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Insider Trading: SWS GROUP INC

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of SWS GROUP INC in the last 24 months are illustrated in figures 1 and 2. Table 1 shows the monthly insider trading data of SWS GROUP INC since year 2005. Table 2 shows the detailed insider transactions of SWS GROUP INC since 2005. The reporting company's ticker symbol is SWS. The reporting company's CIK number is 878520.
1 year chart,   5 day chart,   1 day chart.

The total value of stock buying since 2005 is $750,202. The total value of stock sales is $17,506,430. The total value of stock exercises is $276,402.


Figure 1. Monthly insider transaction values at SWS GROUP INC (SWS) in the past 24 months. The trade values of insider stock buys, sales, and option exercises are in logarithmic scale as shown on the right axis labels. The detailed monthly and daily insider transactions are listed in the 2 tables below.

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2007

  • 02

  • 03

  • 04

  • 05

  • 06

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2008

  • 02

  • 03

  • 04

  • 05

  • 06

  • $3,583k

    $358k

    $35k

    $3k

  • Buy
  • Sale
  • Option Exercise

Figure 2. Average prices of insider buys, sales, and option exercises at SWS GROUP INC (SWS) in the past 24 months. See table 2 for insider transaction details.

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2007

  • 02

  • 03

  • 04

  • 05

  • 06

  • 07

  • 08

  • 09

  • 10

  • 11

  • 12

  • 01 2008

  • 02

  • 03

  • 04

  • 05

  • 06

  • $31.69

    $23.77

    $15.84

    $7.92



Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for SWS GROUP INC (SWS).
Trading Period
year-month  
Insider Buying     
Shares               Value ($)
Insider Sales     
Shares               Value ($)
Option Exercises     
Shares               Value ($)
2008-05 0 0 6,816 118,971 0 0
2007-11 53,114 642,520 0 0 0 0
2007-05 0 0 32,600 831,808 0 0
2007-04 0 0 25,000 626,277 0 0
2007-03 0 0 25,000 628,500 0 0
2007-02 345 9,867 122,131 3,583,340 0 0
2006-11 0 0 76,129 2,162,584 0 0
2006-10 0 0 44,139 1,241,699 2,458 38,789
2006-09 0 0 32,758 799,224 0 0
2006-08 0 0 25,600 629,600 0 0
2006-07 0 0 43,300 1,068,895 2,000 25,960
2006-06 0 0 10,000 227,616 0 0
2006-05 1,000 0 27,458 651,073 0 0
2006-04 0 0 85,600 2,333,346 0 0
2006-03 0 0 52,600 1,331,134 0 0
2006-02 1,000 23,480 7,031 130,632 15,029 211,653
2006-01 0 0 5,800 136,069 0 0
2005-11 2,000 40,625 0 0 0 0
2005-05 2,000 33,710 0 0 0 0
2004-12 0 0 44,700 1,005,662 0 0

