Insider Trading History of Steinberg David J.

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Steinberg David J. since 2008. The trader's CIK number is 1429076. At the time of the last reporting, Steinberg David J. was the 10% Owner of Great Elm Capital Corp.. (stock ticker symbol GECC). Also see all insider trading activities at Great Elm Capital Corp..

Note that in the past Steinberg David J. also reported insider trading activities as an insider of the following companies:

Insider Activities at Great Elm Capital Corp. (GECC)
Insider Activities at Great Elm Capital Group, Inc. (GEC)
Insider Activities at Everi Holdings Inc. (EVRI)
Insider Activities at Gci Liberty, Inc. (GLIBA)
Insider Activities at Lev Pharmaceuticals Inc (LEVP)
Insider Activities at First Albany Companies Inc (FACT)

Yearly summary of insider trading at First Albany Companies Inc (BPSG) by Steinberg David J.

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2008	BPSG	8,058,824	$12,000,000	0	$0	0	$0

Yearly summary of insider trading at Gci Liberty, Inc. (GNCMA) by Steinberg David J.

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2015	GNCMA	0	$0	1,061,708	$15,659,856	0	$0
2014	GNCMA	0	$0	15,000	$164,625	0	$0

Yearly summary of insider trading at Great Elm Capital Corp. (GECC) by Steinberg David J.

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2019	GECC	0	$0	1,837,098	$15,381,029	0	$0
2018	GECC	0	$0	2,378,080	$18,136,420	0	$0
2017	GECC	0	$0	371,890	$3,874,246	0	$0

Yearly summary of insider trading at Everi Holdings Inc. (EVRI) by Steinberg David J.

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2016	EVRI	0	$0	3,453,100	$5,006,995	0	$0
2015	EVRI	3,284,257	$15,646,666	0	$0	0	$0

Yearly summary of insider trading at Lev Pharmaceuticals Inc (LEVP) by Steinberg David J.

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2008	LEVP	924,300	$1,462,940	0	$0	0	$0

Yearly summary of insider trading at Great Elm Capital Group, Inc. (GEC) by Steinberg David J.

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2017	GEC	2,583,446	$7,772,700	2,108,178	$6,992,826	0	$0
2015	GEC	15,418,169	$14,329,694	8,849,389	$7,760,914	0	$0

Insider trading activities at 6 companies by Steinberg David J.:

1. First Albany Companies Inc (BPSG)

2. Gci Liberty, Inc. (GNCMA)

3. Great Elm Capital Corp. (GECC)

4. Everi Holdings Inc. (EVRI)

5. Lev Pharmaceuticals Inc (LEVP)

6. Great Elm Capital Group, Inc. (GEC)

Table 1. Insider trading of First Albany Companies Inc (BPSG) by Steinberg David J.

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2008-06-27	BPSG	Buy	1,000,000	.00	0
2008-03-04	BPSG	Buy	7,058,824	1.70	12,000,000

Table 2. Insider trading of Gci Liberty, Inc. (GNCMA) by Steinberg David J.

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2015-01-13	GNCMA	Sale	1,058,408	14.75	15,611,518
2015-01-13	GNCMA	Sale	3,300	14.65	48,338
2014-09-29	GNCMA	Sale	15,000	10.97	164,625

Table 3. Insider trading of Great Elm Capital Corp. (GECC) by Steinberg David J.

