- Corporate Officers - T
- Tannenbaum Leonard M
Insider Trading History of Tannenbaum Leonard M
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Tannenbaum Leonard M since 2015.
This trader's CIK number is 1200461.
At the time of last reporting, Tannenbaum Leonard M was the Director of Advanced Flower Capital Inc.. (stock ticker symbol AFCG).
Also see all insider trading activities at Advanced Flower Capital Inc..
Note that in the past
TANNENBAUM LEONARD M also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Sunrise Realty Trust, Inc. (SUNS) by Tannenbaum Leonard M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2025 | SUNS | 1,535,504 | $17,787,913 | 0 | $0 | 0 | $0 |
| 2024 | SUNS | 388,422 | $4,653,356 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Advanced Flower Capital Inc. (AFCG) by Tannenbaum Leonard M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2025 | AFCG | 1,004,637 | $4,625,560 | 0 | $0 | 0 | $0 |
| 2023 | AFCG | 294,681 | $3,028,900 | 0 | $0 | 0 | $0 |
| 2022 | AFCG | 27,183 | $430,901 | 0 | $0 | 0 | $0 |
| 2021 | AFCG | 1,000 | $19,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Fifth Street Asset Management Inc. (FSAM) by Tannenbaum Leonard M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2017 | FSAM | 0 | $0 | 0 | $0 | 2,754,835 | $0 |
Yearly summary of insider trading at Oaktree Specialty Lending Corp (OCSL) by Tannenbaum Leonard M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2021 | OCSL | 0 | $0 | 8,602,416 | $59,929,596 | 0 | $0 |
| 2020 | OCSL | 0 | $0 | 2,049,371 | $11,188,370 | 0 | $0 |
| 2019 | OCSL | 0 | $0 | 3,723,018 | $19,982,915 | 0 | $0 |
| 2018 | OCSL | 0 | $0 | 773,257 | $3,875,172 | 0 | $0 |
| 2017 | OCSL | 5,656,721 | $27,213,038 | 0 | $0 | 0 | $0 |
| 2016 | OCSL | 0 | $0 | 242,289 | $1,349,238 | 0 | $0 |
| 2015 | OCSL | 1,121,851 | $7,797,033 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Oaktree Strategic Income Corp (OCSI) by Tannenbaum Leonard M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2020 | OCSI | 0 | $0 | 134,659 | $1,112,181 | 0 | $0 |
| 2019 | OCSI | 0 | $0 | 886,442 | $7,415,735 | 0 | $0 |
| 2018 | OCSI | 0 | $0 | 305,957 | $2,648,932 | 0 | $0 |
| 2017 | OCSI | 34,223 | $309,408 | 27,378 | $246,533 | 0 | $0 |
| 2016 | OCSI | 2,892,460 | $24,622,568 | 0 | $0 | 0 | $0 |
Insider trading activities at 5 companies by Tannenbaum Leonard M:
1. Sunrise Realty Trust, Inc. (SUNS)
2. Advanced Flower Capital Inc. (AFCG)
3. Fifth Street Asset Management Inc. (FSAM)
4. Oaktree Specialty Lending Corp (OCSL)
5. Oaktree Strategic Income Corp (OCSI)
Table 1. Insider trading of Sunrise Realty Trust, Inc. (SUNS) by Tannenbaum Leonard M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2025-08-26 | SUNS | Buy | 10,000 | 10.79 | 107,899 |
| 2025-08-22 | SUNS | Buy | 20,200 | 11.00 | 222,200 |
| 2025-08-20 | SUNS | Buy | 10,411 | 10.42 | 108,482 |
| 2025-08-15 | SUNS | Buy | 4,406 | 10.50 | 46,263 |
| 2025-08-12 | SUNS | Buy | 32,275 | 10.48 | 338,242 |
