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Insider Trading History of Gross William H
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Gross William H since 2005.
The trader's CIK number is 1201891.
At the time of the last reporting, Gross William H was the Other of Pimco Corporate Income Fund. (stock ticker symbol PCN).
Also see all insider trading activities at Pimco Corporate Income Fund.
Note that in the past
GROSS WILLIAM H also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Pimco Income Strategy Fund Ii (PFN) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2010 | PFN | 491,933 | $4,447,669 | 0 | $0 | 0 | $0 |
| 2007 | PFN | 93,672 | $1,419,307 | 0 | $0 | 0 | $0 |
| 2005 | PFN | 125,000 | $2,182,340 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pimco Global Stocksplus & Income Fund (PGP) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2011 | PGP | 0 | $0 | 52,700 | $986,543 | 0 | $0 |
| 2008 | PGP | 2,700 | $57,294 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pcm Fund, Inc. (PCM) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2013 | PCM | 40,718 | $462,610 | 0 | $0 | 0 | $0 |
| 2006 | PCM | 0 | $0 | 55 | $752 | 0 | $0 |
Yearly summary of insider trading at Pimco Corporate & Income Opportunity Fund (PTY) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | PTY | 0 | $0 | 63,338 | $1,061,673 | 0 | $0 |
| 2014 | PTY | 74,434 | $1,374,362 | 0 | $0 | 0 | $0 |
| 2013 | PTY | 0 | $0 | 79,000 | $1,657,578 | 0 | $0 |
| 2012 | PTY | 643,888 | $12,437,502 | 0 | $0 | 0 | $0 |
| 2010 | PTY | 635,804 | $10,176,653 | 0 | $0 | 0 | $0 |
| 2007 | PTY | 105,300 | $1,460,440 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pimco Floating Rate Income Fund (PFL) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2013 | PFL | 0 | $0 | 85,171 | $1,022,040 | 0 | $0 |
| 2010 | PFL | 469,925 | $4,991,092 | 0 | $0 | 0 | $0 |
| 2007 | PFL | 43,145 | $679,464 | 0 | $0 | 0 | $0 |
| 2005 | PFL | 59,500 | $1,072,912 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pimco California Municipal Income Fund Ii (PCK) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2014 | PCK | 0 | $0 | 94,033 | $900,809 | 0 | $0 |
| 2010 | PCK | 132,372 | $1,084,325 | 0 | $0 | 0 | $0 |
| 2005 | PCK | 69,400 | $999,260 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pimco Municipal Income Fund (PMF) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2014 | PMF | 328,263 | $4,632,754 | 0 | $0 | 0 | $0 |
| 2013 | PMF | 64,709 | $809,603 | 0 | $0 | 0 | $0 |
| 2010 | PMF | 69,774 | $838,965 | 0 | $0 | 0 | $0 |
| 2005 | PMF | 35,200 | $543,536 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pimco Corporate Income Fund (PCN) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | PCN | 0 | $0 | 59,352 | $911,531 | 0 | $0 |
