- Company Directors - F
- Friedrich Roman Iii
Insider Trading History of Friedrich Roman Iii
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Friedrich Roman Iii since 2011.
The trader's CIK number is 1277343.
At the time of the last reporting, Friedrich Roman Iii was the Officer of Guggenheim Credit Allocation Fund. (stock ticker symbol GGM).
Also see all insider trading activities at Guggenheim Credit Allocation Fund.
Note that in the past
FRIEDRICH ROMAN III also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Fiduciary/claymore Energy Infrastructure Fund (FMO) by Friedrich Roman Iii
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2013 | FMO | 0 | $0 | 282 | $7,134 | 0 | $0 |
| 2013 | FMO | 270 | $6,969 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Guggenheim Strategic Opportunities Fund (GOF) by Friedrich Roman Iii
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | GOF | 1,248 | $25,082 | 0 | $0 | 0 | $0 |
| 2018 | GOF | 1,740 | $36,423 | 0 | $0 | 0 | $0 |
| 2017 | GOF | 635 | $13,455 | 0 | $0 | 0 | $0 |
| 2013 | GOF | 559 | $11,880 | 0 | $0 | 0 | $0 |
| 2011 | GOF | 280 | $5,891 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Dreman Claymore Dividend & Income Fund (GGE) by Friedrich Roman Iii
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2013 | GGE | 0 | $0 | 147 | $2,715 | 0 | $0 |
| 2012 | GGE | 100 | $1,716 | 0 | $0 | 0 | $0 |
| 2005 | GGE | 200 | $3,660 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Guggenheim Taxable Municipal Managed Duration Trust (GBAB) by Friedrich Roman Iii
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | GBAB | 140 | $3,070 | 355 | $6,979 | 0 | $0 |
| 2012 | GBAB | 215 | $4,884 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Guggenheim Credit Allocation Fund (GGM) by Friedrich Roman Iii
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | GGM | 2,155 | $45,049 | 0 | $0 | 0 | $0 |
| 2016 | GGM | 452 | $9,989 | 0 | $0 | 0 | $0 |
| 2014 | GGM | 250 | $6,068 | 0 | $0 | 0 | $0 |
| 2013 | GGM | 200 | $4,746 | 0 | $0 | 0 | $0 |
Insider trading activities at 5 companies by Friedrich Roman Iii:
1. Fiduciary/claymore Energy Infrastructure Fund (FMO)
2. Guggenheim Strategic Opportunities Fund (GOF)
3. Dreman Claymore Dividend & Income Fund (GGE)
4. Guggenheim Taxable Municipal Managed Duration Trust (GBAB)
5. Guggenheim Credit Allocation Fund (GGM)
Table 1. Insider trading of Fiduciary/claymore Energy Infrastructure Fund (FMO) by Friedrich Roman Iii
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2013-12-26 | FMO | Sale | 282 | 25.30 | 7,134 |
| 2013-04-16 | FMO | Buy | 270 | 25.81 | 6,969 |
Table 2. Insider trading of Guggenheim Strategic Opportunities Fund (GOF) by Friedrich Roman Iii
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-05-07 | GOF | Buy | 1,090 | 20.16 | 21,979 |
| 2019-03-19 | GOF | Buy | 158 | 19.64 | 3,103 |
| 2018-09-06 | GOF | Buy | 150 | 22.19 | 3,328 |
| 2018-07-17 | GOF | Buy | 850 | 21.35 | 18,147 |
| 2018-03-29 | GOF | Buy | 740 | 20.20 | 14,948 |
| 2017-11-28 | GOF | Buy | 135 | 21.64 | 2,921 |
| 2017-07-20 | GOF | Buy | 500 | 21.07 | 10,534 |
| 2013-11-25 | GOF | Buy | 100 | 21.48 | 2,148 |
| 2013-06-24 | GOF | Buy | 234 | 21.31 | 4,985 |
| 2012-12-27 | GOF | Buy | 225 | 21.10 | 4,747 |
| 2011-04-04 | GOF | Buy | 280 | 21.04 | 5,891 |
Table 3. Insider trading of Dreman Claymore Dividend & Income Fund (GGE) by Friedrich Roman Iii
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2013-12-26 | GGE | Sale | 147 | 18.47 | 2,715 |
| 2012-12-21 | GGE | Buy | 100 | 17.16 | 1,716 |
| 2005-12-02 | DCS | Buy | 200 | 18.30 | 3,660 |
Table 4. Insider trading of Guggenheim Taxable Municipal Managed Duration Trust (GBAB) by Friedrich Roman Iii
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-02-23 | GBAB | Buy | 140 | 21.93 | 3,070 |
| 2013-12-26 | GBAB | Sale | 355 | 19.66 | 6,979 |
| 2012-12-27 | GBAB | Buy | 215 | 22.72 | 4,884 |
Table 5. Insider trading of Guggenheim Credit Allocation Fund (GGM) by Friedrich Roman Iii
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-05-07 | GGM | Buy | 1,060 | 20.60 | 21,838 |
| 2019-03-07 | GGM | Buy | 1,095 | 21.20 | 23,211 |
| 2016-08-25 | GGM | Buy | 452 | 22.10 | 9,989 |
| 2014-08-28 | GGM | Buy | 250 | 24.27 | 6,068 |
| 2013-09-03 | GGM | Buy | 200 | 23.73 | 4,746 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Friedrich Roman Iii
(Officer of Guggenheim Credit Allocation Fund at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.