1. Corporate Officers - L
2. Lauer Thomas Charles

Insider Trading History of Lauer Thomas Charles

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Lauer Thomas Charles since 2007. The trader's CIK number is 1350454. At the time of the last reporting, Lauer Thomas Charles was the Managing Director of Fidus Investment Corp. (stock ticker symbol FDUS). Also see all insider trading activities at Fidus Investment Corp.

Note that in the past Lauer Thomas Charles also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Fidus Investment Corp (FDUS) by Lauer Thomas Charles

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2020	FDUS	7,000	$84,900	0	$0	0	$0
2018	FDUS	4,000	$51,200	0	$0	0	$0
2015	FDUS	100	$749	0	$0	0	$0
2014	FDUS	1,500	$24,165	0	$0	0	$0
2012	FDUS	2,702	$38,640	0	$0	0	$0
2011	FDUS	1,132	$13,533	0	$0	0	$0

Yearly summary of insider trading at Allied Capital Corp (ALD) by Lauer Thomas Charles

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2008	ALD	0	$0	0	$0	11,461	$0
2007	ALD	10,000	$224,720	0	$0	0	$0

Insider trading activities at 2 companies by Lauer Thomas Charles:

1. Fidus Investment Corp (FDUS)

2. Allied Capital Corp (ALD)

Table 1. Insider trading of Fidus Investment Corp (FDUS) by Lauer Thomas Charles

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2020-03-11	FDUS	Buy	2,000	11.45	22,900
2020-03-09	FDUS	Buy	5,000	12.40	62,000
2018-03-08	FDUS	Buy	4,000	12.80	51,200
2015-08-24	FDUS	Buy	100	7.49	749
2014-12-01	FDUS	Buy	1,500	16.11	24,165
2012-11-09	FDUS	Buy	1,202	15.30	18,390
2012-03-15	FDUS	Buy	1,500	13.50	20,250
2011-11-21	FDUS	Buy	632	11.92	7,533
2011-11-22	FDUS	Buy	500	12.00	6,000

Table 2. Insider trading of Allied Capital Corp (ALD) by Lauer Thomas Charles

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2008-03-18	ALD	Option Ex	11,461	.00	0
2007-11-09	ALD	Buy	10,000	22.47	224,720

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Lauer Thomas Charles (Managing Director of Fidus Investment Corp at the time of this reporting) see the Securities and Exchange Commission (SEC) website.

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