- Company Directors - C
- Conn James P
Insider Trading History of Conn James P
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Conn James P since 2005.
The trader's CIK number is 1216778.
At the time of the last reporting, Conn James P was the Director of Gdl Fund. (stock ticker symbol GDL).
Also see all insider trading activities at Gdl Fund.
Note that in the past
CONN JAMES P also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Gabelli Multimedia Trust Inc. (GGT) by Conn James P
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | GGT | 0 | $0 | 32,120 | $271,999 | 0 | $0 |
| 2016 | GGT | 0 | $0 | 818 | $21,250 | 0 | $0 |
Yearly summary of insider trading at Gabelli Equity Trust Inc (GAB) by Conn James P
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | GAB | 0 | $0 | 82,679 | $494,193 | 0 | $0 |
| 2005 | GAB | 11,511 | $80,577 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Gamco Natural Resources, Gold & Income Trust (GNT) by Conn James P
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | GNT | 0 | $0 | 2,000 | $11,206 | 0 | $0 |
| 2011 | GNT | 3,000 | $51,900 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Gabelli Global Utility & Income Trust (GLU) by Conn James P
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | GLU | 0 | $0 | 23,386 | $611,266 | 0 | $0 |
| 2016 | GLU | 0 | $0 | 1,667 | $84,703 | 0 | $0 |
| 2014 | GLU | 0 | $0 | 1,667 | $84,496 | 0 | $0 |
| 2008 | GLU | 5,000 | $66,500 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Gamco Global Gold, Natural Resources & Income Trust (GGN) by Conn James P
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | GGN | 0 | $0 | 4,000 | $17,840 | 0 | $0 |
| 2005 | GGN | 5,000 | $99,980 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Gabelli Global Small & Mid Cap Value Trust (GGZ) by Conn James P
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | GGZ | 0 | $0 | 13,938 | $151,840 | 0 | $0 |
| 2016 | GGZ | 9,500 | $100,462 | 0 | $0 | 0 | $0 |
| 2014 | GGZ | 500 | $5,255 | 500 | $5,255 | 0 | $0 |
Yearly summary of insider trading at Gabelli Utility Trust (GUTRT) by Conn James P
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2018 | GUTRT | 0 | $0 | 1,000 | $40 | 0 | $0 |
| 2014 | GUTRT | 0 | $0 | 6,652 | $65,511 | 0 | $0 |
Yearly summary of insider trading at Gabelli Dividend & Income Trust (GDV) by Conn James P
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2018 | GDV | 0 | $0 | 5,000 | $104,010 | 0 | $0 |
Yearly summary of insider trading at Ellsworth Growth & Income Fund Ltd (ECF) by Conn James P
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | ECF | 1,000 | $7,804 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Gdl Fund (GDL) by Conn James P
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2020 | GDL | 1,000 | $7,910 | 0 | $0 | 0 | $0 |
| 2019 | GDL | 0 | $0 | 14,000 | $129,483 | 0 | $0 |
| 2011 | GDL | 2,250 | $112,500 | 0 | $0 | 0 | $0 |
| 2009 | GDL | 1,500 | $75,000 | 0 | $0 | 0 | $0 |
| 2007 | GDL | 15,000 | $290,235 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Gabelli Healthcare & Wellnessrx Trust (GRX) by Conn James P
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | GRX | 0 | $0 | 94,517 | $1,009,170 | 0 | $0 |
| 2015 | GRX | 0 | $0 | 1,000 | $25,650 | 0 | $0 |
| 2011 | GRX | 4,600 | $30,130 | 0 | $0 | 0 | $0 |
| 2010 | GRX | 1,000 | $25,000 | 0 | $0 | 0 | $0 |
| 2008 | GRX | 20,000 | $113,995 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Bancroft Fund Ltd (BCV) by Conn James P
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | BCV | 1,000 | $18,380 | 0 | $0 | 0 | $0 |
Insider trading activities at 12 companies by Conn James P:
1. Gabelli Multimedia Trust Inc. (GGT)
2. Gabelli Equity Trust Inc (GAB)
3. Gamco Natural Resources, Gold & Income Trust (GNT)
4. Gabelli Global Utility & Income Trust (GLU)
5. Gamco Global Gold, Natural Resources & Income Trust (GGN)
6. Gabelli Global Small & Mid Cap Value Trust (GGZ)
7. Gabelli Utility Trust (GUTRT)
8. Gabelli Dividend & Income Trust (GDV)
9. Ellsworth Growth & Income Fund Ltd (ECF)
10. Gdl Fund (GDL)
11. Gabelli Healthcare & Wellnessrx Trust (GRX)
12. Bancroft Fund Ltd (BCV)
Table 1. Insider trading of Gabelli Multimedia Trust Inc. (GGT) by Conn James P
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-09-06 | GGT | Sale | 26,120 | 8.53 | 222,673 |
| 2019-08-30 | GGT | Sale | 6,000 | 8.22 | 49,326 |
| 2016-06-16 | GGT.B | Sale | 818 | 25.98 | 21,250 |
Table 2. Insider trading of Gabelli Equity Trust Inc (GAB) by Conn James P
