Insider Trading History of Sterling Rick L.

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) of Sterling Rick L. since 2015. This trader's CIK number is 1583123. At the time of last reporting, Sterling Rick L. was the Chief Financial Officer of Precigen, Inc.. (stock ticker symbol PGEN). Also see all insider trading activities at Precigen, Inc..

Note that in the past Sterling Rick L. also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Aquabounty Technologies, Inc. (AQB) by Sterling Rick L.

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2020 AQB 1,200 $3,000 0 $0 0 $0

Yearly summary of insider trading at Precigen, Inc. (PGEN) by Sterling Rick L.

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2021 PGEN 0 $0 9,583 $99,831 28,706 $0
2020 PGEN 0 $0 100,938 $374,417 307,386 $0
2019 PGEN 0 $0 12,394 $83,519 38,448 $0
2017 PGEN 0 $0 0 $0 68,252 $180,185
2016 PGEN 0 $0 0 $0 3,000 $7,950
2015 PGEN 0 $0 0 $0 3,369 $99,991


Insider trading activities at 2 companies by Sterling Rick L.:

1. Aquabounty Technologies, Inc. (AQB)

2. Precigen, Inc. (PGEN)

Table 1. Insider trading of Aquabounty Technologies, Inc. (AQB) by Sterling Rick L.

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2020-08-11 AQB Buy 1,200 2.50 3,000

Table 2. Insider trading of Precigen, Inc. (PGEN) by Sterling Rick L.

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2021-01-04 PGEN Option Ex 18,940 .00 0
2021-01-05 PGEN Sale 6,096 10.56 64,404
2021-01-02 PGEN Option Ex 9,766 .00 0
2021-01-04 PGEN Sale 3,487 10.16 35,427
2020-12-15 PGEN Option Ex 25,000 .00 0
2020-12-16 PGEN Sale 9,416 7.20 67,795
2020-09-16 PGEN Sale 7,660 5.22 39,985
2020-09-15 PGEN Option Ex 25,000 .00 0
2020-06-15 PGEN Option Ex 25,000 .00 0
2020-06-16 PGEN Sale 7,619 4.50 34,285
2020-05-15 PGEN Option Ex 175,000 .00 0
2020-05-18 PGEN Sale 56,853 2.36 134,400
2020-03-31 PGEN Option Ex 14,340 .00 0
2020-04-01 PGEN Sale 4,927 3.02 14,859
2020-01-04 XON Option Ex 18,940 .00 0
2020-01-06 XON Sale 6,533 5.83 38,080
2020-01-03 XON Sale 3,564 5.77 20,564
2020-01-02 XON Option Ex 9,766 .00 0
2020-01-02 XON Sale 4,366 5.60 24,449
2019-12-31 XON Option Ex 14,340 .00 0
2019-09-30 XON Option Ex 14,341 .00 0
2019-10-01 XON Sale 4,521 5.50 24,847
2019-06-30 XON Option Ex 14,341 .00 0
2019-07-01 XON Sale 4,359 7.76 33,825
2019-01-02 XON Option Ex 9,766 .00 0
2019-01-03 XON Sale 3,514 7.07 24,847
2017-07-07 XON Option Ex 68,252 2.64 180,185
2016-12-20 XON Option Ex 3,000 2.65 7,950
2015-12-07 XON Option Ex 3,369 29.68 99,991

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Sterling Rick L. (Chief Financial Officer of Precigen, Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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