- Corporate Officers - C
- Caldwell Phyllis R
Insider Trading History of Caldwell Phyllis R
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Caldwell Phyllis R since 2014.
This trader's CIK number is 1596950.
At the time of last reporting, Caldwell Phyllis R was the Officer of Oaktree Specialty Lending Corp. (stock ticker symbol OCSL).
Also see all insider trading activities at Oaktree Specialty Lending Corp.
Note that in the past
CALDWELL PHYLLIS R also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Onity Group Inc. (OCN) by Caldwell Phyllis R
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2022 | OCN | 500 | $13,465 | 0 | $0 | 0 | $0 |
| 2020 | OCN | 79,400 | $99,250 | 0 | $0 | 0 | $0 |
| 2019 | OCN | 52,163 | $76,679 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Oaktree Specialty Lending Corp (OCSL) by Caldwell Phyllis R
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2025 | OCSL | 4,500 | $66,225 | 0 | $0 | 0 | $0 |
| 2024 | OCSL | 4,334 | $77,862 | 0 | $0 | 0 | $0 |
| 2023 | OCSL | 1,500 | $27,047 | 0 | $0 | 0 | $0 |
| 2022 | OCSL | 15,200 | $105,594 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at American Capital Senior Floating, Ltd. (ACSF) by Caldwell Phyllis R
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2014 | ACSF | 3,750 | $49,361 | 0 | $0 | 0 | $0 |
Insider trading activities at 3 companies by Caldwell Phyllis R:
1. Onity Group Inc. (OCN)
2. Oaktree Specialty Lending Corp (OCSL)
3. American Capital Senior Floating, Ltd. (ACSF)
Table 1. Insider trading of Onity Group Inc. (OCN) by Caldwell Phyllis R
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2022-05-26 | OCN | Buy | 500 | 26.93 | 13,465 |
| 2020-03-03 | OCN | Buy | 79,400 | 1.25 | 99,250 |
| 2019-08-09 | OCN | Buy | 52,163 | 1.47 | 76,679 |
Table 2. Insider trading of Oaktree Specialty Lending Corp (OCSL) by Caldwell Phyllis R
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2025-05-07 | OCSL | Buy | 2,000 | 13.32 | 26,650 |
| 2025-02-25 | OCSL | Buy | 2,500 | 15.83 | 39,575 |
| 2024-09-20 | OCSL | Buy | 1,000 | 16.01 | 16,008 |
| 2024-08-13 | OCSL | Buy | 1,334 | 16.29 | 21,724 |
| 2024-02-12 | OCSL | Buy | 2,000 | 20.07 | 40,130 |
| 2023-03-16 | OCSL | Buy | 1,000 | 18.19 | 18,187 |
| 2023-03-17 | OCSL | Buy | 500 | 17.72 | 8,860 |
| 2022-06-29 | OCSL | Buy | 2,500 | 6.49 | 16,222 |
| 2022-05-23 | OCSL | Buy | 5,000 | 6.80 | 33,995 |
| 2022-05-11 | OCSL | Buy | 5,000 | 7.04 | 35,190 |
| 2022-03-02 | OCSL | Buy | 2,700 | 7.48 | 20,187 |
Table 3. Insider trading of American Capital Senior Floating, Ltd. (ACSF) by Caldwell Phyllis R
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2014-11-07 | ACSF | Buy | 3,750 | 13.16 | 49,361 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Caldwell Phyllis R
(Officer of Oaktree Specialty Lending Corp at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.