| 2014 | PCN | 258,961 | $4,286,002 | 0 | $0 | 0 | $0 |
| 2013 | PCN | 356,079 | $5,895,886 | 0 | $0 | 0 | $0 |
| 2012 | PCN | 318,963 | $5,524,882 | 0 | $0 | 0 | $0 |
| 2010 | PCN | 207,769 | $3,030,729 | 0 | $0 | 0 | $0 |
| 2007 | PCN | 21,200 | $253,384 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pimco High Income Fund (PHK) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | PHK | 0 | $0 | 20,000 | $359,360 | 0 | $0 |
| 2010 | PHK | 199,600 | $2,419,746 | 0 | $0 | 0 | $0 |
| 2007 | PHK | 7,000 | $79,030 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pimco Municipal Income Fund Ii (PML) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2014 | PML | 184,129 | $2,184,312 | 0 | $0 | 0 | $0 |
| 2013 | PML | 0 | $0 | 72,000 | $833,040 | 0 | $0 |
| 2010 | PML | 0 | $0 | 45,000 | $502,269 | 0 | $0 |
| 2007 | PML | 107,100 | $1,472,133 | 67,348 | $946,239 | 0 | $0 |
| 2005 | PML | 23,400 | $342,098 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pimco New York Municipal Income Fund Iii (PYN) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2007 | PYN | 8,500 | $104,268 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pimco California Municipal Income Fund (PCQ) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2014 | PCQ | 172,491 | $2,509,403 | 0 | $0 | 0 | $0 |
| 2013 | PCQ | 77,975 | $1,033,687 | 0 | $0 | 0 | $0 |
| 2010 | PCQ | 115,293 | $1,336,845 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pimco California Municipal Income Fund Iii (PZC) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2014 | PZC | 9,740 | $101,948 | 0 | $0 | 0 | $0 |
| 2010 | PZC | 68,896 | $592,253 | 0 | $0 | 0 | $0 |
| 2007 | PZC | 40,800 | $532,193 | 0 | $0 | 0 | $0 |
| 2005 | PZC | 30,400 | $433,626 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pimco Municipal Income Fund Iii (PMX) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2014 | PMX | 2,712 | $29,964 | 0 | $0 | 0 | $0 |
| 2010 | PMX | 173,755 | $1,696,207 | 0 | $0 | 0 | $0 |
| 2007 | PMX | 0 | $0 | 35,750 | $516,499 | 0 | $0 |
| 2005 | PMX | 33,500 | $479,352 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pimco Dynamic Credit & Mortgage Income Fund (PCI) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2014 | PCI | 2,674,517 | $62,579,842 | 0 | $0 | 0 | $0 |
| 2013 | PCI | 391,366 | $8,717,445 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Pimco Dynamic Income Fund (PDI) by Gross William H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | PDI | 0 | $0 | 82,733 | $2,505,140 | 0 | $0 |
| 2014 | PDI | 1,527,863 | $49,246,067 | 0 | $0 | 0 | $0 |
| 2013 | PDI | 100,000 | $2,930,900 | 0 | $0 | 0 | $0 |
Insider trading activities at 16 companies by Gross William H:
1. Pimco Income Strategy Fund Ii (PFN)
2. Pimco Global Stocksplus & Income Fund (PGP)
