Insider Trading activities of Sws Group Inc insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Sws Group Inc since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Sws Group Inc since year 2005. Table 2 shows the detailed insider transactions of Sws Group Inc since 2005. The reporting company's ticker symbol is SWS. The reporting company's CIK number is 878520.
The total value of stock buying since 2005 is $19,144,080.
The total value of stock sales since 2005 is $18,973,974.
The total value of stock option exercises since 2005 is $276,401.


Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Sws Group Inc (SWS).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2015-01 0 $0 6,541,664 $0 0 $0
2013-11 1,215 $7,059 0 $0 0 $0
2013-06 10,500 $59,640 0 $0 0 $0
2012-11 0 $0 20,500 $92,659 0 $0
2012-05 25,700 $146,315 0 $0 0 $0
2012-02 14,107 $84,630 0 $0 0 $0
2011-11 2,244,485 $11,946,922 0 $0 0 $0
2011-09 848,270 $4,113,661 0 $0 0 $0
2011-05 83,700 $521,276 0 $0 0 $0
2010-09 11,000 $80,120 0 $0 0 $0
2010-05 92,900 $982,349 0 $0 0 $0
2010-04 6,500 $72,015 0 $0 0 $0
2010-02 1,300 $16,612 0 $0 0 $0
2009-02 0 $0 95,000 $1,375,150 0 $0
2008-11 32,000 $363,280 0 $0 0 $0
2008-05 0 $0 6,816 $118,966 0 $0
2007-11 53,114 $642,519 0 $0 0 $0
2007-05 0 $0 32,600 $831,802 0 $0
2007-04 0 $0 25,000 $626,275 0 $0
2007-03 0 $0 25,000 $628,500 0 $0
2007-02 345 $9,867 122,131 $3,583,305 0 $0
2006-11 0 $0 76,129 $2,162,554 0 $0
2006-10 0 $0 44,139 $1,241,674 2,458 $38,789
2006-09 0 $0 32,758 $799,213 0 $0
2006-08 0 $0 25,600 $629,586 0 $0
2006-07 0 $0 43,300 $1,068,877 2,000 $25,960
2006-06 0 $0 10,000 $227,610 0 $0
2006-05 1,000 $0 27,458 $651,053 0 $0
2006-04 0 $0 85,600 $2,333,288 0 $0
2006-03 0 $0 52,600 $1,331,117 0 $0
2006-02 1,000 $23,480 7,031 $130,631 15,029 $211,652
2006-01 0 $0 5,800 $136,068 0 $0
2005-11 2,000 $40,625 0 $0 0 $0
2005-05 2,000 $33,710 0 $0 0 $0
2004-12 0 $0 44,700 $1,005,646 0 $0

Table 2. Detailed insider stock purchases, sales, and option exercises of Sws Group Inc insiders (SWS)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2015-01-01 Ohcm Management, Llc Sale 19,925 .00 0
2015-01-01 Ohcp Mgp Partners Iii, L.p. Sale 6,521,739 .00 0
2013-11-13 Edge Joseph Michael Ii (Senior Vice President, CFO) Buy 1,215 5.81 7,059
2013-06-18 Jobe Larry A (Director) Buy 10,500 5.68 59,640
2012-11-20 Jobe Larry A (Director) Sale 20,500 4.52 92,659
2012-05-25 Buchholz Robert A (Director) Buy 25,000 5.69 142,325
2012-05-24 Buchholz Robert A (Director) Buy 700 5.70 3,990
2012-02-21 Holdges Stacy M (CFO) Buy 4,107 6.08 24,970
2012-02-10 Meyer Frederick (Director) Buy 10,000 5.97 59,660
2011-11-25 Hilltop Holdings Inc. (10% Owner) Buy 63,145 5.35 337,952
2011-11-25 Ford Gerald J (Director) Buy 63,145 5.35 337,952
2011-11-23 Hilltop Holdings Inc. (10% Owner) Buy 90,342 5.32 480,529
2011-11-23 Ford Gerald J (Director) Buy 90,342 5.32 480,529
2011-11-22 Hilltop Holdings Inc. (10% Owner) Buy 100,000 5.47 547,300
