Insider Trading History of Bock David

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Bock David since 2005. The trader's CIK number is 1251972. At the time of the last reporting, Bock David was the Other of Swiss Helvetia Fund, Inc.. (stock ticker symbol SWZ). Also see all insider trading activities at Swiss Helvetia Fund, Inc..

Note that in the past BOCK DAVID also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Pioneer Tax Advantaged Balanced Trust (PBF) by Bock David

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2005 PBF 1,993 $24,274 0 $0 0 $0

Yearly summary of insider trading at Pioneer High Income Trust (PHT) by Bock David

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2008 PHT 0 $0 1,500 $10,425 0 $0
2005 PHT 1,501 $24,316 0 $0 0 $0

Yearly summary of insider trading at Swiss Helvetia Fund, Inc. (SWZ) by Bock David

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2011 SWZ 4,250 $56,567 0 $0 0 $0

Yearly summary of insider trading at Pioneer Municipal High Income Advantage Trust (MAV) by Bock David

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2008 MAV 2,000 $27,380 2,000 $27,600 0 $0


Insider trading activities at 4 companies by Bock David:

1. Pioneer Tax Advantaged Balanced Trust (PBF)

2. Pioneer High Income Trust (PHT)

3. Swiss Helvetia Fund, Inc. (SWZ)

4. Pioneer Municipal High Income Advantage Trust (MAV)

Table 1. Insider trading of Pioneer Tax Advantaged Balanced Trust (PBF) by Bock David

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2005-11-14 PBF Buy 1,993 12.18 24,274

Table 2. Insider trading of Pioneer High Income Trust (PHT) by Bock David

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2008-12-05 PHT Sale 1,500 6.95 10,425
2005-11-14 PHH Buy 1,501 16.20 24,316

Table 3. Insider trading of Swiss Helvetia Fund, Inc. (SWZ) by Bock David

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2011-03-17 SWZ Buy 4,250 13.31 56,567

Table 4. Insider trading of Pioneer Municipal High Income Advantage Trust (MAV) by Bock David

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2008-03-31 MAV Sale 2,000 13.80 27,600
2008-03-28 MAV Buy 2,000 13.69 27,380

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Bock David (Other of Swiss Helvetia Fund, Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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