| 2025-08-11 | SUNS | Buy | 20,900 | 10.17 | 212,553 |
| 2025-06-16 | SUNS | Buy | 6,000 | 10.86 | 65,160 |
| 2025-06-02 | SUNS | Buy | 28,500 | 10.59 | 301,815 |
| 2025-06-03 | SUNS | Buy | 9,077 | 10.88 | 98,757 |
| 2025-05-16 | SUNS | Buy | 14,741 | 10.55 | 155,517 |
| 2025-05-15 | SUNS | Buy | 10,000 | 10.39 | 103,900 |
| 2025-05-08 | SUNS | Buy | 10,000 | 10.48 | 104,800 |
| 2025-04-29 | SUNS | Buy | 10,000 | 10.65 | 106,500 |
| 2025-04-30 | SUNS | Buy | 35,903 | 10.53 | 378,058 |
| 2025-04-28 | SUNS | Buy | 5,122 | 10.30 | 52,756 |
| 2025-04-25 | SUNS | Buy | 5,000 | 10.00 | 50,000 |
| 2025-04-24 | SUNS | Buy | 7,869 | 9.99 | 78,611 |
| 2025-04-25 | SUNS | Buy | 5,000 | 10.00 | 50,000 |
| 2025-04-24 | SUNS | Buy | 7,869 | 9.99 | 78,611 |
| 2025-04-28 | SUNS | Buy | 5,122 | 10.30 | 52,756 |
| 2025-03-28 | SUNS | Buy | 17,495 | 11.17 | 195,419 |
| 2025-03-31 | SUNS | Buy | 44,065 | 10.89 | 479,867 |
| 2025-03-26 | SUNS | Buy | 25,959 | 11.25 | 292,038 |
| 2025-03-19 | SUNS | Buy | 80,514 | 11.26 | 906,587 |
| 2025-03-17 | SUNS | Buy | 50,000 | 11.03 | 551,500 |
| 2025-03-14 | SUNS | Buy | 24,007 | 11.00 | 264,077 |
| 2025-03-13 | SUNS | Buy | 25,000 | 11.06 | 276,500 |
| 2025-03-10 | SUNS | Buy | 69 | 10.80 | 745 |
| 2025-03-11 | SUNS | Buy | 10,000 | 10.83 | 108,300 |
| 2025-01-29 | SUNS | Buy | 1,000,000 | 12.00 | 12,000,000 |
| 2024-08-30 | SUNS | Buy | 25,000 | 13.85 | 346,250 |
| 2024-08-28 | SUNS | Buy | 21,335 | 13.72 | 292,716 |
| 2024-08-27 | SUNS | Buy | 13,083 | 13.48 | 176,358 |
| 2024-08-26 | SUNS | Buy | 10,000 | 13.35 | 133,500 |
| 2024-08-23 | SUNS | Buy | 1,136 | 13.10 | 14,881 |
| 2024-08-22 | SUNS | Buy | 10,000 | 12.88 | 128,800 |
| 2024-08-21 | SUNS | Buy | 10,000 | 12.92 | 129,200 |
| 2024-08-20 | SUNS | Buy | 20,000 | 12.17 | 243,400 |
| 2024-08-19 | SUNS | Buy | 22,661 | 11.97 | 271,252 |
| 2024-08-16 | SUNS | Buy | 65,000 | 12.41 | 806,650 |
| 2024-08-15 | SUNS | Buy | 53,163 | 12.47 | 662,942 |
| 2024-07-10 | SUNS | Buy | 68,958 | 9.64 | 665,099 |
| 2024-07-11 | SUNS | Buy | 68,086 | 11.49 | 782,308 |
Table 2. Insider trading of Advanced Flower Capital Inc. (AFCG) by Tannenbaum Leonard M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2025-09-02 | AFCG | Buy | 36,096 | 4.49 | 162,071 |
| 2025-09-03 | AFCG | Buy | 36,861 | 4.57 | 168,454 |
| 2025-08-27 | AFCG | Buy | 330,127 | 4.81 | 1,587,910 |
| 2025-08-28 | AFCG | Buy | 144,399 | 4.57 | 659,903 |
| 2025-08-26 | AFCG | Buy | 97,168 | 4.17 | 405,190 |
| 2025-08-25 | AFCG | Buy | 61,862 | 4.08 | 252,396 |
| 2025-08-22 | AFCG | Buy | 216,117 | 4.03 | 870,951 |
| 2025-03-17 | AFCG | Buy | 50,000 | 6.20 | 310,000 |
| 2025-03-14 | AFCG | Buy | 32,007 | 6.52 | 208,685 |
| 2023-05-15 | AFCG | Buy | 51,309 | 10.45 | 536,179 |
| 2023-05-12 | AFCG | Buy | 125,000 | 10.37 | 1,295,625 |
| 2023-05-11 | AFCG | Buy | 118,372 | 10.11 | 1,197,096 |
| 2022-06-17 | AFCG | Buy | 5,000 | 15.85 | 79,245 |
| 2022-05-11 | AFCG | Buy | 21,183 | 15.80 | 334,776 |
