- Corporate Officers - E
- Ettinger Robert M
Insider Trading History of Ettinger Robert M
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Ettinger Robert M since 2005.
The trader's CIK number is 1252910.
At the time of the last reporting, Ettinger Robert M was the President of C/claymore Preferred Securities Income Fund Inc. (stock ticker symbol FFC).
Also see all insider trading activities at C/claymore Preferred Securities Income Fund Inc.
Note that in the past
ETTINGER ROBERT M also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Flaherty & Crumrine Preferred Income Opportunity F (PFO) by Ettinger Robert M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2007 | PFO | 8,000 | $72,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at C/claymore Preferred Securities Income Fund Inc (FFC) by Ettinger Robert M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | FFC | 15,000 | $275,250 | 0 | $0 | 0 | $0 |
| 2010 | FFC | 10,000 | $142,000 | 0 | $0 | 0 | $0 |
| 2007 | FFC | 5,000 | $94,825 | 0 | $0 | 0 | $0 |
| 2005 | FFC | 7,412 | $151,946 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Crumrine/claymore Total Return Fund Inc (FLC) by Ettinger Robert M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2011 | FLC | 28,400 | $464,608 | 0 | $0 | 0 | $0 |
| 2007 | FLC | 3,400 | $64,770 | 0 | $0 | 0 | $0 |
| 2005 | FLC | 1,500 | $32,253 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Flaherty & Crumrine Dynamic Preferred & Income Fund Inc (DFP) by Ettinger Robert M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | DFP | 13,658 | $298,837 | 0 | $0 | 0 | $0 |
| 2014 | DFP | 11,100 | $246,810 | 0 | $0 | 0 | $0 |
| 2013 | DFP | 13,000 | $263,948 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Crumrine Preferred Income Fund Inc (PFD) by Ettinger Robert M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2007 | PFD | 6,309 | $79,321 | 0 | $0 | 0 | $0 |
Insider trading activities at 5 companies by Ettinger Robert M:
1. Flaherty & Crumrine Preferred Income Opportunity F (PFO)
2. C/claymore Preferred Securities Income Fund Inc (FFC)
3. Crumrine/claymore Total Return Fund Inc (FLC)
4. Flaherty & Crumrine Dynamic Preferred & Income Fund Inc (DFP)
5. Crumrine Preferred Income Fund Inc (PFD)
Table 1. Insider trading of Flaherty & Crumrine Preferred Income Opportunity F (PFO) by Ettinger Robert M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2007-12-17 | PFO | Buy | 8,000 | 9.00 | 72,000 |
Table 2. Insider trading of C/claymore Preferred Securities Income Fund Inc (FFC) by Ettinger Robert M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-06-29 | FFC | Buy | 15,000 | 18.35 | 275,250 |
| 2010-05-25 | FFC | Buy | 10,000 | 14.20 | 142,000 |
| 2007-08-01 | FFC | Buy | 5,000 | 18.96 | 94,825 |
| 2005-10-11 | FFC | Buy | 7,412 | 20.50 | 151,946 |
Table 3. Insider trading of Crumrine/claymore Total Return Fund Inc (FLC) by Ettinger Robert M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2011-08-09 | FLC | Buy | 10,000 | 15.88 | 158,800 |
| 2011-08-08 | FLC | Buy | 18,400 | 16.62 | 305,808 |
| 2007-08-01 | FLC | Buy | 3,400 | 19.05 | 64,770 |
| 2005-09-27 | FLC | Buy | 1,500 | 21.50 | 32,253 |
Table 4. Insider trading of Flaherty & Crumrine Dynamic Preferred & Income Fund Inc (DFP) by Ettinger Robert M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-06-22 | DFP | Buy | 13,658 | 21.88 | 298,837 |
| 2014-09-16 | DFP | Buy | 4,500 | 22.84 | 102,798 |
| 2014-03-10 | DFP | Buy | 6,600 | 21.82 | 144,012 |
| 2013-11-20 | DFP | Buy | 8,000 | 19.93 | 159,448 |
| 2013-08-16 | DFP | Buy | 5,000 | 20.90 | 104,500 |
Table 5. Insider trading of Crumrine Preferred Income Fund Inc (PFD) by Ettinger Robert M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2007-11-07 | PFD | Buy | 5,000 | 12.55 | 62,750 |
| 2007-11-06 | PFD | Buy | 1,309 | 12.66 | 16,571 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Ettinger Robert M
(President of C/claymore Preferred Securities Income Fund Inc at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.