Insider Trading History of Johnson Thomas Richard

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Johnson Thomas Richard since 2005. The trader's CIK number is 1286502. At the time of the last reporting, Johnson Thomas Richard was the Director of Penson Worldwide Inc. (stock ticker symbol PNSN). Also see all insider trading activities at Penson Worldwide Inc.

Note that in the past JOHNSON THOMAS RICHARD also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Call Now Inc (CLNW) by Johnson Thomas Richard

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2006 CLNW 0 $0 0 $0 33,334 $53,001
2005 CLNW 3,500 $25,375 0 $0 0 $0

Yearly summary of insider trading at Penson Worldwide Inc (PNSN) by Johnson Thomas Richard

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2011 PNSN 0 $0 0 $0 1,543 $0
2010 PNSN 0 $0 500,000 $0 4,766 $0
2009 PNSN 0 $0 100,000 $1,170,752 5,675 $0
2008 PNSN 0 $0 30,000 $549,000 1,680 $0
2006 PNSN 0 $0 157,337 $2,674,729 0 $0


Insider trading activities at 2 companies by Johnson Thomas Richard:

1. Call Now Inc (CLNW)

2. Penson Worldwide Inc (PNSN)

Table 1. Insider trading of Call Now Inc (CLNW) by Johnson Thomas Richard

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2006-11-16 CLNW Option Ex 33,334 1.59 53,001
2005-05-24 CLNW Buy 3,500 7.25 25,375

Table 2. Insider trading of Penson Worldwide Inc (PNSN) by Johnson Thomas Richard

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2011-03-31 PNSN Option Ex 771 .00 0
2010-12-31 PNSN Option Ex 772 .00 0
2010-09-30 PNSN Option Ex 771 .00 0
2010-06-30 PNSN Option Ex 772 .00 0
2010-04-29 PNSN Option Ex 840 .00 0
2010-03-31 PNSN Option Ex 772 .00 0
2010-03-31 PNSN Sale 406,797 .00 0
2010-03-02 PNSN Sale 93,203 .00 0
2010-01-29 PNSN Option Ex 840 .00 0
2009-12-31 PNSN Option Ex 771 .00 0
2009-10-29 PNSN Option Ex 840 .00 0
2009-09-30 PNSN Option Ex 772 .00 0
2009-08-04 PNSN Sale 12,600 11.52 145,152
2009-07-30 PNSN Sale 14,500 11.75 170,375
2009-07-31 PNSN Sale 45,900 11.75 539,325
2009-08-03 PNSN Sale 27,000 11.70 315,900
2009-07-29 PNSN Option Ex 839 .00 0
2009-06-30 PNSN Option Ex 772 .00 0
2009-06-30 PNSN Option Ex 772 .00 0
2009-04-29 PNSN Option Ex 840 .00 0
2009-01-29 PNSN Option Ex 840 .00 0
2008-10-29 PNSN Option Ex 840 .00 0
2008-08-01 PNSN Sale 30,000 18.30 549,000
2008-07-29 PNSN Option Ex 840 .00 0
2006-05-24 PNSN Sale 20,522 17.00 348,874
2006-05-17 PNSN Sale 136,815 17.00 2,325,855

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Johnson Thomas Richard (Director of Penson Worldwide Inc at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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