1. Corporate Officers - H
2. Hellerman Gerald

Insider Trading History of Hellerman Gerald

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) of Hellerman Gerald since 2005. This trader's CIK number is 1222911. At the time of last reporting, Hellerman Gerald was the Officer of High Income Securities Fund. (stock ticker symbol PCF). Also see all insider trading activities at High Income Securities Fund.

Note that in the past HELLERMAN GERALD also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Emergent Capital, Inc. (EMG) by Hellerman Gerald

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2016	EMG	5,000	$19,500	0	$0	0	$0
2015	EMG	0	$0	0	$0	10,659	$61,289
2014	EMG	5,000	$27,980	0	$0	0	$0

Yearly summary of insider trading at High Income Securities Fund (PCF) by Hellerman Gerald

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2024	PCF	31,034	$204,042	0	$0	2,441	$15,817
2022	PCF	700	$5,796	0	$0	0	$0
2021	PCF	0	$0	9,000	$90,000	30,255	$251,588
2020	PCF	3,050	$20,813	0	$0	0	$0
2019	PCF	4,250	$36,080	0	$0	0	$0

Yearly summary of insider trading at Swiss Helvetia Fund, Inc. (SWZ) by Hellerman Gerald

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2022	SWZ	1,000	$8,853	0	$0	0	$0
2020	SWZ	2,000	$14,900	0	$0	0	$0
2019	SWZ	2,000	$15,930	0	$0	0	$0

Yearly summary of insider trading at Mvc Capital, Inc. (MVC) by Hellerman Gerald

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2019	MVC	3,000	$26,806	0	$0	0	$0
2018	MVC	2,000	$19,980	0	$0	0	$0
2014	MVC	4,500	$53,402	0	$0	0	$0
2013	MVC	1,537	$18,674	0	$0	0	$0
2012	MVC	2,000	$24,530	0	$0	0	$0
2009	MVC	3,000	$24,080	0	$0	0	$0
2008	MVC	14,325	$205,072	0	$0	0	$0
2007	MVC	6,350	$119,404	0	$0	0	$0
2006	MVC	2,950	$32,560	0	$0	0	$0
2005	MVC	4,300	$44,376	0	$0	0	$0

Yearly summary of insider trading at Special Opportunities Fund, Inc. (SPE) by Hellerman Gerald

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2022	SPE	7,270	$107,029	0	$0	0	$0
2021	SPE	3,472	$52,482	0	$0	0	$0
2020	SPE	4,000	$44,203	0	$0	0	$0
2019	SPE	4,200	$57,711	0	$0	0	$0
2018	SPE	9,200	$137,386	0	$0	0	$0
2016	SPE	5,471	$74,143	0	$0	0	$0
2015	SPE	3,500	$51,293	0	$0	0	$0
2014	SPE	1,900	$31,370	0	$0	0	$0
2013	SPE	3,000	$51,216	0	$0	0	$0
2012	SPE	1,015	$15,335	0	$0	0	$0
2011	SPE	1,000	$15,610	0	$0	0	$0
2010	SPE	7,250	$97,186	0	$0	0	$0

Insider trading activities at 5 companies by Hellerman Gerald:

1. Emergent Capital, Inc. (EMG)

2. High Income Securities Fund (PCF)

3. Swiss Helvetia Fund, Inc. (SWZ)

4. Mvc Capital, Inc. (MVC)

5. Special Opportunities Fund, Inc. (SPE)

Table 1. Insider trading of Emergent Capital, Inc. (EMG) by Hellerman Gerald

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2016-03-28	EMG	Buy	5,000	3.90	19,500
2015-06-24	IFT	Option Ex	10,659	5.75	61,289
2014-03-13	IFT	Buy	5,000	5.60	27,980

Table 2. Insider trading of High Income Securities Fund (PCF) by Hellerman Gerald

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2024-12-16	PCF	Buy	10,000	6.66	66,600
2024-12-17	PCF	Buy	20,934	6.53	136,761
2024-08-15	PCF	Option Ex	2,441	6.48	15,817
2024-06-04	PCF	Buy	100	6.81	681
2022-01-21	PCF	Buy	700	8.28	5,796
2021-11-02	PCF	Option Ex	19,072	8.36	159,441
2021-09-17	PCF	Sale	9,000	10.00	90,000
2021-02-02	PCF	Option Ex	11,183	8.24	92,147
2020-10-30	PCF	Buy	2,000	7.25	14,490
2020-09-11	PCF	Buy	50	8.26	413
2020-04-03	PCF	Buy	1,000	5.91	5,910
2019-10-23	PCF	Buy	1,750	8.48	14,840
2019-10-08	PCF	Buy	1,000	8.46	8,460
2019-10-03	PCF	Buy	1,500	8.52	12,780

