The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Rosenthal Saul B since 2007.
This trader's CIK number is 1268529.
At the time of last reporting, Rosenthal Saul B was the President of Oxford Lane Capital Corp.. (stock ticker symbol OXLC).
Also see all insider trading activities at Oxford Lane Capital Corp..
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2024 | NONE | 197,128 | $5,500,034 | 0 | $0 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2024 | OXLC | 7,590,000 | $40,038,800 | 0 | $0 | 0 | $0 |
| 2020 | OXLC | 69,887 | $251,315 | 0 | $0 | 0 | $0 |
| 2019 | OXLC | 20,000 | $509,600 | 0 | $0 | 0 | $0 |
| 2017 | OXLC | 20,000 | $195,799 | 0 | $0 | 0 | $0 |
| 2013 | OXLC | 22,222 | $499,995 | 0 | $0 | 0 | $0 |
| 2011 | OXLC | 37,500 | $750,000 | 0 | $0 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2022 | OXSQ | 236,070 | $945,809 | 0 | $0 | 0 | $0 |
| 2021 | OXSQ | 56,083 | $221,883 | 0 | $0 | 0 | $0 |
| 2019 | OXSQ | 48,741 | $256,132 | 0 | $0 | 0 | $0 |
| 2018 | OXSQ | 153,063 | $916,636 | 0 | $0 | 0 | $0 |
| 2017 | OXSQ | 215,727 | $1,312,893 | 0 | $0 | 0 | $0 |
| 2016 | OXSQ | 863,706 | $4,719,086 | 0 | $0 | 0 | $0 |
| 2011 | OXSQ | 20,000 | $169,960 | 0 | $0 | 0 | $0 |
| 2008 | OXSQ | 75,000 | $319,765 | 0 | $0 | 0 | $0 |
| 2007 | OXSQ | 5,000 | $51,090 | 0 | $0 | 0 | $0 |
1. Oxford Park Income Fund, Inc. (NONE)
2. Oxford Lane Capital Corp. (OXLC)
3. Oxford Square Capital Corp. (OXSQ)
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2024-09-01 | NONE | Buy | 112,768 | 27.49 | 3,099,992 |
| 2024-05-01 | NONE | Buy | 84,360 | 28.45 | 2,400,042 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2024-12-17 | OXLC | Buy | 2,960,000 | 5.08 | 15,036,800 |
| 2024-05-28 | OXLC | Buy | 4,630,000 | 5.40 | 25,002,000 |
| 2020-03-18 | OXLC | Buy | 37,187 | 2.36 | 87,798 |
| 2020-03-12 | OXLC | Buy | 31,000 | 5.00 | 154,938 |
| 2020-03-13 | OXLC | Buy | 1,700 | 5.05 | 8,579 |
| 2019-11-25 | OXLC | Buy | 20,000 | 25.48 | 509,600 |
| 2017-06-22 | OXLC | Buy | 20,000 | 9.79 | 195,799 |
| 2013-11-18 | OXLC | Buy | 22,222 | 22.50 | 499,995 |
| 2011-01-25 | OXLC | Buy | 37,500 | 20.00 | 750,000 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2022-05-27 | OXSQ | Buy | 1,773 | 4.03 | 7,143 |
| 2022-05-24 | OXSQ | Buy | 4,206 | 3.99 | 16,786 |
| 2022-05-25 | OXSQ | Buy | 832 | 4.00 | 3,328 |
| 2022-05-20 | OXSQ | Buy | 4,374 | 3.99 | 17,465 |
| 2022-05-23 | OXSQ | Buy | 749 | 4.00 | 2,994 |
| 2022-05-18 | OXSQ | Buy | 10,027 | 4.08 | 40,960 |
| 2022-05-16 | OXSQ | Buy | 13,801 | 4.03 | 55,590 |
| 2022-05-17 | OXSQ | Buy | 4,401 | 4.08 | 17,942 |
