The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Katz Samuel L since 2008.
This trader's CIK number is 1118957.
At the time of last reporting, Katz Samuel L was the Director of Pennantpark Investment Corp. (stock ticker symbol PNNT).
Also see all insider trading activities at Pennantpark Investment Corp.
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2023 | PNNT | 33,000 | $184,520 | 0 | $0 | 0 | $0 |
| 2020 | PNNT | 30,000 | $133,909 | 0 | $0 | 0 | $0 |
| 2016 | PNNT | 10,854 | $56,686 | 0 | $0 | 0 | $0 |
| 2015 | PNNT | 35,809 | $320,384 | 0 | $0 | 0 | $0 |
| 2014 | PNNT | 20,000 | $211,720 | 0 | $0 | 0 | $0 |
| 2010 | PNNT | 30,000 | $286,800 | 0 | $0 | 0 | $0 |
| 2009 | PNNT | 11,200 | $84,620 | 0 | $0 | 0 | $0 |
| 2008 | PNNT | 56,928 | $261,318 | 0 | $0 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2020 | PFLT | 15,000 | $132,450 | 60,000 | $643,205 | 0 | $0 |
| 2019 | PFLT | 45,000 | $527,647 | 0 | $0 | 0 | $0 |
| 2018 | PFLT | 27,000 | $342,163 | 0 | $0 | 0 | $0 |
| 2015 | PFLT | 40,000 | $485,265 | 0 | $0 | 0 | $0 |
| 2014 | PFLT | 10,300 | $145,461 | 0 | $0 | 0 | $0 |
| 2013 | PFLT | 30,000 | $420,000 | 0 | $0 | 0 | $0 |
| 2011 | PFLT | 29,500 | $319,201 | 0 | $0 | 0 | $0 |
1. Pennantpark Investment Corp (PNNT)
2. Pennantpark Floating Rate Capital Ltd. (PFLT)
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2023-06-09 | PNNT | Buy | 8,000 | 5.86 | 46,880 |
| 2023-06-01 | PNNT | Buy | 15,000 | 5.49 | 82,290 |
| 2023-06-02 | PNNT | Buy | 10,000 | 5.54 | 55,350 |
| 2020-12-17 | PNNT | Buy | 2,500 | 4.40 | 11,000 |
| 2020-12-18 | PNNT | Buy | 5,000 | 4.45 | 22,250 |
| 2020-12-16 | PNNT | Buy | 5,000 | 4.42 | 22,100 |
| 2020-12-15 | PNNT | Buy | 9,490 | 4.47 | 42,467 |
| 2020-12-14 | PNNT | Buy | 3,010 | 4.48 | 13,493 |
| 2020-12-11 | PNNT | Buy | 5,000 | 4.52 | 22,599 |
| 2016-02-08 | PNNT | Buy | 7,454 | 5.28 | 39,357 |
| 2016-02-09 | PNNT | Buy | 3,400 | 5.10 | 17,329 |
| 2015-11-13 | PNNT | Buy | 5,809 | 6.42 | 37,287 |
| 2015-02-10 | PNNT | Buy | 17,492 | 9.44 | 165,072 |
| 2015-02-06 | PNNT | Buy | 12,508 | 9.44 | 118,025 |
| 2014-05-09 | PNNT | Buy | 20,000 | 10.59 | 211,720 |
| 2010-05-07 | PNNT | Buy | 20,000 | 9.34 | 186,800 |
| 2010-03-02 | PNNT | Buy | 10,000 | 10.00 | 100,000 |
| 2009-11-20 | PNNT | Buy | 10,000 | 8.10 | 81,020 |
| 2009-02-24 | PNNT | Buy | 1,200 | 3.00 | 3,600 |
| 2008-11-24 | PNNT | Buy | 36,928 | 2.80 | 103,398 |
| 2008-05-13 | PNNT | Buy | 20,000 | 7.90 | 157,920 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2020-12-18 | PFLT | Sale | 8,618 | 10.41 | 89,747 |
| 2020-12-17 | PFLT | Sale | 8,929 | 10.54 | 94,075 |
| 2020-12-15 | PFLT | Sale | 17,700 | 10.87 | 192,328 |
| 2020-12-16 | PFLT | Sale | 7,453 | 10.65 | 79,396 |
| 2020-12-14 | PFLT | Sale | 10,737 | 10.85 | 116,517 |
| 2020-12-11 | PFLT | Sale | 6,563 | 10.84 | 71,142 |
| 2020-06-10 | PFLT | Buy | 15,000 | 8.83 | 132,450 |
| 2019-09-04 | PFLT | Buy | 25,000 | 11.42 | 285,400 |
| 2019-05-10 | PFLT | Buy | 100 | 12.20 | 1,219 |
| 2019-05-13 | PFLT | Buy | 19,900 | 12.11 | 241,028 |
| 2018-02-27 | PFLT | Buy | 10,000 | 12.73 | 127,300 |
| 2018-02-26 | PFLT | Buy | 17,000 | 12.64 | 214,863 |
| 2015-09-04 | PFLT | Buy | 20,000 | 12.23 | 244,640 |
| 2015-08-26 | PFLT | Buy | 7,482 | 12.00 | 89,784 |
| 2015-08-24 | PFLT | Buy | 12,518 | 12.05 | 150,841 |
| 2014-08-26 | PFLT | Buy | 7,969 | 14.16 | 112,872 |
| 2014-08-21 | PFLT | Buy | 1,864 | 14.03 | 26,151 |
| 2014-08-22 | PFLT | Buy | 167 | 14.03 | 2,343 |
| 2014-05-15 | PFLT | Buy | 300 | 13.65 | 4,095 |
| 2013-03-21 | PFLT | Buy | 30,000 | 14.00 | 420,000 |
| 2011-08-12 | PFLT | Buy | 2,000 | 10.60 | 21,200 |
| 2011-08-10 | PFLT | Buy | 10,000 | 10.80 | 108,000 |
| 2011-08-09 | PFLT | Buy | 13,000 | 10.87 | 141,284 |
| 2011-08-08 | PFLT | Buy | 4,500 | 10.83 | 48,717 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Katz Samuel L (Director of Pennantpark Investment Corp at the time of this reporting) see the Securities and Exchange Commission (SEC) website.