| 2022-05-12 | AFCG | Buy | 1,000 | 16.88 | 16,880 |
| 2021-03-23 | AFCG | Buy | 1,000 | 19.00 | 19,000 |
Table 3. Insider trading of Fifth Street Asset Management Inc. (FSAM) by Tannenbaum Leonard M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2017-10-26 | FSAM | Option Ex | 243,979 | .00 | 0 |
| 2017-10-17 | FSAM | Option Ex | 432,519 | .00 | 0 |
| 2017-10-16 | FSAM | Option Ex | 2,078,337 | .00 | 0 |
Table 4. Insider trading of Oaktree Specialty Lending Corp (OCSL) by Tannenbaum Leonard M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2021-12-28 | OCSL | Sale | 200,000 | 7.55 | 1,509,400 |
| 2021-12-29 | OCSL | Sale | 200,000 | 7.52 | 1,504,400 |
| 2021-12-30 | OCSL | Sale | 84,954 | 7.50 | 637,494 |
| 2021-12-27 | OCSL | Sale | 200,000 | 7.54 | 1,508,000 |
| 2021-12-23 | OCSL | Sale | 200,000 | 7.51 | 1,501,400 |
| 2021-12-13 | OCSL | Sale | 34,100 | 7.55 | 257,489 |
| 2021-12-02 | OCSL | Sale | 5,000 | 7.50 | 37,500 |
| 2021-12-06 | OCSL | Sale | 100 | 7.50 | 750 |
| 2021-11-16 | OCSL | Sale | 17,330 | 7.45 | 129,160 |
| 2021-11-17 | OCSL | Sale | 353,485 | 7.56 | 2,671,639 |
| 2021-11-11 | OCSL | Sale | 1,500 | 7.50 | 11,250 |
| 2021-11-10 | OCSL | Sale | 48,173 | 7.50 | 361,297 |
| 2021-11-09 | OCSL | Sale | 29,732 | 7.50 | 223,019 |
| 2021-11-08 | OCSL | Sale | 100,000 | 7.51 | 750,900 |
| 2021-09-20 | OCSL | Sale | 4,214,368 | 7.10 | 29,922,012 |
| 2021-05-27 | OCSL | Sale | 81,287 | 6.71 | 545,354 |
| 2021-05-28 | OCSL | Sale | 100,000 | 6.72 | 671,600 |
| 2021-06-01 | OCSL | Sale | 100,000 | 6.78 | 677,600 |
| 2021-05-25 | OCSL | Sale | 13,900 | 6.71 | 93,227 |
| 2021-05-24 | OCSL | Sale | 1,647 | 6.70 | 11,034 |
| 2021-05-21 | OCSL | Sale | 38,200 | 6.70 | 256,054 |
| 2021-05-05 | OCSL | Sale | 100,000 | 6.72 | 672,200 |
| 2021-04-27 | OCSL | Sale | 194,130 | 6.74 | 1,307,465 |
| 2021-04-28 | OCSL | Sale | 100,000 | 6.75 | 675,100 |
| 2021-04-29 | OCSL | Sale | 94,052 | 6.78 | 637,766 |
| 2021-04-20 | OCSL | Sale | 100,000 | 6.70 | 670,100 |
| 2021-04-19 | OCSL | Sale | 100,000 | 6.66 | 666,400 |
| 2021-04-21 | OCSL | Sale | 15,659 | 6.70 | 104,915 |
| 2021-04-14 | OCSL | Sale | 52,000 | 6.61 | 343,460 |
| 2021-04-15 | OCSL | Sale | 2,800 | 6.60 | 18,488 |
| 2021-04-16 | OCSL | Sale | 120,000 | 6.62 | 794,400 |
| 2021-04-09 | OCSL | Sale | 172,312 | 6.61 | 1,139,154 |
| 2021-04-12 | OCSL | Sale | 200,000 | 6.61 | 1,321,200 |
| 2021-04-07 | OCSL | Sale | 100,000 | 6.48 | 647,800 |
| 2021-04-06 | OCSL | Sale | 29,872 | 6.46 | 193,002 |
| 2021-04-01 | OCSL | Sale | 100,000 | 6.25 | 625,000 |
| 2021-04-05 | OCSL | Sale | 100,000 | 6.31 | 631,300 |
| 2021-03-19 | OCSL | Sale | 4,393 | 6.25 | 27,460 |
| 2021-03-22 | OCSL | Sale | 4,500 | 6.25 | 28,125 |
| 2021-03-18 | OCSL | Sale | 100 | 6.25 | 625 |
| 2021-03-16 | OCSL | Sale | 77,050 | 6.30 | 485,800 |
| 2021-03-15 | OCSL | Sale | 100,000 | 6.29 | 628,800 |
| 2021-03-12 | OCSL | Sale | 100,000 | 6.26 | 626,200 |
| 2021-03-09 | OCSL | Sale | 18,597 | 6.26 | 116,342 |