3. Pcm Fund, Inc. (PCM)
4. Pimco Corporate & Income Opportunity Fund (PTY)
5. Pimco Floating Rate Income Fund (PFL)
6. Pimco California Municipal Income Fund Ii (PCK)
7. Pimco Municipal Income Fund (PMF)
8. Pimco Corporate Income Fund (PCN)
9. Pimco High Income Fund (PHK)
10. Pimco Municipal Income Fund Ii (PML)
11. Pimco New York Municipal Income Fund Iii (PYN)
12. Pimco California Municipal Income Fund (PCQ)
13. Pimco California Municipal Income Fund Iii (PZC)
14. Pimco Municipal Income Fund Iii (PMX)
15. Pimco Dynamic Credit & Mortgage Income Fund (PCI)
16. Pimco Dynamic Income Fund (PDI)
Table 1. Insider trading of Pimco Income Strategy Fund Ii (PFN) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2010-12-14 | PFN | Buy | 50,000 | 9.64 | 481,900 |
| 2010-12-13 | PFN | Buy | 128,033 | 9.37 | 1,199,541 |
| 2010-05-25 | PFN | Buy | 23,538 | 8.77 | 206,428 |
| 2010-05-20 | PFN | Buy | 100,000 | 8.83 | 882,799 |
| 2010-05-11 | PFN | Buy | 7,600 | 8.95 | 68,020 |
| 2010-05-10 | PFN | Buy | 73,162 | 9.00 | 658,311 |
| 2010-05-07 | PFN | Buy | 109,600 | 8.67 | 950,670 |
| 2007-12-14 | PFN | Buy | 72,873 | 14.75 | 1,074,876 |
| 2007-10-22 | PFN | Buy | 20,799 | 16.56 | 344,431 |
| 2005-12-15 | PFN | Buy | 17,000 | 17.43 | 296,310 |
| 2005-12-16 | PFN | Buy | 33,000 | 17.42 | 574,860 |
| 2005-12-19 | PFN | Buy | 10,000 | 17.46 | 174,600 |
| 2005-12-16 | PFN | Buy | 33,000 | 17.42 | 574,860 |
| 2005-12-15 | PFN | Buy | 17,000 | 17.43 | 296,310 |
| 2005-12-06 | PFN | Buy | 5,000 | 17.80 | 89,000 |
| 2005-11-28 | PFN | Buy | 10,000 | 17.64 | 176,400 |
Table 2. Insider trading of Pimco Global Stocksplus & Income Fund (PGP) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2011-09-22 | PGP | Sale | 10,600 | 17.88 | 189,475 |
| 2011-09-23 | PGP | Sale | 10,300 | 18.15 | 186,965 |
| 2011-09-21 | PGP | Sale | 10,600 | 18.94 | 200,806 |
| 2011-09-20 | PGP | Sale | 10,600 | 19.39 | 205,491 |
| 2011-09-19 | PGP | Sale | 10,600 | 19.23 | 203,806 |
| 2008-02-15 | PGP | Buy | 2,700 | 21.22 | 57,294 |
Table 3. Insider trading of Pcm Fund, Inc. (PCM) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2013-09-10 | PCM | Buy | 10,636 | 11.35 | 120,718 |
| 2013-09-09 | PCM | Buy | 11,382 | 11.29 | 128,525 |
| 2013-08-13 | PCM | Buy | 18,700 | 11.41 | 213,367 |
| 2006-07-24 | PCM | Sale | 55 | 13.69 | 752 |
Table 4. Insider trading of Pimco Corporate & Income Opportunity Fund (PTY) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-02-04 | PTY | Sale | 6,708 | 16.75 | 112,359 |
| 2015-02-03 | PTY | Sale | 50,000 | 16.76 | 838,050 |
| 2015-02-02 | PTY | Sale | 6,630 | 16.78 | 111,264 |
| 2014-08-22 | PTY | Buy | 6,564 | 18.57 | 121,886 |
| 2014-08-20 | PTY | Buy | 31,987 | 18.55 | 593,454 |
| 2014-08-19 | PTY | Buy | 300 | 18.47 | 5,541 |
