Insider trading report: insider purchases reported on November 4, 2019

This page lists insider stock purchases reported on November 4, 2019. To query the history of insider trading activities (stock purchases, sales, and option exercises) for a particular company, click on the Issuer column. For the most current insider trading transactions see Realtime Insider Trading Report. For insider stock sales reported on this day see insider trading report: insider sales reported on November 4, 2019.

Insider stock purchases reported on November 4, 2019 (This report is sorted by stock symbol).
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Symbol
Company Insider Name   Shares     Price   Sort by
Value($)
Trade
Date
ADOM Adomani, Inc. 1st time Nettles Gary W (Director) 50,000 .11 5,500 2019-11-01
AGO Assured Guaranty Ltd 1st time Feldstein Andrew T (Chief Investment Officer) 1,630 46.94 76,512 2019-10-31
   Feldstein Andrew T (Chief Investment Officer) 9,935 47.34 470,322 2019-11-01
AGR Avangrid, Inc. 1st time Solomont Alan D (Director) 200 50.09 10,018 2019-11-01
ARCC Ares Capital Corp 1st time Bartlett Steve (Director) 14,177 18.35 260,147 2019-10-31
   Bartlett Steve (Director) 542 18.39 9,967 2019-11-01
ASPS Altisource Portfolio Solutions S.a. 1st time Burg Scott Edward 25,000 17.75 443,875 2019-10-31
BTN Ballantyne Strong, Inc. 1st time Moglia Joseph H 558 2.95 1,646 2019-10-31
   Moglia Joseph H 100 2.94 294 2019-11-01
CLSN Celsion Corp 1st time Martinez Alberto R Jr (Director) 4,000 1.61 6,440 2019-11-04
CREE Cree, Inc. 1st time Le Duy Loan T 2,000 45.87 91,738 2019-11-01
DBD Diebold Nixdorf, Inc 1st time Rutherford Jeffrey L (SVP and CFO) 600 7.34 4,403 2019-11-01
DNBF Dnb Financial Corp /pa/ 1st time Murray Charles A (Director) 68 46.55 3,165 2019-11-04
   Griesser Gerard F (Director) 58 46.55 2,699 2019-11-04
   Joyner Mildred C (Director) 74 46.55 3,444 2019-11-04
   Fillippo Thomas A (Director) 51 46.55 2,374 2019-11-04
   Biery James R. (Director) 41 46.55 1,908 2019-11-04
   Barsz Peter Richard (Director) 58 46.55 2,699 2019-11-04
ECA Encana Corp 1st time Mcallister Michael Gerard (President) 4,800 4.10 19,680 2019-11-01
EMMA Emmaus Life Sciences, Inc. 1st time Niihara Yutaka (Chairman and CEO) 16,500 2.98 49,170 2019-11-01
ENDV Endonovo Therapeutics, Inc. 1st time Collier Alan Brian (CEO) 35,000 .01 175 2019-10-31
   Collier Alan Brian (CEO) 1,000 .01 9 2019-10-18
   Collier Alan Brian (CEO) 15,000 .01 90 2019-11-04
   Collier Alan Brian (CEO) 200 .01 2 2019-10-17
MEC Mayville Engineering Company, Inc. 1st time Rothman Jay O. 10,000 10.32 103,250 2019-11-04
   Raber Ryan F (EVP - Sales & Marketing) 2,500 8.50 21,250 2019-10-31
N/A Inpoint Commercial Real Estate Income, Inc. 1st time Mackinnon Donald J (President) 155 25.06 3,884 2019-11-01
  Peachtree Alternative Strategies Fund 1st time Fuller Adam L 181 104.80 18,968 2019-05-01
   Fuller Adam L 178 106.68 18,989 2018-04-02
OFIX Orthofix Medical Inc. 1st time Matricaria Ronald A (Director) 20,000 42.28 845,560 2019-10-31
OYST Oyster Point Pharma, Inc. 1st time Link William J Phd (Director) 27,500 16.00 440,000 2019-11-04
   Sandell Scott D (10% Owner) 935,000 16.00 14,960,000 2019-11-04
   Versant Side Fund Iv, L.p. (10% Owner) 590,000 16.00 9,440,000 2019-11-04
   Kkr Fund Holdings Gp Ltd 155,000 16.00 2,480,000 2019-11-04
   Vida Ventures, Llc 185,000 16.00 2,960,000 2019-11-04
   Ozawa Clare (Director) 562,500 16.00 9,000,000 2019-11-04
   Kkr Associates Hcsg L.p. 155,000 16.00 2,480,000 2019-11-04
PENC Pen Inc. 1st time Rickert Jeanne M (Chief Legal Officer) 5,128 .65 3,333 2019-10-31
   Rickert Scott E. (Chairman) 5,128 .65 3,333 2019-10-31
RAPT Rapt Therapeutics, Inc. 1st time Goeddel David V (Director) 625,000 12.00 7,500,000 2019-11-04
   Rieflin William Jl (Director) 8,000 12.00 96,000 2019-11-04
   Wong Brian Russell (President and CEO) 25,000 12.00 300,000 2019-11-04
   Column Group Ii Management, Lp (10% Owner) 625,000 12.00 7,500,000 2019-11-04
   Robbins Wendye (Director) 1,600 12.00 19,200 2019-11-04
RCKY Rocky Brands, Inc. 1st time Moore Robert Burton Jr. (Director) 1,500 27.80 41,700 2019-10-31
RGCO Rgc Resources Inc 1st time Smoot Raymond D Jr (Director) 78 29.74 2,319 2019-11-01
   Agee Nancy H (Director) 50 29.74 1,487 2019-11-01
RVP Retractable Technologies Inc 1st time Shaw Thomas J (President and CEO) 6,500 1.24 8,060 2019-11-01
SFNC Simmons First National Corp 1st time Makris George Jr (Chairman & CEO) 10,000 23.99 239,899 2019-10-31
SNWW Sanuwave Health, Inc. 1st time Parikh Shri P. (President) 1,000,000 .11 110,000 2019-11-04
SOI Solaris Oilfield Infrastructure, Inc. 1st time Giesinger Edgar R. Jr. 10,000 11.64 116,400 2019-11-04
TCF Tcf Financial Corp 1st time Opperman Vance K (Director) 10,000 40.05 400,500 2019-10-31
TNTY True Nature Holding, Inc. 1st time Smith Julie R. (President & COO) 73,076 .03 1,899 2019-11-04
TPL Texas Pacific Land Trust 1st time Horizon Kinetics Asset Management Llc (10% Owner) 496 622.78 308,898 2019-11-01
TTS Tile Shop Holdings, Inc. 1st time Kamin Peter (Director) 64,045 1.70 108,876 2019-11-01
   Kamin Peter (Director) 270,600 1.66 449,196 2019-11-04
   Kamin Peter (Director) 365,441 1.63 595,668 2019-10-31
UMBF Umb Financial Corp 1st time Graves Greg M (Director) 342 65.73 22,479 2019-11-01
UVE Universal Insurance Holdings, Inc. 1st time Downes Sean P 5,500 27.59 151,745 2019-11-01
WNEB Western New England Bancorp, Inc. 1st time Richter Steven G. (Director) 500 9.54 4,770 2019-10-31




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