- Corporate Officers - F
- Finke Thomas M
Insider Trading History of Finke Thomas M
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Finke Thomas M since 2012.
This trader's CIK number is 1363651.
At the time of last reporting, Finke Thomas M was the Officer of Alliance Entertainment Holding Corp. (stock ticker symbol AENT).
Also see all insider trading activities at Alliance Entertainment Holding Corp.
Note that in the past
Finke Thomas M also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Alliance Entertainment Holding Corp (AENT) by Finke Thomas M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2023 | AENT | 83,300 | $249,900 | 0 | $0 | 1,250,000 | $0 |
Yearly summary of insider trading at Barings Global Short Duration High Yield Fund (BGH) by Finke Thomas M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | BGH | 11,000 | $204,390 | 0 | $0 | 0 | $0 |
| 2014 | BGH | 9,000 | $203,010 | 0 | $0 | 0 | $0 |
| 2013 | BGH | 12,000 | $298,200 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Barings Bdc, Inc. (BBDC) by Finke Thomas M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2020 | BBDC | 15,000 | $105,045 | 0 | $0 | 0 | $0 |
| 2019 | BBDC | 8,000 | $82,400 | 0 | $0 | 0 | $0 |
| 2018 | BBDC | 2,000 | $19,838 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Barings Corporate Investors (MCI) by Finke Thomas M
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | MCI | 0 | $0 | 2,000 | $32,014 | 0 | $0 |
| 2012 | MCI | 2,000 | $29,640 | 0 | $0 | 0 | $0 |
Insider trading activities at 4 companies by Finke Thomas M:
1. Alliance Entertainment Holding Corp (AENT)
2. Barings Global Short Duration High Yield Fund (BGH)
3. Barings Bdc, Inc. (BBDC)
4. Barings Corporate Investors (MCI)
Table 1. Insider trading of Alliance Entertainment Holding Corp (AENT) by Finke Thomas M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2023-06-30 | AENT | Buy | 83,300 | 3.00 | 249,900 |
| 2023-02-10 | ADRA | Option Ex | 1,250,000 | .00 | 0 |
Table 2. Insider trading of Barings Global Short Duration High Yield Fund (BGH) by Finke Thomas M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-09-30 | BGH | Buy | 2,000 | 17.12 | 34,240 |
| 2015-08-25 | BGH | Buy | 3,000 | 17.78 | 53,340 |
| 2015-08-11 | BGH | Buy | 1,000 | 18.84 | 18,840 |
| 2015-06-29 | BGH | Buy | 5,000 | 19.59 | 97,970 |
| 2014-12-18 | BGH | Buy | 2,000 | 20.13 | 40,260 |
| 2014-09-29 | BGH | Buy | 2,000 | 22.70 | 45,400 |
| 2014-08-08 | BGH | Buy | 2,000 | 23.20 | 46,400 |
| 2014-01-30 | BGH | Buy | 3,000 | 23.65 | 70,950 |
| 2013-12-20 | BGH | Buy | 2,000 | 23.35 | 46,700 |
| 2013-05-17 | BGH | Buy | 10,000 | 25.15 | 251,500 |
Table 3. Insider trading of Barings Bdc, Inc. (BBDC) by Finke Thomas M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2020-05-05 | BBDC | Buy | 15,000 | 7.00 | 105,045 |
| 2019-11-20 | BBDC | Buy | 8,000 | 10.30 | 82,400 |
| 2018-12-10 | BBDC | Buy | 2,000 | 9.92 | 19,838 |
Table 4. Insider trading of Barings Corporate Investors (MCI) by Finke Thomas M
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-06-11 | MCI | Sale | 2,000 | 16.01 | 32,014 |
| 2012-05-16 | MCI | Buy | 2,000 | 14.82 | 29,640 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Finke Thomas M
(Officer of Alliance Entertainment Holding Corp at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.