| 2014-08-15 | PTY | Buy | 10,160 | 18.36 | 186,537 |
| 2014-08-14 | PTY | Buy | 25,423 | 18.37 | 466,944 |
| 2013-05-17 | PTY | Sale | 79,000 | 20.98 | 1,657,578 |
| 2012-11-15 | PTY | Buy | 169,693 | 18.93 | 3,213,136 |
| 2012-10-15 | PTY | Buy | 26,500 | 20.30 | 537,870 |
| 2012-10-11 | PTY | Buy | 56,134 | 19.88 | 1,116,056 |
| 2012-10-10 | PTY | Buy | 391,561 | 19.33 | 7,570,440 |
| 2010-12-28 | PTY | Buy | 100,000 | 17.20 | 1,719,700 |
| 2010-12-27 | PTY | Buy | 132,353 | 16.97 | 2,245,500 |
| 2010-12-14 | PTY | Buy | 16,237 | 15.87 | 257,697 |
| 2010-12-13 | PTY | Buy | 242,615 | 15.75 | 3,821,428 |
| 2010-05-25 | PTY | Buy | 39,818 | 15.02 | 598,066 |
| 2010-05-20 | PTY | Buy | 100,000 | 14.62 | 1,462,500 |
| 2010-05-17 | PTY | Buy | 4,781 | 15.01 | 71,762 |
| 2007-08-17 | PTY | Buy | 400 | 13.30 | 5,320 |
| 2007-07-25 | PTY | Buy | 100,000 | 13.88 | 1,387,500 |
| 2007-07-25 | PTY | Buy | 4,900 | 13.80 | 67,620 |
Table 5. Insider trading of Pimco Floating Rate Income Fund (PFL) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2013-07-25 | PFL | Sale | 10,171 | 11.70 | 119,021 |
| 2013-07-05 | PFL | Sale | 15,500 | 11.15 | 172,902 |
| 2013-06-18 | PFL | Sale | 36,826 | 12.32 | 453,880 |
| 2013-06-19 | PFL | Sale | 22,674 | 12.18 | 276,237 |
| 2010-12-14 | PFL | Buy | 50,000 | 11.09 | 554,500 |
| 2010-12-13 | PFL | Buy | 114,465 | 10.86 | 1,243,433 |
| 2010-05-25 | PFL | Buy | 5,460 | 10.25 | 55,959 |
| 2010-05-20 | PFL | Buy | 100,000 | 10.23 | 1,023,000 |
| 2010-05-06 | PFL | Buy | 200,000 | 10.57 | 2,114,200 |
| 2007-12-14 | PFL | Buy | 8,477 | 15.45 | 130,952 |
| 2007-12-13 | PFL | Buy | 31,873 | 15.68 | 499,768 |
| 2007-10-22 | PFL | Buy | 2,795 | 17.44 | 48,744 |
| 2005-12-16 | PFL | Buy | 24,500 | 18.01 | 441,245 |
| 2005-12-19 | PFL | Buy | 2,000 | 18.05 | 36,100 |
| 2005-12-20 | PFL | Buy | 700 | 18.06 | 12,642 |
| 2005-12-16 | PFL | Buy | 24,500 | 18.01 | 441,245 |
| 2005-12-12 | PFL | Buy | 5,000 | 18.20 | 91,000 |
| 2005-11-28 | PFL | Buy | 2,800 | 18.10 | 50,680 |
Table 6. Insider trading of Pimco California Municipal Income Fund Ii (PCK) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2014-02-21 | PCK | Sale | 8,800 | 9.57 | 84,189 |
| 2014-02-20 | PCK | Sale | 8,899 | 9.54 | 84,887 |
| 2014-02-19 | PCK | Sale | 8,000 | 9.59 | 76,704 |
| 2014-02-18 | PCK | Sale | 62,457 | 9.58 | 598,587 |
| 2014-02-14 | PCK | Sale | 5,877 | 9.60 | 56,442 |
| 2010-12-13 | PCK | Buy | 14,500 | 8.07 | 117,043 |
| 2010-12-10 | PCK | Buy | 48,816 | 8.14 | 397,313 |
| 2010-12-09 | PCK | Buy | 50,000 | 8.25 | 412,300 |
| 2010-12-08 | PCK | Buy | 19,056 | 8.27 | 157,669 |
| 2005-03-09 | PCK | Buy | 9,400 | 14.50 | 136,300 |
| 2005-02-17 | PCK | Buy | 30,000 | 14.39 | 431,700 |
| 2005-04-15 | PCK | Buy | 10,000 | 14.37 | 143,660 |
