The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Bhaumik Sam since 2008.
The trader's CIK number is 1395226.
At the time of the last reporting, Bhaumik Sam was the Senior Managing Dire of Square 1 Financial Inc. (stock ticker symbol SQBK).
Also see all insider trading activities at Square 1 Financial Inc.
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2015 | SQBK | 0 | $0 | 0 | $0 | 36,000 | $216,000 |
| 2014 | SQBK | 2,778 | $50,004 | 0 | $0 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2011 | HTGC | 0 | $0 | 20,000 | $215,400 | 0 | $0 |
| 2010 | HTGC | 500 | $4,485 | 3,500 | $35,875 | 34,316 | $144,470 |
| 2009 | HTGC | 0 | $0 | 5,000 | $52,050 | 0 | $0 |
| 2008 | HTGC | 600 | $6,058 | 0 | $0 | 0 | $0 |
1. Square 1 Financial Inc (SQBK)
2. Hercules Capital, Inc. (HTGC)
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2015-08-28 | SQBK | Option Ex | 18,000 | 6.00 | 108,000 |
| 2015-08-31 | SQBK | Option Ex | 18,000 | 6.00 | 108,000 |
| 2014-03-27 | SQBK | Buy | 2,778 | 18.00 | 50,004 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2011-05-31 | HTGC | Sale | 20,000 | 10.77 | 215,400 |
| 2010-12-21 | HTGC | Option Ex | 34,316 | 4.21 | 144,470 |
| 2010-05-27 | HTGC | Buy | 500 | 8.97 | 4,485 |
| 2010-03-10 | HTGC | Sale | 3,500 | 10.25 | 35,875 |
| 2009-12-23 | HTGC | Sale | 5,000 | 10.41 | 52,050 |
| 2008-06-09 | HTGC | Buy | 100 | 9.94 | 994 |
| 2008-05-16 | HTGC | Buy | 500 | 10.13 | 5,064 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Bhaumik Sam (Senior Managing Dire of Square 1 Financial Inc at the time of this reporting) see the Securities and Exchange Commission (SEC) website.