Insider Trading History of Petrocelli Richard A

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Petrocelli Richard A since 2010. The trader's CIK number is 1496743. At the time of the last reporting, Petrocelli Richard A was the CFO, Secretary, CCO of Flat Rock Opportunity Fund. (stock ticker symbol FROPX). Also see all insider trading activities at Flat Rock Opportunity Fund.

Note that in the past Petrocelli Richard A also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Saratoga Investment Corp. (SAR) by Petrocelli Richard A

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2010 SAR 328,947 $499,999 0 $0 0 $0

Yearly summary of insider trading at Oaktree Specialty Lending Corp (FSC) by Petrocelli Richard A

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2014 FSC 2,000 $17,040 0 $0 0 $0

Yearly summary of insider trading at Flat Rock Opportunity Fund (FROPX) by Petrocelli Richard A

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2018 FROPX 13,477 $270,008 0 $0 0 $0

Yearly summary of insider trading at Flat Rock Capital Corp. (NONE) by Petrocelli Richard A

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2017 NONE 25,250 $505,000 0 $0 0 $0

Yearly summary of insider trading at Oaktree Strategic Income Corp (FSFR) by Petrocelli Richard A

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2014 FSFR 3,000 $32,520 0 $0 0 $0


Insider trading activities at 5 companies by Petrocelli Richard A:

1. Saratoga Investment Corp. (SAR)

2. Oaktree Specialty Lending Corp (FSC)

3. Flat Rock Opportunity Fund (FROPX)

4. Flat Rock Capital Corp. (NONE)

5. Oaktree Strategic Income Corp (FSFR)

Table 1. Insider trading of Saratoga Investment Corp. (SAR) by Petrocelli Richard A

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2010-07-30 SAR Buy 328,947 1.52 499,999

Table 2. Insider trading of Oaktree Specialty Lending Corp (FSC) by Petrocelli Richard A

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2014-12-03 FSC Buy 2,000 8.52 17,040

Table 3. Insider trading of Flat Rock Opportunity Fund (FROPX) by Petrocelli Richard A

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2018-09-26 FROPX Buy 977 20.48 20,008
2018-07-02 FROPX Buy 12,500 20.00 250,000

Table 4. Insider trading of Flat Rock Capital Corp. (NONE) by Petrocelli Richard A

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2017-07-20 NONE Buy 250 20.00 5,000
2017-07-20 NONE Buy 20,000 20.00 400,000
2017-06-29 NONE Buy 5,000 20.00 100,000

Table 5. Insider trading of Oaktree Strategic Income Corp (FSFR) by Petrocelli Richard A

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2014-12-11 FSFR Buy 2,000 10.04 20,080
2014-08-25 FSFR Buy 1,000 12.44 12,440

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Petrocelli Richard A (CFO, Secretary, CCO of Flat Rock Opportunity Fund at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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