Table 2. Detailed insider stock purchases, sales, and option exercises for SWS GROUP INC (SWS)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2008-05-22 Hanks Kenneth R (CFO) Sale 6,816 17.45 118,971
2007-11-30 Jobe Larry A (Director) Purchase 4,599 13.73 63,144
2007-11-29 Flores Id Iii (Director) Purchase 2,000 13.25 26,500
2007-11-26 Moses Michael A (Director) Purchase 750 13.04 9,776
2007-11-23 Moses Michael A (Director) Purchase 765 13.03 9,965
2007-11-20 Meyer Frederick (Director) Purchase 33,500 11.85 396,975
2007-11-19 Meyer Frederick (Director) Purchase 11,500 11.84 136,160
2007-05-01 Cobb Brodie L (Director) Sale 25,000 25.52 637,400
2007-04-03 Cobb Brodie L (Director) Sale 25,000 25.05 626,277
2007-03-06 Cobb Brodie L (Director) Sale 25,000 25.14 628,500
2007-02-26 Felder William D (President) Sale 2,500 29.00 72,500
2007-02-22 Felder William D (President) Sale 1,294 29.08 37,635
2007-02-20 Felder William D (President) Sale 10,000 29.32 293,200
2007-02-20 Cobb Brodie L (Director) Sale 13,800 29.38 405,462
2007-02-16 Moses Michael A (Director) Purchase 345 28.60 9,867
2007-02-14 Cobb Brodie L (Director) Sale 1,700 29.23 49,691
2007-02-13 Thompson W Norman (CIO) Sale 10,000 29.00 290,000
2007-02-12 Vinton Paul D (Executive Vice President) Sale 42,986 29.25 1,257,217
2007-02-09 Driscoll Richard J (Executive Vice President) Sale 29,796 29.58 881,508
2007-02-09 Lecroy R Jan (Director) Sale 3,000 29.48 88,449
2007-02-09 Felder William D (President) Sale 7,055 29.44 207,678
2006-11-22 Leventhal Laura (Controller) Sale 4,089 33.09 135,305
2006-11-21 Leventhal Laura (Controller) Sale 592 33.44 19,793
2006-11-20 Holdges Stacy M (Executive Vice President) Sale 6,754 .00 0
2006-11-17 Thompson W Norman (CIO) Sale 6,415 33.00 211,695
2006-11-14 Vinton Paul D (Executive Vice President) Sale 4,292 32.35 138,846
2006-11-14 Felder William D (President) Sale 10,000 32.36 323,578
2006-11-13 Tubb Allen R (Secretary) Sale 3,987 31.09 123,955
2006-11-13 Litton Richard H (Executive Vice President) Sale 30,000 30.41 912,262
2006-11-10 Litton Richard H (Executive Vice President) Sale 3,000 29.75 89,250
2006-11-09 Litton Richard H (Executive Vice President) Sale 7,000 29.70 207,900
2006-10-31 Cobb Brodie L (Director) Sale 44,139 28.13 1,241,699
2006-10-31 Cobb Brodie L (Director) Option Exercise 2,458 15.78 38,789
2006-09-26 Cobb Brodie L (Director) Sale 15,000 24.40 365,891
2006-09-05 Felder William D (President) Sale 8,500 24.21 205,797
2006-09-05 Mosle Jon L Jr (Director) Sale 2,458 24.71 60,745
2006-08-29 Cobb Brodie L (Director) Sale 15,000 24.51 368,464
2006-07-27 Cobb Brodie L (Director) Sale 20,000 24.92 497,897
2006-07-25 Cobb Brodie L (Director) Sale 15,000 24.21 363,078
2006-07-17 Meyer Frederick (Director) Option Exercise 2,000 12.98 25,960
2006-06-29 Cobb Brodie L (Director) Sale 10,000 22.76 227,616
2006-05-30 Cobb Brodie L (Director) Sale 15,000 23.65 354,763
2006-05-25 Cobb Brodie L (Director) Sale 10,000 23.61 236,106
2006-05-17 Lecroy R Jan (Director) Sale 2,458 24.49 60,204
2006-05-16 Hultgren Donald W (CEO) Purchase 1,000 .00 0
2006-04-27 Cobb Brodie L (Director) Sale 30,000 27.42 822,886
2006-04-25 Cobb Brodie L (Director) Sale 44,200 27.11 1,198,298
2006-03-30 Cobb Brodie L (Director) Sale 20,000 25.60 511,889
2006-03-28 Cobb Brodie L (Director) Sale 15,000 24.91 373,699
2006-02-24 Holdges Stacy M (Executive Vice President) Sale 2,000 23.70 47,401
2006-02-24 Holdges Stacy M (Executive Vice President) Option Exercise 2,000 13.75 27,502
2006-02-24 Hultgren Donald W (CEO) Purchase 1,000 23.48 23,480
2006-02-23 Litton Richard H (Executive Vice President) Option Exercise 6,871 13.75 94,483
2006-02-23 Meyer Frederick (Director) Option Exercise 2,458 15.78 38,789
2006-02-22 Lecroy R Jan (Director) Sale 1,331 .00 0
2006-02-21 Leventhal Laura (Controller) Sale 3,700 22.50 83,231
2006-02-21 Leventhal Laura (Controller) Option Exercise 3,700 13.75 50,879
2006-01-27 Cobb Brodie L (Director) Sale 5,800 23.46 136,069
2005-11-18 Hultgren Donald W (CEO) Purchase 1,000 20.90 20,900
2005-11-17 Hanks Kenneth R (CFO) Purchase 1,000 19.72 19,725
2005-05-05 Hanks Kenneth R (CFO) Purchase 1,000 17.00 17,000
2005-05-05 Hultgren Donald W (CEO) Purchase 1,000 16.71 16,710
2004-12-27 Cobb Brodie L (Director) Sale 11,600 22.38 259,580
2004-12-22 Cobb Brodie L (Director) Sale 6,000 22.37 134,211
2004-12-21 Cobb Brodie L (Director) Sale 10,000 22.28 222,846
2004-12-16 Cobb Brodie L (Director) Sale 2,100 22.75 47,775
2004-12-15 Cobb Brodie L (Director) Sale 14,900 22.75 338,975
2004-12-14 Cobb Brodie L (Director) Sale 100 22.75 2,275

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of SWS GROUP INC (symbol SWS, CIK number 878520) see the Securities and Exchange Commission (SEC) website.

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