| 2022-05-13 | OXSQ | Buy | 9,282 | 3.98 | 36,914 |
| 2022-05-12 | OXSQ | Buy | 27,292 | 3.89 | 106,247 |
| 2022-05-10 | OXSQ | Buy | 9,119 | 4.00 | 36,466 |
| 2022-05-11 | OXSQ | Buy | 4,256 | 3.98 | 16,947 |
| 2022-05-09 | OXSQ | Buy | 17,247 | 3.98 | 68,574 |
| 2022-05-06 | OXSQ | Buy | 12,707 | 4.09 | 51,933 |
| 2022-05-05 | OXSQ | Buy | 2,749 | 4.09 | 11,254 |
| 2022-05-04 | OXSQ | Buy | 13,446 | 4.08 | 54,819 |
| 2022-05-02 | OXSQ | Buy | 21,635 | 4.00 | 86,540 |
| 2022-05-03 | OXSQ | Buy | 12,835 | 4.05 | 51,930 |
| 2022-03-23 | OXSQ | Buy | 8,653 | 4.09 | 35,390 |
| 2022-03-24 | OXSQ | Buy | 4,767 | 4.10 | 19,530 |
| 2022-03-22 | OXSQ | Buy | 1,643 | 4.10 | 6,731 |
| 2022-03-21 | OXSQ | Buy | 100 | 4.09 | 409 |
| 2022-03-18 | OXSQ | Buy | 9,624 | 4.05 | 39,015 |
| 2022-03-16 | OXSQ | Buy | 9,727 | 3.99 | 38,771 |
| 2022-03-17 | OXSQ | Buy | 2,606 | 4.01 | 10,450 |
| 2022-03-11 | OXSQ | Buy | 6,600 | 3.96 | 26,169 |
| 2022-03-14 | OXSQ | Buy | 6,750 | 3.96 | 26,757 |
| 2022-03-09 | OXSQ | Buy | 5,744 | 3.99 | 22,912 |
| 2022-03-10 | OXSQ | Buy | 9,125 | 3.93 | 35,843 |
| 2021-12-21 | OXSQ | Buy | 10,337 | 3.87 | 40,004 |
| 2021-12-22 | OXSQ | Buy | 7,835 | 3.97 | 31,120 |
| 2021-12-20 | OXSQ | Buy | 12,679 | 3.82 | 48,471 |
| 2021-12-17 | OXSQ | Buy | 5,316 | 3.92 | 20,838 |
| 2021-09-22 | OXSQ | Buy | 700 | 4.08 | 2,856 |
| 2021-09-23 | OXSQ | Buy | 12,500 | 4.09 | 51,100 |
| 2021-09-20 | OXSQ | Buy | 1,115 | 4.03 | 4,490 |
| 2021-09-21 | OXSQ | Buy | 3,951 | 4.07 | 16,076 |
| 2021-08-19 | OXSQ | Buy | 1,650 | 4.20 | 6,928 |
| 2019-12-04 | OXSQ | Buy | 3,699 | 5.29 | 19,586 |
| 2019-12-03 | OXSQ | Buy | 21,645 | 5.26 | 113,939 |
| 2019-12-02 | OXSQ | Buy | 10,400 | 5.28 | 54,912 |
| 2019-11-27 | OXSQ | Buy | 5,200 | 5.17 | 26,894 |
| 2019-11-29 | OXSQ | Buy | 7,797 | 5.23 | 40,801 |
| 2018-04-17 | OXSQ | Buy | 109 | 6.13 | 668 |
| 2018-04-16 | OXSQ | Buy | 1,203 | 6.14 | 7,381 |
| 2018-04-11 | OXSQ | Buy | 180 | 6.11 | 1,099 |
| 2018-04-12 | OXSQ | Buy | 230 | 6.13 | 1,409 |
| 2018-04-13 | OXSQ | Buy | 778 | 6.12 | 4,763 |
| 2018-04-06 | OXSQ | Buy | 322 | 6.20 | 1,996 |
| 2018-04-03 | OXSQ | Buy | 1,816 | 6.19 | 11,235 |
| 2018-04-02 | OXSQ | Buy | 2,187 | 6.12 | 13,391 |
| 2018-03-28 | OXSQ | Buy | 3,930 | 6.03 | 23,705 |
| 2018-03-29 | OXSQ | Buy | 3,308 | 6.14 | 20,311 |
| 2018-03-27 | OXSQ | Buy | 5,054 | 5.99 | 30,278 |
| 2018-03-26 | OXSQ | Buy | 4,099 | 6.15 | 25,200 |
| 2018-03-23 | OXSQ | Buy | 1,966 | 6.21 | 12,204 |
| 2018-03-22 | TICC | Buy | 3,017 | 6.16 | 18,569 |
| 2018-03-20 | TICC | Buy | 3,723 | 6.13 | 22,833 |
| 2018-03-21 | TICC | Buy | 2,569 | 6.08 | 15,624 |