2011-11-22 Leventhal Laura (Controller) Buy 4,044 5.47 22,128
2011-11-22 Ford Gerald J (Director) Buy 100,000 5.47 547,300
2011-11-21 Hilltop Holdings Inc. (10% Owner) Buy 46,300 5.47 253,261
2011-11-21 Ford Gerald J (Director) Buy 46,300 5.47 253,261
2011-11-18 Hilltop Holdings Inc. (10% Owner) Buy 50,000 5.49 274,350
2011-11-18 Ford Gerald J (Director) Buy 50,000 5.49 274,350
2011-11-17 Hilltop Holdings Inc. (10% Owner) Buy 23,800 5.27 125,378
2011-11-17 Ford Gerald J (Director) Buy 23,800 5.27 125,378
2011-11-16 Hilltop Holdings Inc. (10% Owner) Buy 729,400 5.28 3,850,502
2011-11-16 Holdges Stacy M (CFO) Buy 4,467 5.59 24,970
2011-11-16 Ford Gerald J (Director) Buy 729,400 5.28 3,850,502
2011-11-15 Hilltop Holdings Inc. (10% Owner) Buy 15,000 5.38 80,640
2011-11-15 Ford Gerald J (Director) Buy 15,000 5.38 80,640
2011-09-16 Litton Richard H (Executive Vice President) Buy 6,000 5.83 34,992
2011-09-15 Jobe Larry A (Director) Buy 10,000 5.60 56,000
2011-09-15 Leland Daniel (Executive Vice President) Buy 4,000 5.60 22,396
2011-09-15 Meyer Frederick (Director) Buy 3,500 5.63 19,715
2011-09-14 Holdges Stacy M (CFO) Buy 4,570 5.47 24,997
2011-09-14 Leland Daniel (Executive Vice President) Buy 10,000 5.44 54,380
2011-09-14 Meyer Frederick (Director) Buy 5,500 5.52 30,371
2011-09-13 Hilltop Holdings Inc. (10% Owner) Buy 13,000 5.24 68,068
2011-09-13 Leland Daniel (Executive Vice President) Buy 5,000 5.26 26,290
2011-09-13 Meyer Frederick (Director) Buy 26,000 5.39 140,140
2011-09-13 Ford Gerald J (Director) Buy 13,000 5.24 68,068
2011-09-12 Hilltop Holdings Inc. (10% Owner) Buy 29,200 5.18 151,168
2011-09-12 Leland Daniel (Executive Vice President) Buy 5,000 5.10 25,500
2011-09-12 Ford Gerald J (Director) Buy 29,200 5.18 151,168
2011-09-09 Hilltop Holdings Inc. (10% Owner) Buy 15,200 5.22 79,389
2011-09-09 Ford Gerald J (Director) Buy 15,200 5.22 79,389
2011-09-08 Hilltop Holdings Inc. (10% Owner) Buy 74,200 5.13 380,794
2011-09-08 Ford Gerald J (Director) Buy 74,200 5.13 380,794
2011-09-07 Hilltop Holdings Inc. (10% Owner) Buy 73,000 4.82 351,860
2011-09-07 Leland Daniel (Executive Vice President) Buy 10,000 4.94 49,380
2011-09-07 Ford Gerald J (Director) Buy 73,000 4.82 351,860
2011-09-06 Ross James H (President and CEO) Buy 15,000 3.76 56,400
2011-09-06 Hilltop Holdings Inc. (10% Owner) Buy 152,800 4.55 695,851
2011-09-06 Leland Daniel (Executive Vice President) Buy 10,900 4.26 46,390
2011-09-06 Meyer Frederick (Director) Buy 18,000 4.02 72,450
2011-09-06 Ford Gerald J (Director) Buy 152,800 4.55 695,851
2011-05-31 Litton Richard H (Executive Vice President) Buy 21,950 6.48 142,148
2011-05-26 Litton Richard H (Executive Vice President) Buy 800 6.00 4,803
2011-05-25 Leland Daniel (Executive Vice President) Buy 2,200 6.14 13,497
2011-05-24 Leland Daniel (Executive Vice President) Buy 7,000 6.16 43,155
2011-05-23 Litton Richard H (Executive Vice President) Buy 20,000 6.00 120,100