| 2021-03-10 | OCSL | Sale | 67,411 | 6.26 | 421,790 |
| 2021-03-11 | OCSL | Sale | 100,000 | 6.26 | 626,100 |
| 2021-03-02 | OCSL | Sale | 81,202 | 6.24 | 506,862 |
| 2021-03-03 | OCSL | Sale | 14,985 | 6.25 | 93,686 |
| 2021-03-04 | OCSL | Sale | 1,800 | 6.25 | 11,250 |
| 2021-02-26 | OCSL | Sale | 31,500 | 6.16 | 194,040 |
| 2021-02-25 | OCSL | Sale | 5,100 | 6.20 | 31,630 |
| 2021-03-01 | OCSL | Sale | 63,779 | 6.21 | 395,748 |
| 2021-02-23 | OCSL | Sale | 54,798 | 6.11 | 334,541 |
| 2021-02-24 | OCSL | Sale | 100,000 | 6.15 | 614,700 |
| 2021-02-19 | OCSL | Sale | 72,600 | 6.11 | 443,368 |
| 2021-02-22 | OCSL | Sale | 100,000 | 6.14 | 614,200 |
| 2020-12-16 | OCSL | Sale | 50,000 | 5.52 | 275,850 |
| 2020-12-17 | OCSL | Sale | 40,674 | 5.49 | 223,218 |
| 2020-12-14 | OCSL | Sale | 14,900 | 5.50 | 81,979 |
| 2020-12-15 | OCSL | Sale | 63,800 | 5.51 | 351,793 |
| 2020-12-09 | OCSL | Sale | 2,600 | 5.60 | 14,559 |
| 2020-12-08 | OCSL | Sale | 87,796 | 5.60 | 491,920 |
| 2020-12-11 | OCSL | Sale | 400 | 5.60 | 2,240 |
| 2020-12-10 | OCSL | Sale | 2,500 | 5.60 | 14,000 |
| 2020-12-07 | OCSL | Sale | 15,923 | 5.60 | 89,168 |
| 2020-12-04 | OCSL | Sale | 43,203 | 5.60 | 242,066 |
| 2020-12-02 | OCSL | Sale | 35,200 | 5.60 | 197,260 |
| 2020-12-03 | OCSL | Sale | 9,879 | 5.60 | 55,322 |
| 2020-11-30 | OCSL | Sale | 173,161 | 5.58 | 966,931 |
| 2020-12-01 | OCSL | Sale | 40,753 | 5.61 | 228,502 |
| 2020-11-24 | OCSL | Sale | 169,659 | 5.49 | 930,579 |
| 2020-11-25 | OCSL | Sale | 187,962 | 5.56 | 1,045,820 |
| 2020-11-20 | OCSL | Sale | 157,648 | 5.34 | 841,997 |
| 2020-11-23 | OCSL | Sale | 200,000 | 5.43 | 1,085,800 |
| 2020-11-18 | OCSL | Sale | 108,054 | 5.25 | 567,067 |
| 2020-11-16 | OCSL | Sale | 126,701 | 5.23 | 662,772 |
| 2020-11-17 | OCSL | Sale | 49,046 | 5.20 | 255,088 |
| 2020-08-11 | OCSL | Sale | 4,100 | 5.20 | 21,320 |
| 2020-01-10 | OCSL | Sale | 36,837 | 5.47 | 201,572 |
| 2020-01-09 | OCSL | Sale | 61,336 | 5.48 | 336,243 |
| 2020-01-08 | OCSL | Sale | 77,000 | 5.48 | 421,652 |
| 2019-12-13 | OCSL | Sale | 4,500 | 5.27 | 23,733 |
| 2020-01-06 | OCSL | Sale | 49,696 | 5.46 | 271,439 |
| 2020-01-07 | OCSL | Sale | 72,063 | 5.45 | 393,031 |
| 2020-01-02 | OCSL | Sale | 94,280 | 5.46 | 514,957 |
| 2020-01-03 | OCSL | Sale | 69,700 | 5.46 | 380,492 |
| 2019-12-23 | OCSL | Sale | 22,700 | 5.50 | 124,895 |
| 2019-12-20 | OCSL | Sale | 163,800 | 5.47 | 895,986 |
| 2019-12-18 | OCSL | Sale | 135,300 | 5.46 | 738,332 |
| 2019-12-16 | OCSL | Sale | 97,005 | 5.33 | 516,648 |
| 2019-12-17 | OCSL | Sale | 273,041 | 5.40 | 1,474,421 |
| 2019-12-12 | OCSL | Sale | 42,900 | 5.25 | 225,310 |
| 2019-12-02 | OCSL | Sale | 600 | 5.30 | 3,180 |
| 2019-11-20 | OCSL | Sale | 217,199 | 5.26 | 1,142,032 |
| 2019-11-21 | OCSL | Sale | 161,000 | 5.25 | 845,411 |
| 2019-11-18 | OCSL | Sale | 93,800 | 5.28 | 495,545 |
| 2019-11-19 | OCSL | Sale | 104,700 | 5.26 | 551,245 |
| 2019-11-14 | OCSL | Sale | 62,300 | 5.29 | 329,629 |
