- Corporate Officers - B
- Bofa Securities, Inc.
Insider Trading History of Bofa Securities, Inc.
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Bofa Securities, Inc. since 2019.
This trader's CIK number is 1675365.
At the time of last reporting, Bofa Securities, Inc. was the Officer of Putnam Managed Municipal Income Trust. (stock ticker symbol PMM).
Also see all insider trading activities at Putnam Managed Municipal Income Trust.
Note that in the past
BOFA SECURITIES, INC. also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Pimco New York Municipal Income Fund Ii (PNI) by Bofa Securities, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | PNI | 5,370 | $63,527 | 5,370 | $63,258 | 0 | $0 |
Yearly summary of insider trading at Invesco Trust For Investment Grade New York Municipals (VTN) by Bofa Securities, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | VTN | 3,789 | $52,009 | 5,921 | $81,040 | 0 | $0 |
Yearly summary of insider trading at Putnam Managed Municipal Income Trust (PMM) by Bofa Securities, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2017 | PMM | 10,671 | $79,301 | 14,365 | $107,130 | 0 | $0 |
Yearly summary of insider trading at Gabelli Utility Trust (GUT) by Bofa Securities, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2024 | GUT | 0 | $0 | 20,249,064 | $2,023,286,474 | 0 | $0 |
Yearly summary of insider trading at Alliancebernstein National Municipal Income Fund (AFB) by Bofa Securities, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2024 | AFB | 1,600 | $17,392 | 1,600 | $17,424 | 0 | $0 |
Yearly summary of insider trading at Nuveen Municipal High Income Opportunity Fund (NMZ) by Bofa Securities, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | NMZ | 13,187 | $181,180 | 8,137 | $112,265 | 0 | $0 |
Yearly summary of insider trading at Invesco Municipal Income Opportunities Trust (OIA) by Bofa Securities, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | OIA | 3,836 | $29,570 | 2,720 | $21,059 | 0 | $0 |
Yearly summary of insider trading at Invesco Pennsylvania Value Municipal Income Trust (VPV) by Bofa Securities, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | VPV | 4,532 | $58,258 | 4,532 | $57,871 | 0 | $0 |
Yearly summary of insider trading at Pimco Corporate & Income Opportunity Fund (PTY) by Bofa Securities, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2020 | PTY | 1 | $15 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Neuberger Berman Municipal Fund Inc. (NBH) by Bofa Securities, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | NBH | 6,755 | $107,164 | 6,755 | $106,645 | 0 | $0 |
Insider trading activities at 10 companies by Bofa Securities, Inc.:
1. Pimco New York Municipal Income Fund Ii (PNI)
2. Invesco Trust For Investment Grade New York Municipals (VTN)
3. Putnam Managed Municipal Income Trust (PMM)
4. Gabelli Utility Trust (GUT)
5. Alliancebernstein National Municipal Income Fund (AFB)
6. Nuveen Municipal High Income Opportunity Fund (NMZ)
7. Invesco Municipal Income Opportunities Trust (OIA)
8. Invesco Pennsylvania Value Municipal Income Trust (VPV)
9. Pimco Corporate & Income Opportunity Fund (PTY)
10. Neuberger Berman Municipal Fund Inc. (NBH)
Table 1. Insider trading of Pimco New York Municipal Income Fund Ii (PNI) by Bofa Securities, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-08-23 | PNI | Sale | 5,370 | 11.78 | 63,258 |
| 2019-08-26 | PNI | Buy | 5,370 | 11.83 | 63,527 |
Table 2. Insider trading of Invesco Trust For Investment Grade New York Municipals (VTN) by Bofa Securities, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-08-23 | VTN | Buy | 500 | 13.71 | 6,855 |
| 2019-08-26 | VTN | Buy | 3,289 | 13.73 | 45,154 |
| 2019-08-23 | VTN | Sale | 5,921 | 13.69 | 81,040 |
