- Corporate Officers - D
- Deerfield Private Design Fund Iii, L.p.
Insider Trading History of Deerfield Private Design Fund Iii, L.p.
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Deerfield Private Design Fund Iii, L.p. since 2014.
This trader's CIK number is 1603333.
At the time of last reporting, Deerfield Private Design Fund Iii, L.p. was the Officer of Lumos Pharma, Inc.. (stock ticker symbol LUMO).
Also see all insider trading activities at Lumos Pharma, Inc..
Note that in the past
Deerfield Private Design Fund III, L.P. also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Xeris Pharmaceuticals Inc (XERS) by Deerfield Private Design Fund Iii, L.p.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | XERS | 0 | $0 | 143,530 | $2,204,384 | 0 | $0 |
| 2018 | XERS | 750,000 | $11,250,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Protara Therapeutics, Inc. (PRTO) by Deerfield Private Design Fund Iii, L.p.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2014 | PRTO | 691,713 | $6,917,130 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Syros Pharmaceuticals, Inc. (SYRS) by Deerfield Private Design Fund Iii, L.p.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | SYRS | 400,000 | $5,000,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rhythm Pharmaceuticals, Inc. (RYTM) by Deerfield Private Design Fund Iii, L.p.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2017 | RYTM | 355,000 | $6,035,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Avexis, Inc. (AVXS) by Deerfield Private Design Fund Iii, L.p.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | AVXS | 750,317 | $14,605,330 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Steadymed Ltd. (STDY) by Deerfield Private Design Fund Iii, L.p.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | STDY | 737,555 | $6,269,217 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Lumos Pharma, Inc. (LUMO) by Deerfield Private Design Fund Iii, L.p.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2021 | LUMO | 0 | $0 | 151,723 | $3,536,845 | 0 | $0 |
Yearly summary of insider trading at Cytomx Therapeutics, Inc. (CTMX) by Deerfield Private Design Fund Iii, L.p.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | CTMX | 625,000 | $7,500,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Audentes Therapeutics, Inc. (BOLD) by Deerfield Private Design Fund Iii, L.p.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | BOLD | 400,000 | $6,000,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Neos Therapeutics, Inc. (NEOS) by Deerfield Private Design Fund Iii, L.p.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | NEOS | 400,000 | $6,000,000 | 166,666 | $2,499,990 | 0 | $0 |
Yearly summary of insider trading at Atyr Pharma Inc (LIFE) by Deerfield Private Design Fund Iii, L.p.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | LIFE | 50,000 | $700,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Shockwave Medical, Inc. (SWAV) by Deerfield Private Design Fund Iii, L.p.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | SWAV | 30,000 | $510,000 | 0 | $0 | 0 | $0 |
Insider trading activities at 12 companies by Deerfield Private Design Fund Iii, L.p.:
1. Xeris Pharmaceuticals Inc (XERS)
2. Protara Therapeutics, Inc. (PRTO)
3. Syros Pharmaceuticals, Inc. (SYRS)
4. Rhythm Pharmaceuticals, Inc. (RYTM)
5. Avexis, Inc. (AVXS)
6. Steadymed Ltd. (STDY)
7. Lumos Pharma, Inc. (LUMO)
8. Cytomx Therapeutics, Inc. (CTMX)
9. Audentes Therapeutics, Inc. (BOLD)
10. Neos Therapeutics, Inc. (NEOS)
11. Atyr Pharma Inc (LIFE)
12. Shockwave Medical, Inc. (SWAV)
Table 1. Insider trading of Xeris Pharmaceuticals Inc (XERS) by Deerfield Private Design Fund Iii, L.p.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-02-08 | XERS | Sale | 5,890 | 15.11 | 88,986 |
| 2019-02-11 | XERS | Sale | 1,351 | 15.00 | 20,265 |
| 2019-02-07 | XERS | Sale | 9,409 | 15.00 | 141,135 |
| 2019-02-06 | XERS | Sale | 400 | 15.00 | 6,000 |
| 2019-02-05 | XERS | Sale | 4,998 | 15.07 | 75,309 |
| 2019-01-28 | XERS | Sale | 828 | 15.00 | 12,420 |
| 2019-01-29 | XERS | Sale | 6,210 | 15.14 | 94,025 |
| 2019-01-23 | XERS | Sale | 32,199 | 16.35 | 526,389 |
| 2019-01-24 | XERS | Sale | 5,425 | 15.04 | 81,564 |
| 2019-01-25 | XERS | Sale | 76,820 | 15.08 | 1,158,291 |
| 2018-06-25 | XERS | Buy | 750,000 | 15.00 | 11,250,000 |
Table 2. Insider trading of Protara Therapeutics, Inc. (PRTO) by Deerfield Private Design Fund Iii, L.p.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2014-10-27 | PRTO | Buy | 691,713 | 10.00 | 6,917,130 |
Table 3. Insider trading of Syros Pharmaceuticals, Inc. (SYRS) by Deerfield Private Design Fund Iii, L.p.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-07-06 | SYRS | Buy | 400,000 | 12.50 | 5,000,000 |
Table 4. Insider trading of Rhythm Pharmaceuticals, Inc. (RYTM) by Deerfield Private Design Fund Iii, L.p.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2017-10-10 | RYTM | Buy | 355,000 | 17.00 | 6,035,000 |
Table 5. Insider trading of Avexis, Inc. (AVXS) by Deerfield Private Design Fund Iii, L.p.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-02-17 | AVXS | Buy | 486,495 | 20.00 | 9,729,900 |
| 2015-09-03 | AVXS | Buy | 263,822 | 18.48 | 4,875,430 |
Table 6. Insider trading of Steadymed Ltd. (STDY) by Deerfield Private Design Fund Iii, L.p.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-03-25 | STDY | Buy | 737,555 | 8.50 | 6,269,217 |
Table 7. Insider trading of Lumos Pharma, Inc. (LUMO) by Deerfield Private Design Fund Iii, L.p.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2021-01-06 | LUMO | Sale | 29,039 | 22.56 | 655,061 |
| 2021-01-07 | LUMO | Sale | 16,172 | 24.70 | 399,416 |
| 2021-01-08 | LUMO | Sale | 106,512 | 23.31 | 2,482,368 |
Table 8. Insider trading of Cytomx Therapeutics, Inc. (CTMX) by Deerfield Private Design Fund Iii, L.p.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-10-14 | CTMX | Buy | 625,000 | 12.00 | 7,500,000 |
Table 9. Insider trading of Audentes Therapeutics, Inc. (BOLD) by Deerfield Private Design Fund Iii, L.p.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-07-25 | BOLD | Buy | 400,000 | 15.00 | 6,000,000 |
Table 10. Insider trading of Neos Therapeutics, Inc. (NEOS) by Deerfield Private Design Fund Iii, L.p.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-07-28 | NEOS | Buy | 400,000 | 15.00 | 6,000,000 |
| 2015-07-28 | NEOS | Sale | 166,666 | 15.00 | 2,499,990 |
Table 11. Insider trading of Atyr Pharma Inc (LIFE) by Deerfield Private Design Fund Iii, L.p.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-05-12 | LIFE | Buy | 50,000 | 14.00 | 700,000 |
Table 12. Insider trading of Shockwave Medical, Inc. (SWAV) by Deerfield Private Design Fund Iii, L.p.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-03-11 | SWAV | Buy | 30,000 | 17.00 | 510,000 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Deerfield Private Design Fund Iii, L.p.
(Officer of Lumos Pharma, Inc. at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.