| 2018-03-19 | TICC | Buy | 6,329 | 6.05 | 38,284 |
| 2018-03-16 | TICC | Buy | 5,906 | 6.12 | 36,156 |
| 2018-03-15 | TICC | Buy | 5,261 | 6.08 | 32,002 |
| 2018-03-12 | TICC | Buy | 4,234 | 6.36 | 26,936 |
| 2018-03-13 | TICC | Buy | 5,359 | 6.25 | 33,477 |
| 2018-03-14 | TICC | Buy | 5,469 | 6.24 | 34,099 |
| 2018-03-08 | TICC | Buy | 3,281 | 6.31 | 20,689 |
| 2018-03-07 | TICC | Buy | 2,855 | 6.27 | 17,900 |
| 2018-03-09 | TICC | Buy | 4,337 | 6.38 | 27,657 |
| 2018-03-02 | TICC | Buy | 4,402 | 6.07 | 26,711 |
| 2018-03-05 | TICC | Buy | 4,038 | 6.20 | 25,027 |
| 2018-03-06 | TICC | Buy | 3,577 | 6.25 | 22,374 |
| 2018-02-27 | TICC | Buy | 6,604 | 6.03 | 39,808 |
| 2018-02-28 | TICC | Buy | 5,850 | 6.06 | 35,427 |
| 2018-03-01 | TICC | Buy | 3,899 | 6.08 | 23,686 |
| 2018-02-26 | TICC | Buy | 3,688 | 5.88 | 21,685 |
| 2018-02-22 | TICC | Buy | 1,619 | 5.71 | 9,250 |
| 2018-02-23 | TICC | Buy | 2,967 | 5.76 | 17,086 |
| 2018-02-16 | TICC | Buy | 3,687 | 5.68 | 20,934 |
| 2018-02-20 | TICC | Buy | 5,486 | 5.64 | 30,962 |
| 2018-02-21 | TICC | Buy | 3,319 | 5.70 | 18,914 |
| 2018-02-15 | TICC | Buy | 3,373 | 5.70 | 19,222 |
| 2018-02-14 | TICC | Buy | 2,744 | 5.65 | 15,495 |
| 2018-02-13 | TICC | Buy | 3,739 | 5.60 | 20,927 |
| 2018-02-08 | TICC | Buy | 4,889 | 5.54 | 27,065 |
| 2018-02-09 | TICC | Buy | 4,301 | 5.50 | 23,664 |
| 2018-02-12 | TICC | Buy | 7,359 | 5.51 | 40,533 |
| 2017-12-21 | TICC | Buy | 6,736 | 5.84 | 39,331 |
| 2017-12-20 | TICC | Buy | 8,086 | 5.83 | 47,149 |
| 2017-12-18 | TICC | Buy | 31,161 | 5.81 | 181,076 |
| 2017-12-19 | TICC | Buy | 600 | 5.75 | 3,448 |
| 2017-12-15 | TICC | Buy | 8,498 | 5.84 | 49,662 |
| 2017-12-13 | TICC | Buy | 4,445 | 5.94 | 26,421 |
| 2017-12-12 | TICC | Buy | 22,737 | 6.08 | 138,150 |
| 2017-12-11 | TICC | Buy | 450 | 6.10 | 2,745 |
| 2017-11-21 | TICC | Buy | 1,050 | 6.09 | 6,393 |
| 2017-11-22 | TICC | Buy | 20 | 6.10 | 122 |
| 2017-11-20 | TICC | Buy | 1,869 | 6.08 | 11,369 |
| 2017-11-17 | TICC | Buy | 2,242 | 6.06 | 13,579 |
| 2017-11-16 | TICC | Buy | 2,956 | 6.07 | 17,937 |
| 2017-11-13 | TICC | Buy | 12,915 | 6.02 | 77,774 |
| 2017-11-14 | TICC | Buy | 4,128 | 6.04 | 24,912 |
| 2017-11-15 | TICC | Buy | 8,484 | 6.03 | 51,116 |
| 2017-11-07 | TICC | Buy | 21,050 | 5.99 | 126,047 |
| 2017-11-06 | TICC | Buy | 26,431 | 5.85 | 154,568 |
| 2017-11-08 | TICC | Buy | 5,835 | 5.99 | 34,928 |
| 2017-09-01 | TICC | Buy | 732 | 6.68 | 4,890 |
| 2017-08-31 | TICC | Buy | 800 | 6.70 | 5,356 |
| 2017-08-30 | TICC | Buy | 5,076 | 6.67 | 33,872 |
| 2017-08-29 | TICC | Buy | 960 | 6.70 | 6,430 |
| 2017-08-28 | TICC | Buy | 3,645 | 6.69 | 24,392 |