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2019-06-05	GECC	Sale	55,100	8.48	467,303
2019-05-31	GECC	Sale	58,200	8.60	500,461
2019-06-03	GECC	Sale	7,400	8.46	62,641
2019-06-04	GECC	Sale	5,700	8.47	48,301
2019-05-28	GECC	Sale	8,800	8.88	78,152
2019-05-30	GECC	Sale	7,000	8.86	62,034
2019-05-29	GECC	Sale	5,300	8.90	47,170
2019-05-22	GECC	Sale	5,400	8.77	47,379
2019-05-23	GECC	Sale	258,100	8.60	2,220,434
2019-05-24	GECC	Sale	10,500	8.85	92,914
2019-05-21	GECC	Sale	6,900	8.85	61,058
2019-05-20	GECC	Sale	6,200	8.83	54,758
2019-05-17	GECC	Sale	5,400	8.72	47,098
2019-05-14	GECC	Sale	4,900	8.55	41,875
2019-05-15	GECC	Sale	9,400	8.56	80,445
2019-05-16	GECC	Sale	134,700	8.69	1,171,081
2019-05-10	GECC	Sale	2,100	8.43	17,709
2019-05-13	GECC	Sale	5,000	8.41	42,035
2019-05-09	GECC	Sale	1,700	8.39	14,263
2019-04-25	GECC	Sale	13,300	8.36	111,214
2019-04-22	GECC	Sale	11,300	8.34	94,287
2019-04-23	GECC	Sale	16,200	8.39	135,918
2019-04-24	GECC	Sale	20,500	8.41	172,425
2019-04-18	GECC	Sale	13,000	8.36	108,654
2019-04-17	GECC	Sale	7,400	8.36	61,849
2019-04-16	GECC	Sale	16,700	8.34	139,261
2019-03-28	GECC	Sale	6,400	8.29	53,081
2019-04-01	GECC	Sale	102,900	8.20	843,985
2019-03-29	GECC	Sale	5,900	8.27	48,787
2019-03-26	GECC	Sale	16,000	8.35	133,664
2019-03-25	GECC	Sale	205,200	8.22	1,687,154
2019-03-20	GECC	Sale	3,700	8.32	30,772
2019-03-21	GECC	Sale	4,300	8.31	35,728
2019-03-22	GECC	Sale	16,000	8.24	131,824
2019-03-19	GECC	Sale	9,500	8.28	78,679
2019-03-18	GECC	Sale	4,800	8.17	39,216
2019-03-15	GECC	Sale	18,009	8.15	146,827
2019-03-12	GECC	Sale	17,700	8.21	145,299
2019-03-13	GECC	Sale	35,900	8.14	292,154
2019-03-14	GECC	Sale	10,400	8.10	84,219
2019-03-07	GECC	Sale	17,600	8.17	143,774
2019-03-08	GECC	Sale	8,400	8.09	67,939
2019-03-11	GECC	Sale	9,800	8.16	79,968
2019-03-06	GECC	Sale	6,300	8.20	51,678
2019-03-05	GECC	Sale	14,500	8.16	118,334
2019-03-04	GECC	Sale	16,700	8.29	138,443
2019-02-27	GECC	Sale	10,000	8.38	83,790
2019-02-28	GECC	Sale	11,400	8.33	94,962
2019-03-01	GECC	Sale	40,000	8.42	336,719
2019-02-26	GECC	Sale	29,400	8.50	249,988
2019-02-25	GECC	Sale	32,500	8.48	275,567
2019-02-22	GECC	Sale	15,700	8.45	132,649
2019-02-26	GECC	Sale	29,400	8.50	249,988
2019-02-25	GECC	Sale	32,500	8.48	275,567
2019-02-22	GECC	Sale	15,700	8.45	132,649
2019-02-26	GECC	Sale	29,400	8.50	249,988
2019-02-25	GECC	Sale	32,500	8.48	275,567
2019-02-22	GECC	Sale	15,700	8.45	132,649
2019-02-21	GECC	Sale	6,400	8.39	53,689
2019-02-20	GECC	Sale	11,600	8.32	96,512
2019-02-19	GECC	Sale	20,900	8.32	173,888
2019-02-15	GECC	Sale	12,000	8.30	99,660
2019-02-13	GECC	Sale	12,000	8.27	99,180
2019-02-14	GECC	Sale	16,400	8.29	135,874
2019-02-12	GECC	Sale	8,400	8.16	68,569
2019-02-11	GECC	Sale	5,900	8.13	47,984
2019-02-08	GECC	Sale	6,000	8.15	48,888
2019-02-05	GECC	Sale	16,100	8.08	130,023
2019-02-06	GECC	Sale	14,700	8.14	119,613
2019-02-07	GECC	Sale	9,000	8.14	73,233
2019-01-31	GECC	Sale	9,000	8.01	72,045
2019-02-01	GECC	Sale	5,200	8.00	41,600
2019-02-04	GECC	Sale	25,000	8.01	200,325
2019-01-30	GECC	Sale	9,750	8.01	78,048
2019-01-29	GECC	Sale	7,000	8.01	56,055
2019-01-28	GECC	Sale	15,100	7.99	120,618