Table 3. Insider trading of Swiss Helvetia Fund, Inc. (SWZ) by Hellerman Gerald

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2022-03-02	SWZ	Buy	1,000	8.85	8,853
2020-04-03	SWZ	Buy	1,000	6.90	6,900
2020-02-27	SWZ	Buy	1,000	8.00	8,000
2019-10-08	SWZ	Buy	1,000	7.93	7,930
2019-08-02	SWZ	Buy	1,000	8.00	8,000

Table 4. Insider trading of Mvc Capital, Inc. (MVC) by Hellerman Gerald

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2019-10-08	MVC	Buy	1,000	8.88	8,880
2019-09-30	MVC	Buy	2,000	8.96	17,926
2018-03-26	MVC	Buy	1,000	9.98	9,980
2018-03-14	MVC	Buy	1,000	10.00	10,000
2014-09-29	MVC	Buy	1,750	10.78	18,865
2014-09-18	MVC	Buy	1,250	11.55	14,437
2014-03-14	MVC	Buy	1,500	13.40	20,100
2013-01-07	MVC	Buy	1,537	12.15	18,674
2012-06-13	MVC	Buy	1,000	12.53	12,530
2012-06-13	MVC	Sale	0	12.46	0
2012-01-17	MVC	Buy	1,000	12.00	12,000
2009-03-30	MVC	Buy	1,000	7.82	7,820
2009-03-13	MVC	Buy	2,000	8.13	16,260
2008-10-09	MVC	Buy	2,000	11.21	22,410
2008-06-12	MVC	Buy	325	14.90	4,842
2008-06-11	MVC	Buy	5,000	14.90	74,500
2008-02-06	MVC	Buy	7,000	14.76	103,320
2007-09-14	MVC	Buy	1,750	17.00	29,750
2007-06-15	MVC	Buy	4,600	19.49	89,654
2006-01-19	MVC	Buy	800	11.15	8,920
2006-01-20	MVC	Buy	1,000	11.22	11,220
2006-01-11	MVC	Buy	1,150	10.80	12,420
2005-07-15	MVC	Buy	4,300	10.32	44,376

Table 5. Insider trading of Special Opportunities Fund, Inc. (SPE) by Hellerman Gerald

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2022-04-06	SPE	Buy	5,600	14.75	82,600
2022-01-26	SPE	Buy	1,070	14.68	15,702
2022-01-28	SPE	Buy	600	14.54	8,727
2021-09-20	SPE	Buy	2,472	15.16	37,487
2021-07-19	SPE	Buy	1,000	14.99	14,995
2020-10-28	SPE	Buy	2,000	11.48	22,960
2020-04-03	SPE	Buy	1,000	8.72	8,723
2020-03-09	SPE	Buy	1,000	12.52	12,520
2019-07-25	SPE	Buy	2,700	13.98	37,746
2019-05-23	SPE	Buy	1,500	13.31	19,965
2018-10-11	SPE	Buy	1,000	14.47	14,470
2018-03-22	SPE	Buy	1,000	14.82	14,820
2018-02-05	SPE	Buy	5,200	14.98	77,896
2018-01-04	SPE	Buy	2,000	15.10	30,200
2016-11-01	SPE	Buy	3,000	14.16	42,480
2016-03-01	SPE	Buy	971	12.45	12,088
2016-01-04	SPE	Buy	1,500	13.05	19,575
2015-08-25	SPE	Buy	1,500	14.28	21,423
2015-08-19	SPE	Buy	1,000	14.85	14,850
2015-08-07	SPE	Buy	1,000	15.02	15,020
2014-02-26	SPE	Buy	900	16.00	14,400
2013-12-26	SPE	Buy	1,000	16.97	16,970
2013-08-21	PIF	Buy	1,000	17.05	17,050
2013-05-01	SPE	Buy	2,000	17.08	34,166
2012-06-27	SPE	Buy	730	15.10	11,023
2012-06-29	SPE	Buy	285	15.13	4,312
2011-07-27	SPE	Buy	1,000	15.61	15,610
2010-07-21	SPE	Buy	1,000	13.40	13,400
2010-07-21	SPE	Buy	1,000	12.99	12,986
2010-05-05	SPE	Buy	700	13.28	9,296
2010-05-06	SPE	Buy	550	13.28	7,304
2010-03-16	PIF	Buy	4,000	13.55	54,200

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Hellerman Gerald (Officer of High Income Securities Fund at the time of this reporting) see the Securities and Exchange Commission (SEC) website.

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