Insider Trading History of Yates Lloyd M

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) of Yates Lloyd M since 2006. This trader's CIK number is 1311411. At the time of last reporting, Yates Lloyd M was the Director and President & CEO of Nisource Inc.. (stock ticker symbol NI). Also see all insider trading activities at Nisource Inc..

Note that in the past Yates Lloyd M also reported insider trading activities as an insider of the following companies:

Insider Activities at Nisource Inc. (NI)
Insider Activities at Marsh & Mclennan Companies, Inc. (MMC)
Insider Activities at American Water Works Company, Inc. (AWK)
Insider Activities at Duke Energy Corp (DUK)
Insider Activities at Progress Energy Inc (PGN)

Yearly summary of insider trading at Duke Energy Corp (DUK) by Yates Lloyd M

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2019	DUK	0	$0	25,117	$2,267,723	14,586	$1,306,759
2018	DUK	0	$0	3,746	$284,894	6,735	$508,357
2017	DUK	0	$0	15,000	$1,269,900	0	$0
2015	DUK	0	$0	5,892	$448,428	4,098	$323,782
2014	DUK	0	$0	10,700	$812,494	11,992	$851,791
2013	DUK	0	$0	16,889	$1,208,568	8,415	$581,560
2012	DUK	0	$0	5,000	$324,575	0	$0

Yearly summary of insider trading at Marsh & Mclennan Companies, Inc. (MMC) by Yates Lloyd M

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2020	MMC	0	$0	6,658	$766,781	0	$0
2015	MMC	3,000	$176,757	0	$0	0	$0
2013	MMC	4,000	$149,276	0	$0	0	$0

Yearly summary of insider trading at Progress Energy Inc (PGN) by Yates Lloyd M

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2012	PGN	0	$0	5,100	$270,983	0	$0
2011	PGN	0	$0	6,637	$315,685	0	$0
2010	PGN	0	$0	5,294	$211,084	0	$0
2009	PGN	0	$0	1,529	$50,206	0	$0
2008	PGN	0	$0	703	$29,449	0	$0
2007	PGN	0	$0	41,800	$2,076,156	41,800	$1,820,802
2006	PGN	0	$0	6,800	$289,544	189	$8,426

Yearly summary of insider trading at Nisource Inc. (NI) by Yates Lloyd M

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2025	NI	0	$0	16,127	$627,824	0	$0

Yearly summary of insider trading at American Water Works Company, Inc. (AWK) by Yates Lloyd M

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2020	AWK	2,000	$231,900	0	$0	0	$0

Insider trading activities at 5 companies by Yates Lloyd M:

1. Duke Energy Corp (DUK)

2. Marsh & Mclennan Companies, Inc. (MMC)

3. Progress Energy Inc (PGN)

4. Nisource Inc. (NI)

5. American Water Works Company, Inc. (AWK)

Table 1. Insider trading of Duke Energy Corp (DUK) by Yates Lloyd M

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2019-08-26	DUK	Sale	20,000	90.82	1,816,440
2019-05-23	DUK	Sale	5,117	88.19	451,283
2019-02-13	DUK	Option Ex	14,586	89.59	1,306,759
2018-02-28	DUK	Sale	3,746	76.05	284,894
2018-02-14	DUK	Option Ex	6,735	75.48	508,357
2017-11-13	DUK	Sale	5,000	89.95	449,760
2017-02-27	DUK	Sale	5,000	82.01	410,070
2017-02-27	DUK	Sale	5,000	82.01	410,070
2015-05-19	DUK	Sale	5,892	76.11	448,428
2015-02-25	DUK	Option Ex	4,098	79.01	323,782
2014-11-07	DUK	Sale	4,000	82.00	327,988
2014-08-26	DUK	Sale	4,300	72.64	312,360
2014-08-01	DUK	Sale	300	72.24	21,672
2014-07-01	DUK	Sale	300	74.20	22,260
2014-06-02	DUK	Sale	300	70.95	21,285
2014-05-01	DUK	Sale	300	74.60	22,380
2014-04-01	DUK	Sale	300	71.39	21,417
2014-03-03	DUK	Sale	300	70.53	21,159
2014-02-25	DUK	Option Ex	11,992	71.03	851,791
2014-02-03	DUK	Sale	300	70.68	21,204
2014-01-02	DUK	Sale	300	69.23	20,769
2013-12-02	DUK	Sale	300	70.13	21,039
2013-11-01	DUK	Sale	300	71.96	21,587
2013-10-01	DUK	Sale	300	67.50	20,250
2013-09-03	DUK	Sale	300	65.94	19,782
2013-08-09	DUK	Sale	8,689	71.22	618,830
2013-05-14	DUK	Sale	7,000	72.44	507,080
2013-02-25	DUK	Option Ex	8,415	69.11	581,560
2012-08-30	DUK	Sale	5,000	64.92	324,575

Table 2. Insider trading of Marsh & Mclennan Companies, Inc. (MMC) by Yates Lloyd M

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2020-11-16	MMC	Sale	6,658	115.17	766,781
2015-05-27	MMC	Buy	3,000	58.92	176,757
2013-03-22	MMC	Buy	4,000	37.32	149,276

Table 3. Insider trading of Progress Energy Inc (PGN) by Yates Lloyd M

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2012-03-07	PGN	Sale	5,100	53.13	270,983
2011-05-10	PGN	Sale	6,188	47.69	295,087
2011-03-14	PGN	Sale	449	45.88	20,598
2010-05-14	PGN	Sale	4,483	40.06	179,593
2010-03-15	PGN	Sale	811	38.83	31,491
2009-03-16	PGN	Sale	798	33.54	26,763
2009-03-09	PGN	Sale	731	32.07	23,443
2008-03-17	PGN	Sale	373	41.93	15,639
2008-03-18	PGN	Sale	330	41.85	13,810
2007-02-15	PGN	Sale	13,000	49.68	645,840
2007-02-15	PGN	Option Ex	13,000	41.97	545,610
2007-02-15	PGN	Sale	18,000	49.63	893,340
2007-02-15	PGN	Option Ex	18,000	44.75	805,500
2007-02-15	PGN	Sale	10,800	49.72	536,976
2007-02-15	PGN	Option Ex	10,800	43.49	469,692
2006-05-10	PGN	Sale	6,800	42.58	289,544
2006-04-17	PGN	Option Ex	189	44.59	8,426

Table 4. Insider trading of Nisource Inc. (NI) by Yates Lloyd M

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2025-05-16	NI	Sale	16,127	38.93	627,824

Table 5. Insider trading of American Water Works Company, Inc. (AWK) by Yates Lloyd M

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2020-05-13	AWK	Buy	2,000	115.95	231,900

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Yates Lloyd M (Director and President & CEO of Nisource Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.

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