| 2017-08-23 | TICC | Buy | 1,120 | 6.69 | 7,490 |
| 2017-08-24 | TICC | Buy | 3,438 | 6.69 | 23,003 |
| 2017-08-25 | TICC | Buy | 3,091 | 6.69 | 20,669 |
| 2017-08-18 | TICC | Buy | 448 | 6.65 | 2,979 |
| 2017-08-21 | TICC | Buy | 5,150 | 6.65 | 34,237 |
| 2017-08-22 | TICC | Buy | 4,422 | 6.68 | 29,543 |
| 2017-08-14 | TICC | Buy | 2,621 | 6.62 | 17,364 |
| 2017-08-11 | TICC | Buy | 9,489 | 6.58 | 62,447 |
| 2017-08-10 | TICC | Buy | 5,042 | 6.64 | 33,494 |
| 2016-06-20 | TICC | Buy | 28,600 | 5.46 | 156,041 |
| 2016-06-17 | TICC | Buy | 40,200 | 5.44 | 218,607 |
| 2016-06-20 | TICC | Buy | 28,600 | 5.46 | 156,041 |
| 2016-06-17 | TICC | Buy | 40,200 | 5.44 | 218,607 |
| 2016-06-17 | TICC | Buy | 40,200 | 5.44 | 218,607 |
| 2016-06-20 | TICC | Buy | 28,600 | 5.46 | 156,041 |
| 2016-06-15 | TICC | Buy | 40,360 | 5.39 | 217,378 |
| 2016-06-14 | TICC | Buy | 40,360 | 5.43 | 219,114 |
| 2016-06-16 | TICC | Buy | 34,136 | 5.35 | 182,695 |
| 2016-06-06 | TICC | Buy | 14,400 | 5.74 | 82,641 |
| 2016-06-01 | TICC | Buy | 27,320 | 5.65 | 154,303 |
| 2016-06-02 | TICC | Buy | 27,320 | 5.61 | 153,210 |
| 2016-06-03 | TICC | Buy | 120,000 | 5.64 | 676,800 |
| 2016-05-26 | TICC | Buy | 23,880 | 5.67 | 135,327 |
| 2016-05-31 | TICC | Buy | 27,320 | 5.65 | 154,248 |
| 2016-05-27 | TICC | Buy | 23,880 | 5.65 | 134,922 |
| 2016-05-23 | TICC | Buy | 23,880 | 5.39 | 128,808 |
| 2016-05-24 | TICC | Buy | 23,880 | 5.59 | 133,608 |
| 2016-05-25 | TICC | Buy | 23,880 | 5.67 | 135,304 |
| 2016-05-20 | TICC | Buy | 20,160 | 5.27 | 106,223 |
| 2016-05-19 | TICC | Buy | 20,160 | 5.29 | 106,545 |
| 2016-05-18 | TICC | Buy | 20,160 | 5.44 | 109,589 |
| 2016-05-13 | TICC | Buy | 13,570 | 5.34 | 72,504 |
| 2016-05-16 | TICC | Buy | 20,160 | 5.44 | 109,589 |
| 2016-05-17 | TICC | Buy | 20,160 | 5.43 | 109,388 |
| 2016-05-12 | TICC | Buy | 16,680 | 5.30 | 88,454 |
| 2016-05-11 | TICC | Buy | 16,680 | 5.24 | 87,353 |
| 2016-05-10 | TICC | Buy | 16,680 | 5.08 | 84,801 |
| 2016-05-09 | TICC | Buy | 16,680 | 5.04 | 84,083 |
| 2016-05-06 | TICC | Buy | 12,800 | 5.02 | 64,217 |
| 2016-05-05 | TICC | Buy | 12,800 | 5.00 | 64,038 |
| 2011-12-19 | TICC | Buy | 20,000 | 8.50 | 169,960 |
| 2008-11-11 | TICC | Buy | 18,960 | 3.04 | 57,543 |
| 2008-11-12 | TICC | Buy | 6,040 | 3.05 | 18,422 |
| 2008-09-17 | TICC | Buy | 25,000 | 4.69 | 117,250 |
| 2008-06-20 | TICC | Buy | 25,000 | 5.06 | 126,550 |
| 2007-11-26 | TICC | Buy | 5,000 | 10.22 | 51,090 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Rosenthal Saul B (President of Oxford Lane Capital Corp. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.