2019-01-23	GECC	Sale	9,533	7.95	75,796
2019-01-24	GECC	Sale	4,666	7.95	37,104
2019-01-25	GECC	Sale	18,500	7.95	147,093
2019-01-17	GECC	Sale	2,950	7.95	23,452
2019-01-22	GECC	Sale	6,525	7.96	51,906
2019-01-18	GECC	Sale	4,950	7.95	39,362
2019-01-14	GECC	Sale	200	7.95	1,590
2019-01-15	GECC	Sale	1,325	7.95	10,533
2019-01-16	GECC	Sale	3,750	7.96	29,853
2019-01-09	GECC	Sale	1,300	7.95	10,336
2019-01-10	GECC	Sale	3,700	7.96	29,437
2019-01-11	GECC	Sale	2,100	7.95	16,699
2019-01-04	GECC	Sale	40,750	7.90	321,965
2019-01-08	GECC	Sale	1,450	7.95	11,528
2019-01-07	GECC	Sale	1,690	7.96	13,445
2019-01-02	GECC	Sale	750	8.00	6,000
2019-01-03	GECC	Sale	475	7.98	3,790
2018-12-28	GECC	Sale	1,375	8.01	11,009
2018-12-31	GECC	Sale	250	8.00	2,000
2018-12-13	GECC	Sale	862	8.16	7,033
2018-12-10	GECC	Sale	2,800	8.15	22,831
2018-12-11	GECC	Sale	2,300	8.17	18,791
2018-12-07	GECC	Sale	2,000	8.25	16,492
2018-10-22	GECC	Sale	2,276,279	7.55	17,185,906
2018-09-12	GECC	Sale	45,448	9.68	439,800
2018-04-27	GECC	Sale	2,000	9.24	18,472
2018-04-26	GECC	Sale	2,500	9.27	23,170
2018-04-25	GECC	Sale	2,000	9.23	18,462
2018-04-18	GECC	Sale	1,900	9.20	17,476
2018-04-13	GECC	Sale	500	9.25	4,625
2018-04-17	GECC	Sale	1,000	9.17	9,172
2018-04-11	GECC	Sale	2,600	9.21	23,940
2018-04-10	GECC	Sale	4,656	9.17	42,704
2018-04-09	GECC	Sale	1,000	9.25	9,250
2018-04-06	GECC	Sale	902	9.24	8,338
2018-04-04	GECC	Sale	940	9.40	8,832
2018-04-05	GECC	Sale	864	9.35	8,079
2018-04-03	GECC	Sale	180	9.35	1,682
2018-04-02	GECC	Sale	900	9.24	8,313
2018-03-29	GECC	Sale	698	9.34	6,522
2018-03-26	GECC	Sale	500	9.17	4,584
2018-03-27	GECC	Sale	1,100	9.19	10,104
2018-03-28	GECC	Sale	17,006	9.22	156,761
2018-03-21	GECC	Sale	3,945	9.18	36,230
2018-03-22	GECC	Sale	2,700	8.98	24,240
2018-03-23	GECC	Sale	500	9.22	4,611
2017-11-01	GECC	Sale	200	10.12	2,025
2017-10-27	GECC	Sale	201	10.28	2,066
2017-10-30	GECC	Sale	200	10.10	2,020
2017-10-24	GECC	Sale	200	10.24	2,048
2017-10-25	GECC	Sale	200	10.24	2,048
2017-10-26	GECC	Sale	200	10.21	2,043
2017-10-20	GECC	Sale	1,569	10.25	16,088
2017-10-19	GECC	Sale	2,500	10.17	25,427
2017-10-18	GECC	Sale	16,702	10.14	169,391
2017-10-17	GECC	Sale	29,954	10.09	302,235
2017-10-12	GECC	Sale	13,300	10.12	134,556
2017-10-13	GECC	Sale	28,506	10.11	288,053
2017-10-16	GECC	Sale	8,738	10.15	88,734
2017-10-11	GECC	Sale	6,192	10.15	62,873
2017-10-10	GECC	Sale	5,700	10.15	57,866
2017-10-09	GECC	Sale	2,500	10.21	25,525
2017-10-05	GECC	Sale	13,722	10.33	141,803
2017-10-06	GECC	Sale	13,445	10.31	138,685
2017-09-18	GECC	Sale	25,000	10.75	268,850
2017-09-19	GECC	Sale	11,216	10.66	119,573
2017-10-04	GECC	Sale	4,340	10.36	44,975
2017-10-02	GECC	Sale	7,023	10.43	73,270
2017-10-03	GECC	Sale	7,242	10.40	75,345
2017-09-27	GECC	Sale	13,276	10.55	140,114
2017-09-28	GECC	Sale	54,504	10.45	569,621
2017-09-29	GECC	Sale	15,000	10.47	157,035
2017-09-26	GECC	Sale	6,432	10.55	67,883
2017-09-25	GECC	Sale	10,791	10.60	114,384
2017-09-20	GECC	Sale	17,328	10.73	185,946
2017-09-21	GECC	Sale	42,348	10.62	449,693
2017-09-14	GECC	Sale	300	10.86	3,258
2017-09-15	GECC	Sale	12,461	10.77	134,254
2017-09-08	GECC	Sale	600	10.93	6,559

