Insider Trading History of Rappaport Alan

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) of Rappaport Alan since 2010. This trader's CIK number is 1495443. At the time of last reporting, Rappaport Alan was the Director of Pimco Municipal Income Fund Iii. (stock ticker symbol PMX). Also see all insider trading activities at Pimco Municipal Income Fund Iii.

Note that in the past Rappaport Alan also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Virtus Dividend, Interest & Premium Strategy Fund (NFJ) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2017	NFJ	1,000	$13,100	0	$0	0	$0

Yearly summary of insider trading at Victory Capital Holdings, Inc. (VCTR) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2018	VCTR	10,000	$101,774	0	$0	0	$0

Yearly summary of insider trading at Virtus Artificial Intelligence & Technology Opportunities Fund (AIO) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2021	AIO	1,500	$41,640	0	$0	0	$0

Yearly summary of insider trading at Pimco Access Income Fund (PAXS) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2023	PAXS	1,000	$13,766	0	$0	0	$0
2022	PAXS	2,500	$50,000	0	$0	0	$0

Yearly summary of insider trading at Virtus Allianzgi Convertible & Income Fund (NCV) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2021	NCV	1,000	$5,860	0	$0	0	$0
2010	NCV	1,000	$9,690	0	$0	0	$0

Yearly summary of insider trading at Pimco Energy & Tactical Credit Opportunities Fund (NRGX) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2019	NRGX	1,000	$21,032	0	$0	0	$0

Yearly summary of insider trading at Virtus Allianzgi Diversified Income & Convertible Fund (ACV) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2017	ACV	1,000	$21,290	0	$0	0	$0

Yearly summary of insider trading at Pcm Fund, Inc. (PCM) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2019	PCM	1,000	$10,687	0	$0	0	$0

Yearly summary of insider trading at Pimco Floating Rate Income Fund (PFL) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2010	PFL	1,500	$17,370	0	$0	0	$0

Yearly summary of insider trading at Pimco Income Opportunity Fund (PKO) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2019	PKO	1,000	$26,192	0	$0	0	$0

Yearly summary of insider trading at Virtus Allianzgi Convertible & Income 2024 Target Term Fund (CBH) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2021	CBH	1,000	$10,370	0	$0	0	$0
2017	CBH	1,000	$10,010	0	$0	0	$0

Yearly summary of insider trading at Pimco Dynamic Income Opportunities Fund (PDO) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2023	PDO	2,500	$29,150	0	$0	0	$0
2022	PDO	2,500	$47,995	0	$0	0	$0

Yearly summary of insider trading at Virtus Allianzgi Convertible & Income Fund Ii (NCZ) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2021	NCZ	1,000	$5,150	0	$0	0	$0
2017	NCZ	1,000	$6,255	0	$0	0	$0

Yearly summary of insider trading at Pimco Corporate Income Fund (PCN) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2010	PCN	1,000	$15,820	0	$0	0	$0

Yearly summary of insider trading at Pimco Municipal Income Fund Ii (PML) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2010	PML	1,500	$17,700	0	$0	0	$0

Yearly summary of insider trading at Virtus Equity & Convertible Income Fund (NIE) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2017	NIE	1,000	$19,750	0	$0	0	$0

Yearly summary of insider trading at Pimco Dynamic Credit & Mortgage Income Fund (PCI) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2015	PCI	3,500	$72,762	0	$0	0	$0

Yearly summary of insider trading at Pimco Municipal Income Fund Iii (PMX) by Rappaport Alan

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2023	PMX	4,000	$28,176	0	$0	0	$0

Insider trading activities at 18 companies by Rappaport Alan:

1. Virtus Dividend, Interest & Premium Strategy Fund (NFJ)

2. Victory Capital Holdings, Inc. (VCTR)

3. Virtus Artificial Intelligence & Technology Opportunities Fund (AIO)

4. Pimco Access Income Fund (PAXS)

5. Virtus Allianzgi Convertible & Income Fund (NCV)

6. Pimco Energy & Tactical Credit Opportunities Fund (NRGX)

7. Virtus Allianzgi Diversified Income & Convertible Fund (ACV)

8. Pcm Fund, Inc. (PCM)

9. Pimco Floating Rate Income Fund (PFL)

10. Pimco Income Opportunity Fund (PKO)

11. Virtus Allianzgi Convertible & Income 2024 Target Term Fund (CBH)

12. Pimco Dynamic Income Opportunities Fund (PDO)

13. Virtus Allianzgi Convertible & Income Fund Ii (NCZ)

14. Pimco Corporate Income Fund (PCN)

15. Pimco Municipal Income Fund Ii (PML)

16. Virtus Equity & Convertible Income Fund (NIE)

17. Pimco Dynamic Credit & Mortgage Income Fund (PCI)

18. Pimco Municipal Income Fund Iii (PMX)

Table 1. Insider trading of Virtus Dividend, Interest & Premium Strategy Fund (NFJ) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2017-07-07	NFJ	Buy	1,000	13.10	13,100

Table 2. Insider trading of Victory Capital Holdings, Inc. (VCTR) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2018-05-15	VCTR	Buy	4,200	10.16	42,672
2018-05-16	VCTR	Buy	5,800	10.19	59,102

Table 3. Insider trading of Virtus Artificial Intelligence & Technology Opportunities Fund (AIO) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2021-04-27	AIO	Buy	1,500	27.76	41,640

Table 4. Insider trading of Pimco Access Income Fund (PAXS) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2023-11-14	PAXS	Buy	1,000	13.77	13,766
2022-01-31	PAXS	Buy	2,500	20.00	50,000

Table 5. Insider trading of Virtus Allianzgi Convertible & Income Fund (NCV) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2021-04-27	NCV	Buy	1,000	5.86	5,860
2010-09-07	NCV	Buy	1,000	9.69	9,690

Table 6. Insider trading of Pimco Energy & Tactical Credit Opportunities Fund (NRGX) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2019-04-24	NRGX	Buy	1,000	21.03	21,032

Table 7. Insider trading of Virtus Allianzgi Diversified Income & Convertible Fund (ACV) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2017-07-07	ACV	Buy	1,000	21.29	21,290

Table 8. Insider trading of Pcm Fund, Inc. (PCM) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2019-02-21	PCM	Buy	1,000	10.69	10,687

Table 9. Insider trading of Pimco Floating Rate Income Fund (PFL) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2010-09-07	PFL	Buy	1,500	11.58	17,370

Table 10. Insider trading of Pimco Income Opportunity Fund (PKO) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2019-02-21	PKO	Buy	1,000	26.19	26,192

Table 11. Insider trading of Virtus Allianzgi Convertible & Income 2024 Target Term Fund (CBH) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2021-04-27	CBH	Buy	1,000	10.37	10,370
2017-08-15	CBH	Buy	1,000	10.01	10,010

Table 12. Insider trading of Pimco Dynamic Income Opportunities Fund (PDO) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2023-11-14	PDO	Buy	2,500	11.66	29,150
2022-01-18	PDO	Buy	2,500	19.20	47,995

Table 13. Insider trading of Virtus Allianzgi Convertible & Income Fund Ii (NCZ) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2021-04-27	NCZ	Buy	1,000	5.15	5,150
2017-07-07	NCZ	Buy	1,000	6.25	6,255

Table 14. Insider trading of Pimco Corporate Income Fund (PCN) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2010-09-07	PCN	Buy	1,000	15.82	15,820

Table 15. Insider trading of Pimco Municipal Income Fund Ii (PML) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2010-09-07	PML	Buy	1,500	11.80	17,700

Table 16. Insider trading of Virtus Equity & Convertible Income Fund (NIE) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2017-07-07	NIE	Buy	1,000	19.75	19,750

Table 17. Insider trading of Pimco Dynamic Credit & Mortgage Income Fund (PCI) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2015-06-08	PCI	Buy	1,000	20.54	20,537
2015-05-11	PCI	Buy	2,500	20.89	52,225

Table 18. Insider trading of Pimco Municipal Income Fund Iii (PMX) by Rappaport Alan

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2023-11-14	PMX	Buy	4,000	7.04	28,176

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Rappaport Alan (Director of Pimco Municipal Income Fund Iii at the time of this reporting) see the Securities and Exchange Commission (SEC) website.

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