| 2005-03-22 | PCK | Buy | 10,000 | 14.26 | 142,600 |
| 2005-03-09 | PCK | Buy | 10,000 | 14.50 | 145,000 |
Table 7. Insider trading of Pimco Municipal Income Fund (PMF) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2014-06-13 | PMF | Buy | 7,727 | 14.25 | 110,102 |
| 2014-06-06 | PMF | Buy | 34,033 | 14.15 | 481,669 |
| 2014-05-20 | PMF | Buy | 30,681 | 14.40 | 441,683 |
| 2014-05-16 | PMF | Buy | 9,609 | 14.27 | 137,072 |
| 2014-05-15 | PMF | Buy | 14,800 | 14.15 | 209,494 |
| 2014-05-14 | PMF | Buy | 19,047 | 14.10 | 268,524 |
| 2014-05-13 | PMF | Buy | 16,900 | 13.99 | 236,363 |
| 2014-05-08 | PMF | Buy | 65,433 | 14.21 | 929,868 |
| 2014-05-07 | PMF | Buy | 47,782 | 14.04 | 670,907 |
| 2014-05-06 | PMF | Buy | 82,251 | 13.95 | 1,147,072 |
| 2013-10-22 | PMF | Buy | 50,000 | 12.52 | 625,800 |
| 2013-10-21 | PMF | Buy | 14,709 | 12.50 | 183,803 |
| 2010-12-13 | PMF | Buy | 14,439 | 11.95 | 172,546 |
| 2010-12-09 | PMF | Buy | 23,333 | 12.05 | 281,115 |
| 2010-12-10 | PMF | Buy | 32,002 | 12.04 | 385,304 |
| 2005-06-01 | PMF | Buy | 2,400 | 15.19 | 36,456 |
| 2005-03-11 | PMF | Buy | 16,000 | 14.63 | 234,080 |
| 2005-04-15 | PMF | Buy | 800 | 14.45 | 11,560 |
| 2005-03-11 | PMF | Buy | 16,000 | 16.34 | 261,440 |
Table 8. Insider trading of Pimco Corporate Income Fund (PCN) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-02-04 | PCN | Sale | 7,503 | 15.30 | 114,825 |
| 2015-02-03 | PCN | Sale | 22,649 | 15.34 | 347,435 |
| 2015-02-02 | PCN | Sale | 29,200 | 15.39 | 449,271 |
| 2014-08-22 | PCN | Buy | 35,426 | 16.76 | 593,775 |
| 2014-08-21 | PCN | Buy | 18,812 | 16.78 | 315,608 |
| 2014-08-20 | PCN | Buy | 47,026 | 16.74 | 787,309 |
| 2014-08-19 | PCN | Buy | 12,700 | 16.65 | 211,454 |
| 2014-08-15 | PCN | Buy | 12,860 | 16.63 | 213,887 |
| 2014-08-14 | PCN | Buy | 31,365 | 16.56 | 519,404 |
| 2014-08-13 | PCN | Buy | 15,788 | 16.38 | 258,575 |
| 2014-08-12 | PCN | Buy | 4,800 | 16.27 | 78,110 |
| 2014-08-11 | PCN | Buy | 47,712 | 16.36 | 780,568 |
| 2014-08-08 | PCN | Buy | 32,472 | 16.24 | 527,312 |
| 2013-09-10 | PCN | Buy | 33,397 | 16.10 | 537,591 |
| 2013-09-09 | PCN | Buy | 63,518 | 16.06 | 1,019,845 |
| 2013-06-12 | PCN | Buy | 143,704 | 16.75 | 2,406,610 |
| 2013-06-10 | PCN | Buy | 30,534 | 16.70 | 510,009 |
| 2013-06-11 | PCN | Buy | 84,926 | 16.74 | 1,421,831 |
| 2012-11-15 | PCN | Buy | 20,779 | 17.02 | 353,658 |
| 2012-10-15 | PCN | Buy | 28,184 | 18.13 | 511,004 |
| 2012-10-10 | PCN | Buy | 250,000 | 17.53 | 4,382,000 |
| 2012-08-17 | PCN | Buy | 20,000 | 13.91 | 278,220 |
| 2010-12-14 | PCN | Buy | 46,701 | 14.62 | 683,002 |
| 2010-12-13 | PCN | Buy | 161,068 | 14.58 | 2,347,727 |
| 2007-10-22 | PCN | Buy | 2,000 | 13.70 | 27,400 |
| 2007-08-16 | PCN | Buy | 19,200 | 11.77 | 225,984 |
