Insider Trading History of Dakos Andrew

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) of Dakos Andrew since 2005. This trader's CIK number is 1341021. At the time of last reporting, Dakos Andrew was the President of Special Opportunities Fund, Inc.. (stock ticker symbol SPE). Also see all insider trading activities at Special Opportunities Fund, Inc..

Note that in the past Dakos Andrew also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Emergent Capital, Inc. (IFT) by Dakos Andrew

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2015	IFT	0	$0	0	$0	11,964	$68,793
2014	IFT	20,000	$115,599	0	$0	0	$0

Yearly summary of insider trading at New Ireland Fund Inc (IRL) by Dakos Andrew

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2021	IRL	0	$0	25,088	$313,549	0	$0

Yearly summary of insider trading at Brookfield Dtla Fund Office Trust Investor Inc. (DTLA PR) by Dakos Andrew

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2018	DTLA PR	1,155	$28,635	0	$0	0	$0

Yearly summary of insider trading at High Income Securities Fund (PCF) by Dakos Andrew

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2024	PCF	0	$0	0	$0	70,092	$454,196
2021	PCF	0	$0	61,255	$595,316	70,745	$586,748
2020	PCF	0	$0	46,000	$390,640	0	$0
2019	PCF	70,000	$647,500	220,107	$2,035,905	0	$0

Yearly summary of insider trading at Mexico Equity & Income Fund Inc (MXE) by Dakos Andrew

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2013	MXE	0	$0	110,419	$1,836,016	0	$0
2005	MXE	1,900	$40,185	0	$0	0	$0

Yearly summary of insider trading at Firsthand Technology Value Fund, Inc. (SVVC) by Dakos Andrew

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2014	SVVC	0	$0	44,947	$1,019,313	0	$0

Yearly summary of insider trading at Western Asset Corporate Loan Fund Inc. (TLI) by Dakos Andrew

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2020	TLI	586	$5,734	0	$0	0	$0

Yearly summary of insider trading at Swiss Helvetia Fund, Inc. (SWZ) by Dakos Andrew

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2022	SWZ	2,000	$18,159	0	$0	0	$0
2020	SWZ	1,000	$7,750	0	$0	0	$0
2018	SWZ	67,429	$869,607	0	$0	0	$0
2017	SWZ	66,944	$843,906	0	$0	0	$0

Yearly summary of insider trading at Alliance California Municipal Income Fund (AKP) by Dakos Andrew

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2019	AKP	0	$0	536,293	$7,870,573	0	$0
2018	AKP	13,948	$187,060	0	$0	0	$0

Yearly summary of insider trading at Special Opportunities Fund (SPE) by Dakos Andrew

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2020	SPE	1,000	$13,250	0	$0	0	$0

Yearly summary of insider trading at Special Opportunities Fund, Inc. (SPE) by Dakos Andrew

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2024	SPE	0	$0	377	$5,180	0	$0
2021	SPE	0	$0	0	$0	8,449	$0
2020	SPE	1,000	$13,250	0	$0	0	$0
2016	SPE	2,000	$24,920	0	$0	0	$0
2015	SPE	4,000	$59,780	0	$0	0	$0
2011	SPE	1,000	$15,359	0	$0	0	$0
2010	SPE	0	$0	49,931	$708,021	0	$0

Yearly summary of insider trading at Keating Capital Inc (XRDC) by Dakos Andrew

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2017	XRDC	28,479	$61,799	28,479	$61,799	0	$0

Insider trading activities at 12 companies by Dakos Andrew:

1. Emergent Capital, Inc. (IFT)

2. New Ireland Fund Inc (IRL)

3. Brookfield Dtla Fund Office Trust Investor Inc. (DTLA PR)

4. High Income Securities Fund (PCF)

5. Mexico Equity & Income Fund Inc (MXE)

6. Firsthand Technology Value Fund, Inc. (SVVC)

7. Western Asset Corporate Loan Fund Inc. (TLI)

8. Swiss Helvetia Fund, Inc. (SWZ)

9. Alliance California Municipal Income Fund (AKP)

10. Special Opportunities Fund (SPE)

11. Special Opportunities Fund, Inc. (SPE)

12. Keating Capital Inc (XRDC)

Table 1. Insider trading of Emergent Capital, Inc. (IFT) by Dakos Andrew

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2015-06-24	IFT	Option Ex	11,964	5.75	68,793
2014-03-31	IFT	Buy	10,000	5.75	57,500
2014-03-28	IFT	Buy	10,000	5.81	58,099

Table 2. Insider trading of New Ireland Fund Inc (IRL) by Dakos Andrew

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2021-04-05	IRL	Sale	25,088	12.50	313,549

Table 3. Insider trading of Brookfield Dtla Fund Office Trust Investor Inc. (DTLA PR) by Dakos Andrew

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2018-06-08	DTLA PR	Buy	1,155	24.79	28,635