| 2019-11-15 | OCSL | Sale | 71,500 | 5.26 | 375,947 |
| 2019-11-12 | OCSL | Sale | 45,402 | 5.26 | 238,769 |
| 2019-11-13 | OCSL | Sale | 104,859 | 5.25 | 550,824 |
| 2019-09-27 | OCSL | Sale | 38 | 5.25 | 199 |
| 2019-09-30 | OCSL | Sale | 84 | 5.25 | 441 |
| 2019-09-19 | OCSL | Sale | 200 | 5.25 | 1,050 |
| 2019-09-16 | OCSL | Sale | 20,925 | 5.26 | 110,086 |
| 2019-09-17 | OCSL | Sale | 1,800 | 5.27 | 9,478 |
| 2019-07-09 | OCSL | Sale | 1,200 | 5.41 | 6,487 |
| 2019-07-05 | OCSL | Sale | 51,000 | 5.43 | 277,032 |
| 2019-07-08 | OCSL | Sale | 8,284 | 5.40 | 44,733 |
| 2019-07-02 | OCSL | Sale | 19,964 | 5.43 | 108,404 |
| 2019-07-03 | OCSL | Sale | 19,000 | 5.47 | 103,968 |
| 2019-07-01 | OCSL | Sale | 32,230 | 5.42 | 174,557 |
| 2019-06-28 | OCSL | Sale | 23,200 | 5.41 | 125,558 |
| 2019-06-26 | OCSL | Sale | 48,400 | 5.40 | 261,456 |
| 2019-06-27 | OCSL | Sale | 3,705 | 5.41 | 20,029 |
| 2019-06-21 | OCSL | Sale | 55,900 | 5.42 | 303,033 |
| 2019-06-24 | OCSL | Sale | 14,353 | 5.42 | 77,735 |
| 2019-06-19 | OCSL | Sale | 42,491 | 5.40 | 229,621 |
| 2019-06-20 | OCSL | Sale | 16,866 | 5.40 | 91,110 |
| 2019-06-18 | OCSL | Sale | 22,917 | 5.45 | 124,874 |
| 2019-06-17 | OCSL | Sale | 34,917 | 5.44 | 190,053 |
| 2019-06-14 | OCSL | Sale | 27,332 | 5.46 | 149,342 |
| 2019-06-13 | OCSL | Sale | 70,700 | 5.41 | 382,557 |
| 2019-05-24 | OCSL | Sale | 19,420 | 5.54 | 107,664 |
| 2019-05-23 | OCSL | Sale | 52,464 | 5.54 | 290,388 |
| 2019-05-22 | OCSL | Sale | 12,608 | 5.63 | 70,995 |
| 2019-05-20 | OCSL | Sale | 28,900 | 5.64 | 163,111 |
| 2019-05-21 | OCSL | Sale | 19,800 | 5.64 | 111,632 |
| 2019-05-17 | OCSL | Sale | 77,945 | 5.69 | 443,818 |
| 2019-05-16 | OCSL | Sale | 101,000 | 5.68 | 573,377 |
| 2019-05-15 | OCSL | Sale | 61,436 | 5.52 | 339,372 |
| 2019-05-14 | OCSL | Sale | 65,300 | 5.49 | 358,758 |
| 2019-05-10 | OCSL | Sale | 97,200 | 5.49 | 533,336 |
| 2019-05-13 | OCSL | Sale | 52,500 | 5.48 | 287,805 |
| 2019-05-09 | OCSL | Sale | 94,400 | 5.45 | 514,763 |
| 2019-05-08 | OCSL | Sale | 270,500 | 5.46 | 1,475,577 |
| 2018-08-03 | OCSL | Sale | 100,000 | 5.00 | 500,000 |
| 2018-08-02 | OCSL | Sale | 100,000 | 5.00 | 500,000 |
| 2018-08-13 | OCSL | Sale | 1,800 | 5.00 | 9,000 |
| 2019-04-10 | OCSL | Sale | 85,700 | 5.30 | 454,638 |
| 2019-04-09 | OCSL | Sale | 15,401 | 5.31 | 81,717 |
| 2019-04-08 | OCSL | Sale | 24,620 | 5.30 | 130,510 |
| 2019-04-05 | OCSL | Sale | 1,661 | 5.30 | 8,803 |
| 2019-02-15 | OCSL | Sale | 45,661 | 5.26 | 239,994 |
| 2019-02-14 | OCSL | Sale | 107,600 | 5.25 | 565,438 |
| 2019-02-13 | OCSL | Sale | 48,700 | 5.26 | 255,967 |
| 2019-02-12 | OCSL | Sale | 35,120 | 5.26 | 184,801 |
| 2019-02-08 | OCSL | Sale | 69,166 | 5.25 | 363,328 |
| 2019-02-11 | OCSL | Sale | 22,504 | 5.25 | 118,146 |
| 2018-08-27 | OCSL | Sale | 54,176 | 5.06 | 274,184 |
| 2018-08-24 | OCSL | Sale | 23,824 | 5.05 | 120,311 |
| 2018-08-23 | OCSL | Sale | 79,238 | 5.05 | 400,310 |
| 2018-08-21 | OCSL | Sale | 200,000 | 5.00 | 1,000,000 |