Table 9. Insider trading of Pimco High Income Fund (PHK) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-08-17 | PHK | Sale | 20,000 | 17.97 | 359,360 |
| 2010-12-14 | PHK | Buy | 50,000 | 12.09 | 604,500 |
| 2010-12-13 | PHK | Buy | 149,600 | 12.13 | 1,815,246 |
| 2007-08-16 | PHK | Buy | 7,000 | 11.29 | 79,030 |
Table 10. Insider trading of Pimco Municipal Income Fund Ii (PML) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2014-08-08 | PML | Buy | 31,049 | 11.74 | 364,670 |
| 2014-07-08 | PML | Buy | 64,144 | 11.79 | 756,129 |
| 2014-06-25 | PML | Buy | 19,044 | 11.99 | 228,375 |
| 2014-06-09 | PML | Buy | 8,200 | 12.12 | 99,400 |
| 2014-05-13 | PML | Buy | 61,692 | 11.93 | 735,738 |
| 2013-06-18 | PML | Sale | 72,000 | 11.57 | 833,040 |
| 2010-07-16 | PML | Sale | 12,000 | 11.13 | 133,512 |
| 2010-07-15 | PML | Sale | 21,500 | 11.10 | 238,650 |
| 2010-07-13 | PML | Sale | 6,250 | 11.30 | 70,625 |
| 2010-07-12 | PML | Sale | 5,250 | 11.33 | 59,482 |
| 2007-12-27 | PML | Buy | 100,000 | 13.64 | 1,364,000 |
| 2007-12-05 | PML | Sale | 67,348 | 14.05 | 946,239 |
| 2007-01-05 | PML | Buy | 7,100 | 15.23 | 108,133 |
| 2005-06-01 | PML | Buy | 200 | 15.04 | 3,008 |
| 2005-05-31 | PML | Buy | 4,400 | 15.00 | 66,000 |
| 2005-04-19 | PML | Buy | 1,500 | 14.66 | 21,990 |
| 2005-04-14 | PML | Buy | 500 | 14.52 | 7,260 |
| 2005-04-12 | PML | Buy | 12,000 | 14.50 | 174,000 |
| 2005-03-14 | PML | Buy | 4,800 | 14.55 | 69,840 |
Table 11. Insider trading of Pimco New York Municipal Income Fund Iii (PYN) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2007-12-24 | PYN | Buy | 700 | 12.51 | 8,757 |
| 2007-12-20 | PYN | Buy | 7,800 | 12.24 | 95,511 |
Table 12. Insider trading of Pimco California Municipal Income Fund (PCQ) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2014-08-08 | PCQ | Buy | 51,478 | 14.47 | 744,783 |
| 2014-06-09 | PCQ | Buy | 7,600 | 14.47 | 110,010 |
| 2014-05-15 | PCQ | Buy | 25,594 | 14.68 | 375,719 |
| 2014-05-14 | PCQ | Buy | 22,206 | 14.60 | 324,096 |
| 2014-05-13 | PCQ | Buy | 4,732 | 14.48 | 68,500 |
| 2014-05-07 | PCQ | Buy | 22,606 | 14.61 | 330,160 |
| 2014-05-06 | PCQ | Buy | 38,275 | 14.53 | 556,135 |
| 2013-10-22 | PCQ | Buy | 39,100 | 13.31 | 520,460 |
| 2013-10-21 | PCQ | Buy | 38,875 | 13.20 | 513,227 |
| 2010-12-13 | PCQ | Buy | 50,000 | 11.59 | 579,450 |
| 2010-12-09 | PCQ | Buy | 36,225 | 11.60 | 420,210 |
| 2010-12-10 | PCQ | Buy | 19,168 | 11.57 | 221,850 |
| 2010-12-08 | PCQ | Buy | 9,900 | 11.65 | 115,335 |
Table 13. Insider trading of Pimco California Municipal Income Fund Iii (PZC) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2014-05-13 | PZC | Buy | 9,740 | 10.47 | 101,948 |
| 2010-12-13 | PZC | Buy | 6,632 | 8.47 | 56,173 |
| 2010-12-10 | PZC | Buy | 19,400 | 8.52 | 165,307 |