Table 4. Insider trading of High Income Securities Fund (PCF) by Dakos Andrew

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2024-08-15	PCF	Option Ex	70,092	6.48	454,196
2021-11-01	PCF	Option Ex	31,745	8.36	265,388
2021-09-16	PCF	Sale	10,000	10.02	100,230
2021-09-15	PCF	Sale	20,000	9.96	199,259
2021-09-13	PCF	Sale	10,000	9.94	99,400
2021-09-14	PCF	Sale	10,000	9.95	99,500
2021-02-02	PCF	Option Ex	39,000	8.24	321,360
2021-01-21	PCF	Sale	9,355	8.59	80,359
2021-01-20	PCF	Sale	1,900	8.72	16,568
2020-12-17	PCF	Sale	1,299	8.96	11,639
2020-12-16	PCF	Sale	5,000	8.83	44,150
2020-10-13	PCF	Sale	2,819	8.35	23,538
2020-10-14	PCF	Sale	5,000	8.40	42,000
2020-09-30	PCF	Sale	2,892	8.33	24,093
2020-09-28	PCF	Sale	10,000	8.33	83,310
2020-09-29	PCF	Sale	2,497	8.33	20,800
2020-09-17	PCF	Sale	10,000	8.61	86,140
2020-09-18	PCF	Sale	1,190	8.54	10,160
2020-09-21	PCF	Sale	5,303	8.45	44,810
2019-10-16	PCF	Sale	107	8.46	905
2019-03-25	PCF	Sale	220,000	9.25	2,035,000
2019-03-25	PCF	Buy	70,000	9.25	647,500

Table 5. Insider trading of Mexico Equity & Income Fund Inc (MXE) by Dakos Andrew

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2013-04-29	MXE	Sale	11,289	17.16	193,719
2013-04-25	MXE	Sale	1,069	17.16	18,344
2013-04-19	MXE	Sale	23,692	17.00	402,787
2013-04-15	MXE	Sale	26,100	17.22	449,520
2013-04-12	MXE	Sale	9,600	17.42	167,241
2013-02-07	MXE	Sale	4,667	15.74	73,439
2013-02-05	MXE	Sale	400	15.87	6,347
2013-02-06	MXE	Sale	14,306	15.79	225,834
2013-02-01	MXE	Sale	11,275	15.83	178,438
2013-01-08	MXE	Sale	8,021	15.00	120,347
2005-11-23	MXE	Buy	1,900	21.15	40,185

Table 6. Insider trading of Firsthand Technology Value Fund, Inc. (SVVC) by Dakos Andrew

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2014-11-11	SVVC	Sale	7,521	22.65	170,350
2014-11-12	SVVC	Sale	36,226	22.68	821,714
2014-11-07	SVVC	Sale	1,200	22.71	27,249

Table 7. Insider trading of Western Asset Corporate Loan Fund Inc. (TLI) by Dakos Andrew

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2020-02-28	TLI	Buy	586	9.79	5,734

Table 8. Insider trading of Swiss Helvetia Fund, Inc. (SWZ) by Dakos Andrew

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2022-03-03	SWZ	Buy	1,000	8.82	8,820
2022-02-02	SWZ	Buy	428	9.38	4,014
2022-02-03	SWZ	Buy	572	9.31	5,325
2020-02-28	SWZ	Buy	1,000	7.75	7,750
2018-02-16	SWZ	Buy	500	12.84	6,422
2018-02-20	SWZ	Buy	5,700	12.74	72,606
2018-02-13	SWZ	Buy	7,400	12.35	91,390
2018-02-12	SWZ	Buy	3,800	12.35	46,941
2018-02-05	SWZ	Buy	6,442	12.88	82,972
2018-02-01	SWZ	Buy	1,353	13.40	18,128
2018-01-30	SWZ	Buy	5,042	13.45	67,819
2018-01-19	SWZ	Buy	16,103	13.15	211,786
2018-01-10	SWZ	Buy	292	12.92	3,772
2018-01-08	SWZ	Buy	1,752	12.94	22,662
2018-01-09	SWZ	Buy	8,230	12.93	106,372
2018-01-03	SWZ	Buy	3,950	12.79	50,532
2018-01-04	SWZ	Buy	5,533	12.88	71,237
2017-12-29	SWZ	Buy	1,332	12.74	16,968
2017-12-28	SWZ	Buy	14,036	12.66	177,667
2017-12-27	SWZ	Buy	19,600	12.63	247,548
2017-12-21	SWZ	Buy	7,235	12.57	90,936
2017-12-20	SWZ	Buy	3,163	12.41	39,252
2017-12-19	SWZ	Buy	3,300	12.55	41,428
2017-11-29	SWZ	Buy	2,283	12.66	28,895
2017-11-30	SWZ	Buy	2,873	12.70	36,484
2017-11-21	SWZ	Buy	13,060	12.60	164,490
2017-11-15	SWZ	Buy	1,394	12.34	17,206

Table 9. Insider trading of Alliance California Municipal Income Fund (AKP) by Dakos Andrew

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2019-04-17	AKP	Sale	78,893	14.68	1,158,228
2019-04-18	AKP	Sale	457,400	14.68	6,712,345
2018-10-05	AKP	Buy	13,348	13.41	179,050
2018-10-08	AKP	Buy	600	13.35	8,010

Table 10. Insider trading of Special Opportunities Fund (SPE) by Dakos Andrew

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2020-02-28	SPE	Buy	1,000	13.25	13,250

Table 11. Insider trading of Special Opportunities Fund, Inc. (SPE) by Dakos Andrew

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2024-09-20	SPE	Sale	377	13.74	5,180
2021-07-09	SPE	Option Ex	8,449	.00	0
2020-02-28	SPE	Buy	1,000	13.25	13,250
2016-02-03	SPE	Buy	2,000	12.46	24,920
2015-02-02	SPE	Buy	4,000	14.95	59,780
2011-03-29	SPE	Buy	900	15.38	13,837
2011-03-28	SPE	Buy	100	15.22	1,522
2010-01-22	PIF	Sale	49,931	14.18	708,021

Table 12. Insider trading of Keating Capital Inc (XRDC) by Dakos Andrew

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2017-06-07	XRDC	Buy	28,479	2.17	61,799
2017-06-07	XRDC	Sale	28,479	2.17	61,799

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Dakos Andrew (President of Special Opportunities Fund, Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.

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