| 2018-08-20 | OCSL | Sale | 5,900 | 5.00 | 29,500 |
| 2018-08-17 | OCSL | Sale | 67,000 | 5.00 | 335,201 |
| 2018-08-16 | OCSL | Sale | 116,000 | 5.00 | 580,000 |
| 2018-06-04 | OCSL | Sale | 23,226 | 5.00 | 116,130 |
| 2018-06-05 | OCSL | Sale | 17,902 | 5.00 | 89,581 |
| 2018-05-30 | OCSL | Sale | 47,100 | 5.00 | 235,500 |
| 2018-05-25 | OCSL | Sale | 14,923 | 5.00 | 74,615 |
| 2018-05-23 | OCSL | Sale | 100 | 5.00 | 500 |
| 2018-05-21 | OCSL | Sale | 23,868 | 5.00 | 119,340 |
| 2018-05-22 | OCSL | Sale | 100,000 | 5.00 | 500,000 |
| 2017-10-19 | OCSL | Buy | 1,409,606 | 5.56 | 7,837,409 |
| 2017-03-28 | FSC | Buy | 266,073 | 4.75 | 1,263,846 |
| 2017-03-29 | FSC | Buy | 102,000 | 4.71 | 480,420 |
| 2017-03-23 | FSC | Buy | 210,000 | 4.66 | 978,600 |
| 2017-03-24 | FSC | Buy | 222,101 | 4.65 | 1,033,213 |
| 2017-03-27 | FSC | Buy | 223,749 | 4.68 | 1,048,264 |
| 2017-03-22 | FSC | Buy | 269,871 | 4.64 | 1,252,201 |
| 2017-03-21 | FSC | Buy | 207,613 | 4.63 | 961,248 |
| 2017-03-20 | FSC | Buy | 175,000 | 4.64 | 812,000 |
| 2017-03-17 | FSC | Buy | 170,000 | 4.59 | 780,300 |
| 2017-03-15 | FSC | Buy | 1,273,000 | 4.51 | 5,741,230 |
| 2017-03-13 | FSC | Buy | 176,476 | 4.50 | 794,142 |
| 2017-03-14 | FSC | Buy | 356,492 | 4.51 | 1,607,778 |
| 2017-03-09 | FSC | Buy | 205,169 | 4.37 | 896,588 |
| 2017-03-10 | FSC | Buy | 389,571 | 4.43 | 1,725,799 |
| 2016-12-23 | FSC | Sale | 900 | 5.55 | 4,995 |
| 2016-12-20 | FSC | Sale | 6,025 | 5.55 | 33,456 |
| 2016-12-21 | FSC | Sale | 4,580 | 5.55 | 25,419 |
| 2016-12-13 | FSC | Sale | 46,583 | 5.56 | 259,001 |
| 2016-12-12 | FSC | Sale | 34,201 | 5.61 | 191,867 |
| 2016-12-08 | FSC | Sale | 100,000 | 5.56 | 556,000 |
| 2016-12-09 | FSC | Sale | 50,000 | 5.57 | 278,500 |
| 2015-02-10 | FSC | Buy | 650,000 | 7.04 | 4,576,650 |
| 2015-02-11 | FSC | Buy | 471,851 | 6.83 | 3,220,383 |
Table 5. Insider trading of Oaktree Strategic Income Corp (OCSI) by Tannenbaum Leonard M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2020-12-01 | OCSI | Sale | 400 | 7.80 | 3,120 |
| 2020-11-30 | OCSI | Sale | 11,804 | 7.79 | 91,917 |
| 2020-11-25 | OCSI | Sale | 12,108 | 7.76 | 94,006 |
| 2020-11-27 | OCSI | Sale | 206 | 7.85 | 1,617 |
| 2020-02-27 | OCSI | Sale | 1,309 | 8.44 | 11,047 |
| 2020-02-21 | OCSI | Sale | 4,102 | 8.36 | 34,276 |
| 2020-02-20 | OCSI | Sale | 9,915 | 8.37 | 82,958 |
| 2020-02-18 | OCSI | Sale | 10,970 | 8.40 | 92,202 |
| 2020-02-19 | OCSI | Sale | 2,378 | 8.35 | 19,863 |
| 2020-02-13 | OCSI | Sale | 7,394 | 8.36 | 61,813 |
| 2020-02-14 | OCSI | Sale | 7,060 | 8.38 | 59,127 |
| 2020-02-11 | OCSI | Sale | 13,295 | 8.37 | 111,279 |
| 2020-02-12 | OCSI | Sale | 6,304 | 8.36 | 52,669 |
| 2020-02-10 | OCSI | Sale | 10,600 | 8.37 | 88,721 |
| 2020-02-07 | OCSI | Sale | 6,788 | 8.35 | 56,693 |
| 2020-02-05 | OCSI | Sale | 6,357 | 8.36 | 53,131 |
| 2020-02-06 | OCSI | Sale | 738 | 8.35 | 6,164 |
| 2020-01-23 | OCSI | Sale | 600 | 8.35 | 5,011 |
| 2020-01-21 | OCSI | Sale | 9,700 | 8.35 | 81,033 |
