average prices of insider buys, sales, and option exercises at Swiss Helvetia Fund, Inc. (SWZ) in the past 24 months. See table 2 for insider transaction details.

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2007

  • 02

  • 03

  • 04

  • 05

  • 06

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2008

  • 02

  • 03

  • 04

  • 05

  • 06

  • $19.10

    $14.33

    $9.55

    $4.78



Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Swiss Helvetia Fund, Inc. (SWZ).
Trading Period
year-month  
Insider Buying     
Shares               Value ($)
Insider Sales     
Shares               Value ($)
Option Exercises     
Shares               Value ($)
2008-06 10,000 152,000 0 0 0 0
2008-03 13,150 207,757 0 0 0 0
2008-02 10,000 152,905 0 0 0 0
2008-01 10,000 157,604 0 0 0 0
2007-11 7,000 122,511 0 0 0 0
2007-07 5,890 106,048 0 0 0 0
2007-06 4,300 76,614 0 0 0 0
2007-03 500 9,500 0 0 0 0
2007-01 500 9,550 0 0 0 0
2006-02 1,200 19,320 0 0 0 0
2005-12 1,000 15,230 0 0 0 0

Table 2. Detailed insider stock purchases, sales, and option exercises for Swiss Helvetia Fund, Inc. (SWZ)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2008-06-26 Hottinger Bank Trust Ltd (Other) Purchase 3,500 15.20 53,200
2008-06-25 Hottinger Bank Trust Ltd (Other) Purchase 6,500 15.20 98,800
2008-03-17 Hottinger Bank Trust Ltd (Other) Purchase 10,000 15.75 157,544
2008-03-11 Hottinger Rodolphe (President) Purchase 350 15.94 5,579
2008-03-11 Hottinger Millisits Rudolf (SVP) Purchase 1,100 15.94 17,535
2008-03-11 Hottinger Capital Corp (Other) Purchase 1,700 15.94 27,099
2008-02-15 Hottinger Bank Trust Ltd (Other) Purchase 10,000 15.29 152,905
2008-01-31 Hottinger Bank Trust Ltd (Other) Purchase 5,000 15.81 79,072
2008-01-23 Hottinger Bank Trust Ltd (Other) Purchase 5,000 15.71 78,532
2007-11-23 Hottinger Bank Trust Ltd (Other) Purchase 7,000 17.50 122,511
2007-07-06 Hooper R Clark (Director) Purchase 1,000 18.34 18,335
2007-07-02 Kraynak Michael Jr (Director) Purchase 4,890 17.94 87,713
2007-06-29 Kraynak Michael Jr (Director) Purchase 1,300 17.65 22,944
2007-06-25 Boillat Jean-marc (Director) Purchase 3,000 17.89 53,670
2007-03-01 Kraynak Michael Jr (Director) Purchase 500 19.00 9,500
2007-01-09 Claude Frey (Director) Purchase 500 19.10 9,550
2006-02-21 Boillat Jean-marc (Director) Purchase 1,200 16.10 19,320
2005-12-21 Kraynak Michael Jr (Director) Purchase 1,000 15.23 15,230

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Swiss Helvetia Fund, Inc. (symbol SWZ, CIK number 813623) see the Securities and Exchange Commission (SEC) website.

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