| 2010-12-09 | PZC | Buy | 42,864 | 8.65 | 370,773 |
| 2007-12-26 | PZC | Buy | 20,700 | 13.04 | 269,969 |
| 2007-12-27 | PZC | Buy | 20,100 | 13.05 | 262,224 |
| 2005-02-17 | PZC | Buy | 20,400 | 14.31 | 292,026 |
| 2005-03-21 | PZC | Buy | 10,000 | 14.16 | 141,600 |
Table 14. Insider trading of Pimco Municipal Income Fund Iii (PMX) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2014-06-09 | PMX | Buy | 2,712 | 11.05 | 29,964 |
| 2010-12-13 | PMX | Buy | 23,503 | 9.47 | 222,573 |
| 2010-12-10 | PMX | Buy | 50,000 | 9.75 | 487,450 |
| 2010-12-09 | PMX | Buy | 88,156 | 9.85 | 868,248 |
| 2010-12-08 | PMX | Buy | 12,096 | 9.75 | 117,936 |
| 2007-12-07 | PMX | Sale | 23,700 | 14.37 | 340,569 |
| 2007-12-05 | PMX | Sale | 12,050 | 14.60 | 175,930 |
| 2005-03-14 | PMX | Buy | 10,000 | 14.31 | 143,120 |
| 2005-04-08 | PMX | Buy | 10,000 | 14.26 | 142,600 |
| 2005-03-22 | PMX | Buy | 3,500 | 14.29 | 50,032 |
| 2005-03-21 | PMX | Buy | 10,000 | 14.36 | 143,600 |
Table 15. Insider trading of Pimco Dynamic Credit & Mortgage Income Fund (PCI) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2014-07-23 | PCI | Buy | 29,500 | 23.44 | 691,598 |
| 2014-07-18 | PCI | Buy | 92,469 | 23.52 | 2,174,778 |
| 2014-07-17 | PCI | Buy | 100,122 | 23.48 | 2,350,664 |
| 2014-07-14 | PCI | Buy | 99,550 | 23.58 | 2,347,090 |
| 2014-07-10 | PCI | Buy | 147,601 | 23.61 | 3,485,450 |
| 2014-07-08 | PCI | Buy | 101,444 | 23.67 | 2,400,773 |
| 2014-06-25 | PCI | Buy | 169,708 | 23.85 | 4,047,366 |
| 2014-06-13 | PCI | Buy | 100,000 | 23.86 | 2,386,100 |
| 2014-06-10 | PCI | Buy | 58,456 | 23.76 | 1,388,739 |
| 2014-06-09 | PCI | Buy | 87,120 | 23.79 | 2,072,671 |
| 2014-06-06 | PCI | Buy | 71,018 | 23.75 | 1,686,393 |
| 2014-05-22 | PCI | Buy | 186,249 | 23.52 | 4,380,203 |
| 2014-05-16 | PCI | Buy | 100,000 | 23.46 | 2,346,400 |
| 2014-05-15 | PCI | Buy | 94,068 | 23.46 | 2,206,553 |
| 2014-05-14 | PCI | Buy | 100,000 | 23.43 | 2,343,100 |
| 2014-05-13 | PCI | Buy | 111,939 | 23.35 | 2,613,663 |
| 2014-05-08 | PCI | Buy | 321,358 | 23.30 | 7,488,926 |
| 2014-05-06 | PCI | Buy | 100,000 | 23.20 | 2,319,500 |
| 2014-04-22 | PCI | Buy | 200,816 | 23.05 | 4,628,407 |
| 2014-04-11 | PCI | Buy | 63,860 | 22.96 | 1,466,161 |
| 2014-04-10 | PCI | Buy | 100,000 | 23.05 | 2,305,200 |
| 2014-04-09 | PCI | Buy | 100,000 | 23.01 | 2,300,800 |
| 2014-04-04 | PCI | Buy | 139,239 | 22.62 | 3,149,307 |
| 2013-10-23 | PCI | Buy | 1,300 | 22.37 | 29,081 |
| 2013-10-22 | PCI | Buy | 50,000 | 22.41 | 1,120,550 |
| 2013-10-21 | PCI | Buy | 100,000 | 22.41 | 2,241,500 |
| 2013-09-25 | PCI | Buy | 100,000 | 22.37 | 2,236,800 |
| 2013-09-24 | PCI | Buy | 12,366 | 22.34 | 276,256 |
| 2013-09-20 | PCI | Buy | 3,000 | 21.99 | 65,970 |
| 2013-09-18 | PCI | Buy | 23,800 | 21.50 | 511,700 |