| 2020-01-22 | OCSI | Sale | 300 | 8.35 | 2,505 |
| 2020-01-17 | OCSI | Sale | 743 | 8.35 | 6,204 |
| 2020-01-16 | OCSI | Sale | 3,400 | 8.36 | 28,427 |
| 2020-01-14 | OCSI | Sale | 600 | 8.36 | 5,014 |
| 2020-01-15 | OCSI | Sale | 1,401 | 8.35 | 11,699 |
| 2020-01-10 | OCSI | Sale | 100 | 8.35 | 835 |
| 2020-01-13 | OCSI | Sale | 6,087 | 8.35 | 50,850 |
| 2019-12-17 | OCSI | Sale | 5,631 | 8.36 | 47,092 |
| 2019-12-18 | OCSI | Sale | 500,000 | 8.26 | 4,130,000 |
| 2019-12-11 | OCSI | Sale | 10,000 | 8.35 | 83,530 |
| 2019-12-12 | OCSI | Sale | 1,300 | 8.30 | 10,790 |
| 2019-12-06 | OCSI | Sale | 4,550 | 8.35 | 37,992 |
| 2019-12-09 | OCSI | Sale | 9,406 | 8.36 | 78,587 |
| 2019-12-04 | OCSI | Sale | 1,637 | 8.25 | 13,510 |
| 2019-11-26 | OCSI | Sale | 10 | 8.25 | 82 |
| 2019-11-25 | OCSI | Sale | 1,000 | 8.25 | 8,250 |
| 2019-11-22 | OCSI | Sale | 60 | 8.25 | 495 |
| 2019-09-30 | OCSI | Sale | 14,400 | 8.26 | 118,944 |
| 2019-10-01 | OCSI | Sale | 2,656 | 8.26 | 21,930 |
| 2019-09-27 | OCSI | Sale | 4,100 | 8.25 | 33,833 |
| 2019-09-25 | OCSI | Sale | 117 | 8.25 | 965 |
| 2019-09-26 | OCSI | Sale | 4,076 | 8.25 | 33,643 |
| 2019-05-22 | OCSI | Sale | 2,100 | 8.50 | 17,854 |
| 2019-05-21 | OCSI | Sale | 100 | 8.50 | 850 |
| 2019-05-23 | OCSI | Sale | 232,014 | 8.50 | 1,972,351 |
| 2019-05-17 | OCSI | Sale | 6,800 | 8.51 | 57,847 |
| 2019-05-20 | OCSI | Sale | 6,045 | 8.51 | 51,448 |
| 2019-05-09 | OCSI | Sale | 3,150 | 8.51 | 26,790 |
| 2019-05-10 | OCSI | Sale | 7,600 | 8.52 | 64,752 |
| 2019-05-07 | OCSI | Sale | 385 | 8.62 | 3,318 |
| 2019-05-06 | OCSI | Sale | 2,600 | 8.62 | 22,417 |
| 2019-05-03 | OCSI | Sale | 3,256 | 8.65 | 28,154 |
| 2019-05-02 | OCSI | Sale | 11,600 | 8.63 | 100,061 |
| 2019-05-01 | OCSI | Sale | 6,600 | 8.64 | 57,017 |
| 2019-04-29 | OCSI | Sale | 200 | 8.62 | 1,723 |
| 2019-04-30 | OCSI | Sale | 3,018 | 8.64 | 26,069 |
| 2018-08-03 | OCSI | Sale | 7,000 | 8.56 | 59,920 |
| 2018-08-14 | OCSI | Sale | 5,000 | 8.78 | 43,900 |
| 2018-08-02 | OCSI | Sale | 6,300 | 8.53 | 53,738 |
| 2018-08-13 | OCSI | Sale | 23,731 | 8.76 | 207,883 |
| 2018-08-06 | OCSI | Sale | 0 | 8.61 | 0 |
| 2018-11-30 | OCSI | Sale | 3,400 | 8.53 | 28,991 |
| 2018-12-03 | OCSI | Sale | 3,785 | 8.52 | 32,244 |
| 2018-10-09 | OCSI | Sale | 4,562 | 8.62 | 39,324 |
| 2018-10-05 | OCSI | Sale | 15,638 | 8.62 | 134,830 |
| 2018-10-03 | OCSI | Sale | 7,000 | 8.63 | 60,410 |
| 2018-10-04 | OCSI | Sale | 8,100 | 8.62 | 69,862 |
| 2018-10-02 | OCSI | Sale | 6,200 | 8.62 | 53,462 |
| 2018-10-01 | OCSI | Sale | 4,940 | 8.63 | 42,632 |
| 2018-09-28 | OCSI | Sale | 8,060 | 8.64 | 69,662 |
| 2018-09-27 | OCSI | Sale | 200 | 8.62 | 1,723 |
| 2018-09-26 | OCSI | Sale | 7,100 | 8.65 | 61,422 |
| 2018-09-25 | OCSI | Sale | 3,065 | 8.62 | 26,435 |
| 2018-09-21 | OCSI | Sale | 10,863 | 8.65 | 94,008 |
| 2018-09-24 | OCSI | Sale | 4,272 | 8.64 | 36,922 |
| 2018-09-19 | OCSI | Sale | 3,567 | 8.62 | 30,747 |
| 2018-09-20 | OCSI | Sale | 14,390 | 8.63 | 124,171 |
