The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Rosen Richard since 2009.
The trader's CIK number is 1478293.
At the time of the last reporting, Rosen Richard was the Officer of Income Fund. (stock ticker symbol LCM).
Also see all insider trading activities at Income Fund.
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2010 | AGC | 1,000 | $8,560 | 0 | $0 | 0 | $0 |
| 2009 | AGC | 1,000 | $8,029 | 0 | $0 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2011 | LCM | 500 | $5,870 | 0 | $0 | 0 | $0 |
| 2010 | LCM | 4,121 | $46,352 | 0 | $0 | 0 | $0 |
1. Advent Claymore Convertible Securities & Income Fund Ii (AGC)
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2010-01-06 | AGC | Buy | 1,000 | 8.56 | 8,560 |
| 2009-12-21 | AGC | Buy | 1,000 | 8.03 | 8,029 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2011-03-24 | LCM | Buy | 500 | 11.74 | 5,870 |
| 2010-12-17 | LCM | Buy | 500 | 11.45 | 5,725 |
| 2010-10-05 | LCM | Buy | 400 | 11.23 | 4,492 |
| 2010-07-08 | LCM | Buy | 400 | 10.29 | 4,116 |
| 2010-04-13 | LCM | Buy | 21 | 11.81 | 248 |
| 2010-04-14 | LCM | Buy | 800 | 11.95 | 9,556 |
| 2010-03-12 | LCM | Buy | 500 | 11.50 | 5,750 |
| 2010-02-17 | LCM | Buy | 500 | 11.05 | 5,525 |
| 2010-02-05 | LCM | Buy | 1,000 | 10.94 | 10,940 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Rosen Richard (Officer of Income Fund at the time of this reporting) see the Securities and Exchange Commission (SEC) website.