- Corporate Officers - S
- Sun Life Financial Inc
Insider Trading History of Sun Life Financial Inc
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Sun Life Financial Inc since 2010.
This trader's CIK number is 1097362.
At the time of last reporting, Sun Life Financial Inc was the Officer of Cion Ares Diversified Credit Fund. (stock ticker symbol CADEX).
Also see all insider trading activities at Cion Ares Diversified Credit Fund.
Note that in the past
SUN LIFE FINANCIAL INC also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Ares Dynamic Credit Allocation Fund, Inc. (ARDC) by Sun Life Financial Inc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2021 | ARDC | 640,000 | $16,000,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Neuberger Berman Real Estate Securities Income Fund Inc (NRO) by Sun Life Financial Inc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2013 | NRO | 0 | $0 | 800 | $0 | 0 | $0 |
Yearly summary of insider trading at Kayne Anderson Nextgen Energy & Infrastructure, Inc. (KMF) by Sun Life Financial Inc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | KMF | 20,000,000 | $200,000,000,000,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Cion Ares Diversified Credit Fund (CADEX) by Sun Life Financial Inc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2021 | CADEX | 880,000 | $22,000,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Kayne Anderson Mlp/midstream Investment Co (KYN) by Sun Life Financial Inc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2010 | KYN | 880,000 | $9,680,000,000,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Tortoise Midstream Energy Fund, Inc. (NTG) by Sun Life Financial Inc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2010 | NTG | 16,000,000 | $42,666,666,672,000 | 0 | $0 | 0 | $0 |
Insider trading activities at 6 companies by Sun Life Financial Inc:
1. Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
2. Neuberger Berman Real Estate Securities Income Fund Inc (NRO)
3. Kayne Anderson Nextgen Energy & Infrastructure, Inc. (KMF)
4. Cion Ares Diversified Credit Fund (CADEX)
5. Kayne Anderson Mlp/midstream Investment Co (KYN)
6. Tortoise Midstream Energy Fund, Inc. (NTG)
Table 1. Insider trading of Ares Dynamic Credit Allocation Fund, Inc. (ARDC) by Sun Life Financial Inc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2021-09-15 | ARDC | Buy | 640,000 | 25.00 | 16,000,000 |
Table 2. Insider trading of Neuberger Berman Real Estate Securities Income Fund Inc (NRO) by Sun Life Financial Inc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2013-08-02 | NRO | Sale | 800 | .00 | 0 |
Table 3. Insider trading of Kayne Anderson Nextgen Energy & Infrastructure, Inc. (KMF) by Sun Life Financial Inc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-03-22 | KMF | Buy | 20,000,000 | 10,000,000.00 | 200,000,000,000,000 |
Table 4. Insider trading of Cion Ares Diversified Credit Fund (CADEX) by Sun Life Financial Inc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2021-09-30 | CADEX | Buy | 880,000 | 25.00 | 22,000,000 |
Table 5. Insider trading of Kayne Anderson Mlp/midstream Investment Co (KYN) by Sun Life Financial Inc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2010-11-09 | KYN | Buy | 880,000 | 11,000,000.00 | 9,680,000,000,000 |
Table 6. Insider trading of Tortoise Midstream Energy Fund, Inc. (NTG) by Sun Life Financial Inc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2010-10-28 | NTG | Buy | 16,000,000 | 2,666,666.67 | 42,666,666,672,000 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Sun Life Financial Inc
(Officer of Cion Ares Diversified Credit Fund at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.