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-08-27 | GAB | Sale | 53,679 | 5.98 | 320,839 |
| 2019-08-23 | GAB | Sale | 24,000 | 5.97 | 143,304 |
| 2019-08-26 | GAB | Sale | 5,000 | 6.01 | 30,050 |
| 2005-11-02 | GAB | Buy | 3,570 | 7.00 | 24,990 |
| 2005-11-02 | GAB | Buy | 3,570 | 7.00 | 24,990 |
| 2005-10-26 | GAB | Buy | 4,371 | 7.00 | 30,597 |
Table 3. Insider trading of Gamco Natural Resources, Gold & Income Trust (GNT) by Conn James P
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-09-06 | GNT | Sale | 2,000 | 5.60 | 11,206 |
| 2011-06-14 | GNT | Buy | 3,000 | 17.30 | 51,900 |
Table 4. Insider trading of Gabelli Global Utility & Income Trust (GLU) by Conn James P
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-09-09 | GLU | Sale | 3,731 | 17.93 | 66,889 |
| 2019-09-06 | GLU | Sale | 12,489 | 18.02 | 225,014 |
| 2019-09-06 | GLU.B | Sale | 1,000 | 52.60 | 52,602 |
| 2019-08-29 | GLU.B | Sale | 1,703 | 52.50 | 89,407 |
| 2019-08-28 | GLU | Sale | 1,240 | 17.95 | 22,258 |
| 2019-08-23 | GLU | Sale | 400 | 18.00 | 7,200 |
| 2019-08-23 | GLU.B | Sale | 2,823 | 52.39 | 147,896 |
| 2016-06-16 | GLU.A | Sale | 1,667 | 50.81 | 84,703 |
| 2014-05-30 | GLU.A | Sale | 1,000 | 50.78 | 50,780 |
| 2013-12-31 | GLU.A | Sale | 667 | 50.55 | 33,716 |
| 2008-10-10 | GLU | Buy | 4,400 | 13.30 | 58,520 |
| 2008-10-08 | GLU | Buy | 400 | 13.30 | 5,320 |
| 2008-10-09 | GLU | Buy | 200 | 13.30 | 2,660 |
Table 5. Insider trading of Gamco Global Gold, Natural Resources & Income Trust (GGN) by Conn James P
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-09-06 | GGN | Sale | 4,000 | 4.46 | 17,840 |
| 2005-07-12 | GGN | Buy | 5,000 | 20.00 | 99,980 |
Table 6. Insider trading of Gabelli Global Small & Mid Cap Value Trust (GGZ) by Conn James P
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-09-06 | GGZ | Sale | 13,938 | 10.89 | 151,840 |
| 2016-04-26 | GGZ | Buy | 9,500 | 10.57 | 100,462 |
| 2014-08-04 | GGZ | Buy | 500 | 10.51 | 5,255 |
| 2014-08-04 | GGZ | Sale | 500 | 10.51 | 5,255 |
Table 7. Insider trading of Gabelli Utility Trust (GUTRT) by Conn James P
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2018-05-22 | GUTRT | Sale | 1,000 | .04 | 40 |
| 2014-08-04 | GUT | Sale | 5,652 | 7.11 | 40,191 |
| 2014-05-30 | GUT.A | Sale | 1,000 | 25.32 | 25,320 |
Table 8. Insider trading of Gabelli Dividend & Income Trust (GDV) by Conn James P
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2018-11-01 | GDV | Sale | 5,000 | 20.80 | 104,010 |
Table 9. Insider trading of Ellsworth Growth & Income Fund Ltd (ECF) by Conn James P
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-04-26 | ECF | Buy | 1,000 | 7.80 | 7,804 |
Table 10. Insider trading of Gdl Fund (GDL) by Conn James P
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2020-04-20 | GDL | Buy | 1,000 | 7.91 | 7,910 |
| 2019-09-06 | GDL | Sale | 2,996 | 9.20 | 27,575 |
| 2019-08-29 | GDL | Sale | 11,004 | 9.26 | 101,908 |
| 2011-04-15 | GDL.B | Buy | 2,250 | 50.00 | 112,500 |
| 2009-02-11 | GDL.A | Buy | 1,500 | 50.00 | 75,000 |
| 2007-06-25 | GDL | Buy | 10,000 | 19.06 | 190,640 |
| 2007-05-29 | GDL | Buy | 5,000 | 19.92 | 99,595 |
Table 11. Insider trading of Gabelli Healthcare & Wellnessrx Trust (GRX) by Conn James P
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-11-15 | GRX | Sale | 22,856 | 10.89 | 248,810 |
| 2019-11-11 | GRX | Sale | 1,282 | 10.71 | 13,730 |
| 2019-11-12 | GRX | Sale | 20,291 | 10.71 | 217,336 |
| 2019-11-07 | GRX | Sale | 14,507 | 10.63 | 154,238 |
| 2019-09-26 | GRX | Sale | 9,000 | 10.45 | 94,050 |
| 2019-09-23 | GRX | Sale | 4,208 | 10.52 | 44,268 |
| 2019-09-20 | GRX | Sale | 4,200 | 10.60 | 44,524 |
| 2019-09-19 | GRX | Sale | 2,000 | 10.57 | 21,144 |
| 2019-09-12 | GRX | Sale | 10,000 | 10.68 | 106,840 |
| 2019-08-29 | GRX | Sale | 6,173 | 10.40 | 64,230 |
| 2015-01-02 | GRX.A | Sale | 1,000 | 25.65 | 25,650 |
| 2011-11-23 | GRX | Buy | 4,600 | 6.55 | 30,130 |
| 2010-08-20 | GRX.A | Buy | 1,000 | 25.00 | 25,000 |
| 2008-10-08 | GRX | Buy | 5,400 | 4.80 | 25,920 |
| 2008-10-09 | GRX | Buy | 4,600 | 4.80 | 22,080 |
| 2008-04-10 | GRX | Buy | 5,800 | 6.60 | 38,280 |
| 2008-04-09 | GRX | Buy | 4,200 | 6.60 | 27,715 |
Table 12. Insider trading of Bancroft Fund Ltd (BCV) by Conn James P
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-04-26 | BCV | Buy | 1,000 | 18.38 | 18,380 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Conn James P
(Director of Gdl Fund at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.