Insider Trading History of Friedrich Roman Iii


The following table details the trading activities (stock purchases, stock sales, and stock option exercises) reported to the Securities and Exchange Commission (SEC) by insider Friedrich Roman Iii since year 2005. The trader's CIK number is 1277343. At the time of the last reporting, Friedrich Roman Iii was the Officer of Guggenheim Credit Allocation Fund . (stock ticker symbol GGM). See this page for all insider trading activities at Guggenheim Credit Allocation Fund .

Note that in the past FRIEDRICH ROMAN III also reported insider trading activities as an insider of the following companies:
Stock purchases, sales, and option exercises reported by insider Friedrich Roman Iii since 2005.
  Trade Date   Symbol Company Name (Issuer) Trade Type     Shares       Price ($)   Value ($)
2019-05-07 GGM Guggenheim Credit Allocation Fund Buy 1,060 20.60 21,838
2019-05-07 GOF Guggenheim Strategic Opportunities Fund Buy 1,090 20.16 21,979
2019-03-19 GOF Guggenheim Strategic Opportunities Fund Buy 158 19.64 3,103
2019-03-07 GGM Guggenheim Credit Allocation Fund Buy 1,095 21.20 23,211
2018-09-06 GOF Guggenheim Strategic Opportunities Fund Buy 150 22.19 3,328
2018-07-17 GOF Guggenheim Strategic Opportunities Fund Buy 850 21.35 18,147
2018-03-29 GOF Guggenheim Strategic Opportunities Fund Buy 740 20.20 14,948
2017-11-28 GOF Guggenheim Strategic Opportunities Fund Buy 135 21.64 2,921
2017-07-20 GOF Guggenheim Strategic Opportunities Fund Buy 500 21.07 10,534
2016-08-25 GGM Guggenheim Credit Allocation Fund Buy 452 22.10 9,989
2014-08-28 GGM Guggenheim Credit Allocation Fund Buy 250 24.27 6,068
2013-12-26 FMO Fiduciary/claymore Energy Infrastructure Fund Sale 282 25.30 7,134
2012-02-23 GBAB Guggenheim Taxable Municipal Managed Duration Trust Buy 140 21.93 3,070
2013-12-26 GBAB Guggenheim Taxable Municipal Managed Duration Trust Sale 355 19.66 6,979
2013-12-26 GGE Dreman Claymore Dividend & Income Fund Sale 147 18.47 2,715
2013-11-25 GOF Guggenheim Strategic Opportunities Fund Buy 100 21.48 2,148
2013-09-03 GGM Guggenheim Credit Allocation Fund Buy 200 23.73 4,746
2013-06-24 GOF Guggenheim Strategic Opportunities Fund Buy 234 21.31 4,985
2013-04-16 FMO Fiduciary/claymore Energy Infrastructure Fund Buy 270 25.81 6,969
2012-12-21 GGE Dreman Claymore Dividend & Income Fund Buy 100 17.16 1,716
2012-12-27 GBAB Guggenheim Taxable Municipal Managed Duration Trust Buy 215 22.72 4,884
2012-12-27 GOF Guggenheim Strategic Opportunities Fund Buy 225 21.10 4,747
2005-12-02 DCS Dreman Claymore Dividend & Income Fund Buy 200 18.30 3,660
2011-04-04 GOF Guggenheim Strategic Opportunities Fund Buy 280 21.04 5,891

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Friedrich Roman Iii (Officer of Guggenheim Credit Allocation Fund at the time of this reporting) see the Securities and Exchange Commission (SEC) website.