| 2018-09-11 | OCSI | Sale | 553 | 8.62 | 4,766 |
| 2018-09-12 | OCSI | Sale | 2,490 | 8.62 | 21,463 |
| 2018-09-07 | OCSI | Sale | 4,468 | 8.62 | 38,514 |
| 2018-09-05 | OCSI | Sale | 9,745 | 8.62 | 84,011 |
| 2018-09-06 | OCSI | Sale | 1,723 | 8.62 | 14,855 |
| 2018-08-31 | OCSI | Sale | 20,000 | 8.67 | 173,320 |
| 2018-09-04 | OCSI | Sale | 9,500 | 8.64 | 82,051 |
| 2018-08-30 | OCSI | Sale | 5,400 | 8.69 | 46,915 |
| 2018-08-29 | OCSI | Sale | 10,100 | 8.68 | 87,627 |
| 2018-08-27 | OCSI | Sale | 9,500 | 8.71 | 82,764 |
| 2018-08-28 | OCSI | Sale | 20,000 | 8.69 | 173,720 |
| 2018-08-24 | OCSI | Sale | 8,000 | 8.72 | 69,744 |
| 2018-08-23 | OCSI | Sale | 6,400 | 8.74 | 55,910 |
| 2018-08-21 | OCSI | Sale | 7,900 | 8.75 | 69,125 |
| 2018-08-22 | OCSI | Sale | 20,000 | 8.80 | 176,000 |
| 2018-08-20 | OCSI | Sale | 5,600 | 8.75 | 49,005 |
| 2018-08-17 | OCSI | Sale | 5,750 | 8.75 | 50,312 |
| 2018-08-15 | OCSI | Sale | 5,850 | 8.76 | 51,228 |
| 2018-08-16 | OCSI | Sale | 15,000 | 8.74 | 131,175 |
| 2018-08-01 | OCSI | Sale | 2,681 | 8.50 | 22,788 |
| 2018-07-31 | OCSI | Sale | 2,474 | 8.50 | 21,029 |
| 2018-07-20 | OCSI | Sale | 5,090 | 8.52 | 43,366 |
| 2018-07-19 | OCSI | Sale | 236 | 8.51 | 2,008 |
| 2018-07-18 | OCSI | Sale | 9,351 | 8.54 | 79,857 |
| 2018-07-06 | OCSI | Sale | 1,838 | 8.50 | 15,623 |
| 2018-06-29 | OCSI | Sale | 2,138 | 8.50 | 18,173 |
| 2018-05-24 | OCSI | Sale | 100 | 8.50 | 850 |
| 2018-05-23 | OCSI | Sale | 4,344 | 8.50 | 36,924 |
| 2018-05-15 | OCSI | Sale | 2,670 | 8.50 | 22,695 |
| 2018-05-16 | OCSI | Sale | 1,914 | 8.50 | 16,269 |
| 2017-10-31 | OCSI | Sale | 4,578 | 9.00 | 41,202 |
| 2017-10-23 | OCSI | Sale | 1,900 | 9.00 | 17,100 |
| 2017-10-24 | OCSI | Sale | 2,100 | 9.00 | 18,900 |
| 2017-10-20 | OCSI | Sale | 18,800 | 9.01 | 169,331 |
| 2017-02-16 | FSFR | Buy | 25,035 | 9.04 | 226,266 |
| 2017-02-15 | FSFR | Buy | 9,188 | 9.05 | 83,142 |
| 2016-09-13 | FSFR | Buy | 865,868 | 8.52 | 7,377,195 |
| 2016-09-07 | FSFR | Buy | 38,313 | 8.92 | 341,675 |
| 2016-09-02 | FSFR | Buy | 34,530 | 8.91 | 307,627 |
| 2016-09-06 | FSFR | Buy | 38,313 | 8.89 | 340,602 |
| 2016-09-01 | FSFR | Buy | 250,000 | 8.91 | 2,227,500 |
| 2016-08-24 | FSFR | Buy | 400,098 | 8.67 | 3,468,849 |
| 2016-08-22 | FSFR | Buy | 11,599 | 8.50 | 98,591 |
| 2016-08-18 | FSFR | Buy | 35,879 | 8.49 | 304,540 |
| 2016-08-19 | FSFR | Buy | 35,879 | 8.52 | 305,653 |
| 2016-08-12 | FSFR | Buy | 1,000,000 | 8.47 | 8,469,000 |
| 2016-02-04 | FSFR | Buy | 29,284 | 7.68 | 224,842 |
| 2016-02-03 | FSFR | Buy | 19,642 | 7.52 | 147,707 |
| 2016-02-02 | FSFR | Buy | 39,284 | 7.54 | 296,083 |
| 2016-01-28 | FSFR | Buy | 13,572 | 7.45 | 101,111 |
| 2016-02-01 | FSFR | Buy | 39,284 | 7.58 | 297,694 |
| 2016-01-29 | FSFR | Buy | 40,915 | 7.67 | 313,899 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Tannenbaum Leonard M
(Director of Advanced Flower Capital Inc. at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.