2011-05-20 Litton Richard H (Executive Vice President) Buy 14,500 6.32 91,682
2010-09-10 Flores Id Iii (Director) Buy 3,000 7.40 22,200
2010-09-10 Moses Michael A (Director) Buy 3,000 7.41 22,230
2010-09-09 Jobe Larry A (Director) Buy 5,000 7.14 35,690
2010-05-25 Ross James H (Executive Vice President) Buy 5,000 9.55 47,750
2010-05-21 Ross James H (Executive Vice President) Buy 1,000 9.86 9,860
2010-05-12 Leland Daniel (Executive Vice President) Buy 40,000 10.51 420,319
2010-05-10 Jobe Larry A (Director) Buy 4,500 10.44 46,957
2010-05-10 Hanks Kenneth R (CFO) Buy 400 10.56 4,224
2010-05-06 Flores Id Iii (Director) Buy 2,000 10.50 21,000
2010-05-04 Meyer Frederick (Director) Buy 40,000 10.81 432,239
2010-04-30 Holt John L Jr (Executive Vice President) Buy 5,000 11.10 55,475
2010-04-30 Hanks Kenneth R (CFO) Buy 500 11.08 5,540
2010-04-30 Hultgren Donald W (CEO) Buy 1,000 11.00 11,000
2010-02-19 Moses Michael A (Director) Buy 1,300 12.78 16,612
2009-02-25 Buchholz Robert A (Director) Sale 10,000 14.40 144,010
2009-02-24 Buchholz Robert A (Director) Sale 85,000 14.48 1,231,140
2008-11-18 Holt John L Jr (Executive Vice President) Buy 20,000 11.50 229,960
2008-11-18 Ross James H (Executive Vice President) Buy 12,000 11.11 133,320
2008-05-22 Hanks Kenneth R (CFO) Sale 6,816 17.45 118,966
2007-11-30 Jobe Larry A (Director) Buy 4,599 13.73 63,144
2007-11-29 Flores Id Iii (Director) Buy 2,000 13.25 26,500
2007-11-26 Moses Michael A (Director) Buy 750 13.04 9,776
2007-11-23 Moses Michael A (Director) Buy 765 13.03 9,964
2007-11-20 Meyer Frederick (Director) Buy 33,500 11.85 396,975
2007-11-19 Meyer Frederick (Director) Buy 11,500 11.84 136,160
2007-05-01 Cobb Brodie L (Director) Sale 25,000 25.52 637,394
2007-04-03 Cobb Brodie L (Director) Sale 25,000 25.05 626,275
2007-03-06 Cobb Brodie L (Director) Sale 25,000 25.14 628,500
2007-02-26 Felder William D (President) Sale 2,500 29.00 72,500
2007-02-22 Felder William D (President) Sale 1,294 29.08 37,635
2007-02-20 Felder William D (President) Sale 10,000 29.32 293,200
2007-02-20 Cobb Brodie L (Director) Sale 13,800 29.38 405,457
2007-02-16 Moses Michael A (Director) Buy 345 28.60 9,867
2007-02-14 Cobb Brodie L (Director) Sale 1,700 29.23 49,691
2007-02-13 Thompson W Norman (CIO) Sale 10,000 29.00 290,000
2007-02-12 Vinton Paul D (Executive Vice President) Sale 42,986 29.25 1,257,211
2007-02-09 Driscoll Richard J (Executive Vice President) Sale 29,796 29.58 881,484
2007-02-09 Lecroy R Jan (Director) Sale 3,000 29.48 88,449
2007-02-09 Felder William D (President) Sale 7,055 29.44 207,678
2006-11-22 Leventhal Laura (Controller) Sale 4,089 33.09 135,305
2006-11-21 Leventhal Laura (Controller) Sale 592 33.44 19,793
2006-11-20 Holdges Stacy M (Executive Vice President) Sale 6,754 .00 0
2006-11-17 Thompson W Norman (CIO) Sale 6,415 33.00 211,695
2006-11-14 Vinton Paul D (Executive Vice President) Sale 4,292 32.35 138,846
