The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Umpleby Iii Donald J since 2016.
This trader's CIK number is 1566320.
At the time of last reporting, Umpleby Iii Donald J was the Executive Chairman of Caterpillar Inc. (stock ticker symbol CAT).
Also see all insider trading activities at Caterpillar Inc.
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2025 | CAT | 0 | $0 | 17,168 | $7,088,152 | 0 | $0 |
| 2024 | CAT | 0 | $0 | 0 | $0 | 87,053 | $17,123,325 |
| 2023 | CAT | 0 | $0 | 0 | $0 | 422,260 | $58,703,851 |
| 2022 | CAT | 0 | $0 | 0 | $0 | 151,402 | $19,318,895 |
| 2020 | CAT | 0 | $0 | 0 | $0 | 688,038 | $62,166,893 |
| 2019 | CAT | 0 | $0 | 0 | $0 | 29,477 | $2,710,222 |
| 2016 | CAT | 0 | $0 | 0 | $0 | 14,621 | $748,502 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2025-09-02 | CAT | Sale | 17,168 | 412.87 | 7,088,152 |
| 2024-11-07 | CAT | Option Ex | 87,053 | 196.70 | 17,123,325 |
| 2023-12-18 | CAT | Option Ex | 422,260 | 139.02 | 58,703,851 |
| 2022-11-08 | CAT | Option Ex | 151,402 | 127.60 | 19,318,895 |
| 2020-11-24 | CAT | Option Ex | 214,370 | 95.66 | 20,506,634 |
| 2020-11-03 | CAT | Option Ex | 372,276 | 84.69 | 31,529,171 |
| 2020-09-02 | CAT | Option Ex | 101,392 | 99.92 | 10,131,088 |
| 2019-11-04 | CAT | Option Ex | 22,696 | 102.13 | 2,317,942 |
| 2019-10-28 | CAT | Option Ex | 6,781 | 57.85 | 392,280 |
| 2016-11-14 | CAT | Option Ex | 11,280 | 47.69 | 537,886 |
| 2016-04-29 | CAT | Option Ex | 2,141 | 63.04 | 134,968 |
| 2016-03-18 | CAT | Option Ex | 1,200 | 63.04 | 75,648 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Umpleby Iii Donald J (Executive Chairman of Caterpillar Inc at the time of this reporting) see the Securities and Exchange Commission (SEC) website.