Insider Trading History of Sm Investors Ii, L.p.

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Sm Investors Ii, L.p. since 2011. The trader's CIK number is 1173632. At the time of the last reporting, Sm Investors Ii, L.p. was the Officer of Opti Inc. (stock ticker symbol OPTI.OB). Also see all insider trading activities at Opti Inc.

Note that in the past SM Investors II, L.P. also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Opti Inc (OPTI.OB) by Sm Investors Ii, L.p.

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2013 OPTI.OB 75,579 $40,362 0 $0 0 $0
2012 OPTI.OB 1,950,010 $921,339 215,000 $118,250 0 $0
2011 OPTI.OB 331,937 $679,102 0 $0 0 $0

Yearly summary of insider trading at Handleman Co /mi/ (HDLM.PK) by Sm Investors Ii, L.p.

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2012 HDLM.PK 5,000 $1,880 0 $0 0 $0


Insider trading activities at 2 companies by Sm Investors Ii, L.p.:

1. Opti Inc (OPTI.OB)

2. Handleman Co /mi/ (HDLM.PK)

Table 1. Insider trading of Opti Inc (OPTI.OB) by Sm Investors Ii, L.p.

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2013-10-30 OPTI.OB Buy 50,000 .53 26,700
2013-10-14 OPTI.OB Buy 1,200 .52 627
2013-09-18 OPTI.OB Buy 2,500 .53 1,325
2013-09-20 OPTI.OB Buy 100 .53 53
2013-09-12 OPTI.OB Buy 400 .53 212
2013-09-16 OPTI.OB Buy 2,279 .53 1,207
2013-08-22 OPTI.OB Buy 1,000 .53 530
2013-08-27 OPTI.OB Buy 5,000 .54 2,700
2013-08-26 OPTI.OB Buy 4,500 .52 2,331
2013-08-13 OPTI.OB Buy 1,000 .52 520
2013-07-30 OPTI.OB Buy 1,500 .53 795
2013-07-31 OPTI.OB Buy 2,300 .53 1,219
2013-08-01 OPTI.OB Buy 450 .52 234
2013-03-18 OPTI.OB Buy 3,350 .57 1,909
2012-10-31 OPTI.OB Buy 215,000 .55 118,250
2012-10-31 OPTI.OB Sale 215,000 .55 118,250
2012-09-12 OPTI.OB Buy 460,000 .47 215,740
2012-08-30 OPTI Buy 491,176 .44 216,117
2012-08-27 OPTI.OB Buy 6,800 .44 2,992
2012-08-24 OPTI.OB Buy 7,500 .45 3,337
2012-08-22 OPTI.OB Buy 9,000 .45 4,050
2012-08-17 OPTI.OB Buy 6,300 .46 2,898
2012-08-08 OPTI.OB Buy 14,400 .46 6,624
2012-08-10 OPTI.OB Buy 6,000 .46 2,760
2012-07-10 OPTI.OB Buy 733,834 .47 348,571
2011-10-04 OPTI.OB Buy 2,000 1.60 3,200
2011-09-30 OPTI.OB Buy 500 1.60 800
2011-10-03 OPTI.OB Buy 6,000 1.55 9,300
2011-09-27 OPTI.OB Buy 1,500 1.60 2,400
2011-08-29 OPTI.OB Buy 24,500 1.67 40,915
2011-08-26 OPTI.OB Buy 10,025 1.66 16,641
2011-08-23 OPTI.OB Buy 7,150 1.66 11,869
2011-08-25 OPTI.OB Buy 4,900 1.66 8,134
2011-08-19 OPTI.OB Buy 6,800 1.67 11,356
2011-08-17 OPTI.OB Buy 4,700 1.68 7,896
2011-08-18 OPTI.OB Buy 500 1.70 850
2011-08-11 OPTI.OB Buy 700 1.65 1,155
2011-08-10 OPTI.OB Buy 11,000 1.65 18,150
2011-08-09 OPTI.OB Buy 11,400 1.65 18,810
2011-04-12 OPTI.OB Buy 3,000 1.96 5,880
2011-04-06 OPTI.OB Buy 1,000 2.01 2,009
2011-04-07 OPTI.OB Buy 4,500 2.00 9,000
2011-03-29 OPTI.OB Buy 1,368 2.02 2,763
2011-03-31 OPTI.OB Buy 1,000 2.05 2,050
2011-03-28 OPTI.OB Buy 10,417 2.02 21,042
2011-03-25 OPTI.OB Buy 4,500 2.04 9,180
2011-03-24 OPTI.OB Buy 18,757 2.05 38,451
2011-02-25 OPTI.OB Buy 8,493 2.23 18,939
2011-02-18 OPTI.OB Buy 39,191 2.25 88,179
2011-02-22 OPTI.OB Buy 200 2.30 459
2011-02-23 OPTI.OB Buy 147,836 2.23 329,674

Table 2. Insider trading of Handleman Co /mi/ (HDLM.PK) by Sm Investors Ii, L.p.

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2012-12-31 HDLM.PK Buy 5,000 .38 1,880

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Sm Investors Ii, L.p. (Officer of Opti Inc at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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