2006-11-14 Felder William D (President) Sale 10,000 32.36 323,570
2006-11-13 Tubb Allen R (Secretary) Sale 3,987 31.09 123,955
2006-11-13 Litton Richard H (Executive Vice President) Sale 30,000 30.41 912,240
2006-11-10 Litton Richard H (Executive Vice President) Sale 3,000 29.75 89,250
2006-11-09 Litton Richard H (Executive Vice President) Sale 7,000 29.70 207,900
2006-10-31 Cobb Brodie L (Director) Sale 44,139 28.13 1,241,674
2006-10-31 Cobb Brodie L (Director) Option Ex 2,458 15.78 38,789
2006-09-26 Cobb Brodie L (Director) Sale 15,000 24.40 365,886
2006-09-05 Felder William D (President) Sale 8,500 24.21 205,793
2006-09-05 Mosle Jon L Jr (Director) Sale 2,458 24.71 60,744
2006-08-29 Cobb Brodie L (Director) Sale 15,000 24.51 368,455
2006-07-27 Cobb Brodie L (Director) Sale 20,000 24.92 497,887
2006-07-25 Cobb Brodie L (Director) Sale 15,000 24.20 363,075
2006-07-17 Meyer Frederick (Director) Option Ex 2,000 12.98 25,960
2006-06-29 Cobb Brodie L (Director) Sale 10,000 22.76 227,610
2006-05-30 Cobb Brodie L (Director) Sale 15,000 23.65 354,750
2006-05-25 Cobb Brodie L (Director) Sale 10,000 23.61 236,100
2006-05-17 Lecroy R Jan (Director) Sale 2,458 24.49 60,203
2006-05-16 Hultgren Donald W (CEO) Buy 1,000 .00 0
2006-04-27 Cobb Brodie L (Director) Sale 30,000 27.42 822,872
2006-04-25 Cobb Brodie L (Director) Sale 44,200 27.11 1,198,262
2006-03-30 Cobb Brodie L (Director) Sale 20,000 25.60 511,879
2006-03-28 Cobb Brodie L (Director) Sale 15,000 24.91 373,699
2006-02-24 Holdges Stacy M (Executive Vice President) Sale 2,000 23.70 47,400
2006-02-24 Holdges Stacy M (Executive Vice President) Option Ex 2,000 13.75 27,502
2006-02-24 Hultgren Donald W (CEO) Buy 1,000 23.48 23,480
2006-02-23 Litton Richard H (Executive Vice President) Option Ex 6,871 13.75 94,483
2006-02-23 Meyer Frederick (Director) Option Ex 2,458 15.78 38,789
2006-02-22 Lecroy R Jan (Director) Sale 1,331 .00 0
2006-02-21 Leventhal Laura (Controller) Sale 3,700 22.50 83,231
2006-02-21 Leventhal Laura (Controller) Option Ex 3,700 13.75 50,878
2006-01-27 Cobb Brodie L (Director) Sale 5,800 23.46 136,068
2005-11-18 Hultgren Donald W (CEO) Buy 1,000 20.90 20,900
2005-11-17 Hanks Kenneth R (CFO) Buy 1,000 19.72 19,725
2005-05-05 Hanks Kenneth R (CFO) Buy 1,000 17.00 17,000
2005-05-05 Hultgren Donald W (CEO) Buy 1,000 16.71 16,710
2004-12-27 Cobb Brodie L (Director) Sale 11,600 22.38 259,573
2004-12-22 Cobb Brodie L (Director) Sale 6,000 22.37 134,208
2004-12-21 Cobb Brodie L (Director) Sale 10,000 22.28 222,840
2004-12-16 Cobb Brodie L (Director) Sale 2,100 22.75 47,775
2004-12-15 Cobb Brodie L (Director) Sale 14,900 22.75 338,975
2004-12-14 Cobb Brodie L (Director) Sale 100 22.75 2,275

Insider trading activities including stock purchases, stock sales, and option exercises of SWS listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Sws Group Inc (symbol SWS, CIK number 878520) see the Securities and Exchange Commission (SEC) website.