| 2013-09-19 | PCI | Buy | 100,000 | 22.16 | 2,216,400 |
| 2013-09-17 | PCI | Buy | 900 | 21.32 | 19,188 |
Table 16. Insider trading of Pimco Dynamic Income Fund (PDI) by Gross William H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-02-03 | PDI | Sale | 50,000 | 30.26 | 1,513,200 |
| 2015-02-02 | PDI | Sale | 32,733 | 30.30 | 991,940 |
| 2014-08-21 | PDI | Buy | 22,424 | 32.77 | 734,744 |
| 2014-08-20 | PDI | Buy | 62,463 | 32.99 | 2,060,904 |
| 2014-08-19 | PDI | Buy | 24,588 | 32.96 | 810,346 |
| 2014-08-15 | PDI | Buy | 19,050 | 32.79 | 624,649 |
| 2014-08-14 | PDI | Buy | 19,025 | 32.58 | 619,796 |
| 2014-08-11 | PDI | Buy | 2,100 | 31.97 | 67,130 |
| 2014-08-08 | PDI | Buy | 16,923 | 31.61 | 534,919 |
| 2014-07-24 | PDI | Buy | 74,193 | 32.55 | 2,415,353 |
| 2014-07-23 | PDI | Buy | 70,600 | 32.60 | 2,301,913 |
| 2014-07-18 | PDI | Buy | 20,852 | 32.64 | 680,692 |
| 2014-07-17 | PDI | Buy | 50,833 | 32.67 | 1,660,510 |
| 2014-07-14 | PDI | Buy | 75,577 | 32.68 | 2,469,705 |
| 2014-07-10 | PDI | Buy | 1,500 | 32.74 | 49,111 |
| 2014-07-08 | PDI | Buy | 2,281 | 32.85 | 74,921 |
| 2014-06-25 | PDI | Buy | 40,436 | 33.53 | 1,355,940 |
| 2014-06-18 | PDI | Buy | 10,000 | 33.52 | 335,190 |
| 2014-06-13 | PDI | Buy | 36,500 | 33.05 | 1,206,288 |
| 2014-06-12 | PDI | Buy | 10,000 | 32.98 | 329,790 |
| 2014-06-11 | PDI | Buy | 4,476 | 32.95 | 147,484 |
| 2014-06-10 | PDI | Buy | 2,680 | 32.91 | 88,190 |
| 2014-06-09 | PDI | Buy | 2,643 | 32.89 | 86,936 |
| 2014-06-06 | PDI | Buy | 2,633 | 32.80 | 86,370 |
| 2014-05-22 | PDI | Buy | 29,073 | 33.20 | 965,136 |
| 2014-05-20 | PDI | Buy | 34,579 | 32.90 | 1,137,649 |
| 2014-05-16 | PDI | Buy | 66,073 | 32.93 | 2,175,519 |
| 2014-05-15 | PDI | Buy | 45,786 | 33.02 | 1,511,670 |
| 2014-05-14 | PDI | Buy | 38,045 | 32.89 | 1,251,452 |
| 2014-05-13 | PDI | Buy | 10,214 | 32.78 | 334,845 |
| 2014-05-08 | PDI | Buy | 116,832 | 32.75 | 3,826,715 |
| 2014-05-07 | PDI | Buy | 33,500 | 32.72 | 1,096,187 |
| 2014-05-06 | PDI | Buy | 30,714 | 32.63 | 1,002,228 |
| 2014-04-22 | PDI | Buy | 71,745 | 32.18 | 2,308,682 |
| 2014-04-16 | PDI | Buy | 6,287 | 31.89 | 200,467 |
| 2014-04-15 | PDI | Buy | 13,254 | 31.77 | 421,039 |
| 2014-04-14 | PDI | Buy | 12,300 | 31.40 | 386,220 |
| 2014-04-11 | PDI | Buy | 63,723 | 31.45 | 2,003,833 |
| 2014-04-10 | PDI | Buy | 87,848 | 31.36 | 2,754,649 |
| 2014-04-09 | PDI | Buy | 33,588 | 31.14 | 1,045,896 |
| 2014-04-04 | PDI | Buy | 131,391 | 31.06 | 4,080,610 |
| 2014-03-26 | PDI | Buy | 31,134 | 30.04 | 935,389 |
| 2014-02-07 | PDI | Buy | 100,000 | 30.67 | 3,067,000 |
| 2013-10-21 | PDI | Buy | 100,000 | 29.31 | 2,930,900 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Gross William H
(Other of Pimco Corporate Income Fund at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.