Table 4. Insider trading of Everi Holdings Inc. (EVRI) by Steinberg David J.

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2016-05-13	EVRI	Sale	3,453,100	1.45	5,006,995
2015-12-07	EVRI	Buy	91,500	3.43	313,845
2015-12-08	EVRI	Buy	505,100	3.37	1,702,187
2015-10-27	EVRI	Buy	131,957	4.19	553,295
2015-10-28	EVRI	Buy	55,000	4.77	262,130
2015-10-19	EVRI	Buy	35,000	4.96	173,775
2015-10-21	EVRI	Buy	68,000	4.70	319,600
2015-10-13	EVRI	Buy	17,300	5.10	88,178
2015-10-15	EVRI	Buy	97,200	5.11	496,497
2015-10-02	EVRI	Buy	199,000	4.90	975,100
2015-10-01	EVRI	Buy	251,600	4.85	1,220,763
2015-09-30	EVRI	Buy	361,500	5.18	1,872,570
2015-09-25	EVRI	Buy	70,000	5.33	373,100
2015-09-23	EVRI	Buy	82,000	5.23	428,696
2015-09-24	EVRI	Buy	24,100	5.21	125,585
2015-09-21	EVRI	Buy	30,000	5.49	164,610
2015-09-18	EVRI	Buy	680,000	5.35	3,636,640
2015-09-17	EVRI	Buy	70,000	5.25	367,570
2015-09-16	EVRI	Buy	35,000	5.25	183,785
2015-09-15	EVRI	Buy	150,000	4.96	744,000
2015-09-14	EVRI	Buy	230,000	4.98	1,144,940
2015-09-11	EVRI	Buy	100,000	5.00	499,800

Table 5. Insider trading of Lev Pharmaceuticals Inc (LEVP) by Steinberg David J.

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2008-09-30	LEVP	Buy	556,200	2.10	1,166,907
2008-03-28	LEVP	Buy	3,500	.90	3,150
2008-03-29	LEVP	Buy	83,000	.86	71,546
2008-03-18	LEVP	Buy	281,600	.79	221,337

Table 6. Insider trading of Great Elm Capital Group, Inc. (GEC) by Steinberg David J.

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2017-05-12	GEC	Sale	2,108,178	3.32	6,992,826
2016-12-30	GEC	Buy	2,362,523	3.29	7,772,700
2016-11-03	GEC	Buy	220,923	.00	0
2015-10-28	UPIP	Buy	8,849,389	.88	7,760,914
2015-10-28	UPIP	Sale	8,849,389	.88	7,760,914
2015-08-14	UPIP	Buy	6,568,780	1.00	6,568,780

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Steinberg David J. (10% Owner of Great Elm Capital Corp. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.

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