The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Berman Bernard D since 2008.
The trader's CIK number is 1421840.
At the time of the last reporting, Berman Bernard D was the CCO, Exec. V.P.& Sec of Fifth Street Asset Management Inc.. (stock ticker symbol FSAM).
Also see all insider trading activities at Fifth Street Asset Management Inc..
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2017 | FSAM | 0 | $0 | 0 | $0 | 1,659,933 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2017 | FSC | 30,000 | $134,390 | 20,000 | $108,600 | 0 | $0 |
| 2015 | FSC | 2,000 | $13,980 | 0 | $0 | 0 | $0 |
| 2014 | FSC | 2,000 | $16,370 | 0 | $0 | 0 | $0 |
| 2013 | FSC | 4,000 | $39,988 | 0 | $0 | 0 | $0 |
| 2012 | FSC | 2,000 | $18,730 | 0 | $0 | 0 | $0 |
| 2011 | FSC | 2,500 | $24,970 | 0 | $0 | 0 | $0 |
| 2010 | FSC | 2,000 | $21,709 | 0 | $0 | 0 | $0 |
| 2009 | FSC | 4,000 | $36,136 | 0 | $0 | 0 | $0 |
| 2008 | FSC | 7,100 | $100,252 | 0 | $0 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2017 | FSFR | 16,000 | $141,494 | 7,473 | $65,762 | 0 | $0 |
| 2016 | FSFR | 40,000 | $301,950 | 0 | $0 | 0 | $0 |
| 2015 | FSFR | 5,000 | $48,770 | 0 | $0 | 0 | $0 |
| 2014 | FSFR | 11,000 | $120,935 | 0 | $0 | 0 | $0 |
| 2013 | FSFR | 3,000 | $41,475 | 0 | $0 | 0 | $0 |
1. Fifth Street Asset Management Inc. (FSAM)
2. Oaktree Specialty Lending Corp (FSC)
3. Oaktree Strategic Income Corp (FSFR)
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2017-10-26 | FSAM | Option Ex | 70,591 | .00 | 0 |
| 2017-10-17 | FSAM | Option Ex | 97,863 | .00 | 0 |
| 2017-10-16 | FSAM | Option Ex | 1,491,479 | .00 | 0 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2017-09-29 | FSC | Sale | 20,000 | 5.43 | 108,600 |
| 2017-03-17 | FSC | Buy | 5,000 | 4.55 | 22,750 |
| 2017-03-06 | FSC | Buy | 5,000 | 4.35 | 21,750 |
| 2017-03-03 | FSC | Buy | 10,000 | 4.38 | 43,850 |
| 2017-02-10 | FSC | Buy | 10,000 | 4.60 | 46,040 |
| 2015-02-10 | FSC | Buy | 2,000 | 6.99 | 13,980 |
| 2014-12-11 | FSC | Buy | 2,000 | 8.19 | 16,370 |
| 2013-12-03 | FSC | Buy | 1,000 | 9.39 | 9,390 |
| 2013-06-20 | FSC | Buy | 1,000 | 9.95 | 9,949 |
| 2013-05-23 | FSC | Buy | 1,000 | 10.47 | 10,469 |
| 2012-12-28 | FSC | Buy | 1,000 | 10.18 | 10,180 |
| 2012-05-23 | FSC | Buy | 1,000 | 9.10 | 9,100 |
| 2012-03-06 | FSC | Buy | 1,000 | 9.63 | 9,630 |
| 2011-12-06 | FSC | Buy | 1,000 | 9.99 | 9,990 |
| 2011-08-08 | FSC | Buy | 1,000 | 8.82 | 8,820 |
| 2011-05-16 | FSC | Buy | 500 | 12.32 | 6,160 |
| 2010-08-11 | FSC | Buy | 1,000 | 10.21 | 10,209 |
| 2010-06-16 | FSC | Buy | 1,000 | 11.50 | 11,500 |
| 2009-12-16 | FSC | Buy | 1,000 | 10.25 | 10,250 |
| 2009-08-19 | FSC | Buy | 1,000 | 9.70 | 9,700 |
| 2009-05-11 | FSC | Buy | 2,000 | 8.09 | 16,186 |
| 2008-06-17 | FSC | Buy | 7,100 | 14.12 | 100,252 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2017-09-29 | FSFR | Sale | 7,473 | 8.80 | 65,762 |
| 2017-03-09 | FSFR | Buy | 2,500 | 8.70 | 21,750 |
| 2017-03-10 | FSFR | Buy | 2,500 | 8.84 | 22,094 |
| 2017-03-03 | FSFR | Buy | 1,000 | 8.90 | 8,900 |
| 2017-02-10 | FSFR | Buy | 10,000 | 8.88 | 88,750 |
| 2016-02-08 | FSFR | Buy | 10,000 | 7.47 | 74,700 |
| 2016-02-09 | FSFR | Buy | 10,000 | 7.37 | 73,680 |
| 2016-02-05 | FSFR | Buy | 10,000 | 7.68 | 76,830 |
| 2016-02-04 | FSFR | Buy | 10,000 | 7.67 | 76,740 |
| 2015-08-12 | FSFR | Buy | 2,000 | 9.01 | 18,020 |
| 2015-05-20 | FSFR | Buy | 2,000 | 10.00 | 20,000 |
| 2015-02-10 | FSFR | Buy | 1,000 | 10.75 | 10,750 |
| 2014-12-11 | FSFR | Buy | 5,000 | 10.05 | 50,275 |
| 2014-12-12 | FSFR | Buy | 2,000 | 9.75 | 19,500 |
| 2014-09-16 | FSFR | Buy | 2,000 | 11.61 | 23,220 |
| 2014-02-26 | FSFR | Buy | 2,000 | 13.97 | 27,940 |
| 2013-12-03 | FSFR | Buy | 1,000 | 13.55 | 13,547 |
| 2013-08-08 | FSFR | Buy | 1,000 | 13.55 | 13,549 |
| 2013-07-15 | FSFR | Buy | 1,000 | 14.38 | 14,379 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Berman Bernard D (CCO, Exec. V.P.& Sec of Fifth Street Asset Management Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.