Table 3. Insider trading of Putnam Managed Municipal Income Trust (PMM) by Bofa Securities, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2017-09-21 | PMM | Sale | 3,800 | 7.52 | 28,576 |
| 2015-04-10 | PMM | Buy | 704 | 7.36 | 5,182 |
| 2014-04-23 | PMM | Sale | 435 | 7.11 | 3,092 |
| 2015-06-18 | PMM | Sale | 2,035 | 7.08 | 14,407 |
| 2013-03-13 | PMM | Sale | 2,000 | 7.91 | 15,820 |
| 2015-01-15 | PMM | Sale | 2,790 | 7.34 | 20,486 |
| 2016-05-02 | PMM | Sale | 1,065 | 7.74 | 8,245 |
| 2015-04-17 | PMM | Sale | 1,536 | 7.38 | 11,335 |
| 2015-04-14 | PMM | Sale | 704 | 7.34 | 5,169 |
| 2015-04-15 | PMM | Buy | 1,536 | 7.40 | 11,363 |
| 2016-05-03 | PMM | Buy | 1,065 | 7.77 | 8,275 |
| 2017-09-21 | PMM | Buy | 106 | 7.52 | 796 |
| 2015-01-15 | PMM | Buy | 2,790 | 7.35 | 20,503 |
| 2013-03-15 | PMM | Buy | 2,000 | 7.80 | 15,600 |
| 2014-04-23 | PMM | Buy | 435 | 7.12 | 3,097 |
| 2015-06-25 | PMM | Buy | 2,035 | 7.12 | 14,485 |
Table 4. Insider trading of Gabelli Utility Trust (GUT) by Bofa Securities, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2024-11-22 | GUT | Sale | 20,249,064 | 99.92 | 2,023,286,474 |
Table 5. Insider trading of Alliancebernstein National Municipal Income Fund (AFB) by Bofa Securities, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2024-06-07 | AFB | Buy | 1,600 | 10.87 | 17,392 |
| 2024-06-06 | AFB | Sale | 1,600 | 10.89 | 17,424 |
Table 6. Insider trading of Nuveen Municipal High Income Opportunity Fund (NMZ) by Bofa Securities, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-11-08 | NMZ | Buy | 7,000 | 13.54 | 94,780 |
| 2016-08-11 | NMZ | Buy | 4 | 15.06 | 60 |
| 2016-01-15 | NMZ | Buy | 15 | 13.84 | 207 |
| 2015-08-05 | NMZ | Buy | 29 | 13.34 | 386 |
| 2016-06-17 | NMZ | Buy | 2,140 | 14.60 | 31,239 |
| 2014-12-29 | NMZ | Buy | 200 | 13.38 | 2,676 |
| 2015-07-31 | NMZ | Sale | 29 | 13.38 | 388 |
| 2016-01-22 | NMZ | Sale | 15 | 13.80 | 207 |
| 2016-09-22 | NMZ | Buy | 132 | 14.59 | 1,925 |
| 2016-09-27 | NMZ | Buy | 488 | 14.58 | 7,114 |
| 2014-06-10 | NMZ | Buy | 2,500 | 13.38 | 33,450 |
| 2015-03-11 | NMZ | Buy | 679 | 13.76 | 9,343 |
| 2016-11-08 | NMZ | Sale | 1,950 | 13.53 | 26,383 |
| 2014-12-30 | NMZ | Sale | 200 | 13.35 | 2,670 |
| 2016-06-20 | NMZ | Sale | 2,140 | 14.56 | 31,156 |
| 2016-10-03 | NMZ | Sale | 488 | 14.48 | 7,066 |
| 2016-09-06 | NMZ | Sale | 132 | 15.08 | 1,990 |
| 2016-08-18 | NMZ | Sale | 4 | 15.08 | 60 |
| 2015-03-10 | NMZ | Sale | 679 | 13.83 | 9,390 |
| 2014-06-05 | NMZ | Sale | 2,500 | 13.18 | 32,955 |
Table 7. Insider trading of Invesco Municipal Income Opportunities Trust (OIA) by Bofa Securities, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-07-08 | OIA | Buy | 3,316 | 7.66 | 25,400 |
| 2017-12-14 | OIA | Buy | 5 | 8.03 | 40 |
| 2017-12-15 | OIA | Sale | 5 | 8.01 | 40 |
| 2018-01-04 | OIA | Sale | 258 | 8.17 | 2,108 |
| 2018-01-02 | OIA | Sale | 257 | 8.06 | 2,071 |
| 2019-07-08 | OIA | Sale | 200 | 7.65 | 1,530 |
| 2019-07-09 | OIA | Sale | 2,000 | 7.66 | 15,310 |
| 2017-12-29 | OIA | Buy | 515 | 8.02 | 4,130 |
Table 8. Insider trading of Invesco Pennsylvania Value Municipal Income Trust (VPV) by Bofa Securities, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-07-12 | VPV | Sale | 200 | 12.76 | 2,552 |
| 2019-06-07 | VPV | Buy | 4,332 | 12.86 | 55,713 |
| 2019-06-06 | VPV | Sale | 4,332 | 12.77 | 55,319 |
| 2019-07-10 | VPV | Buy | 200 | 12.73 | 2,545 |
Table 9. Insider trading of Pimco Corporate & Income Opportunity Fund (PTY) by Bofa Securities, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2020-03-13 | PTY | Buy | 1 | 15.21 | 15 |
Table 10. Insider trading of Neuberger Berman Municipal Fund Inc. (NBH) by Bofa Securities, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-07-05 | NBH | Sale | 1,250 | 16.79 | 20,988 |
| 2012-01-10 | NBH | Sale | 2,694 | 15.78 | 42,497 |
| 2016-12-08 | NBH | Sale | 1 | 15.17 | 15 |
| 2014-12-11 | NBH | Sale | 2,000 | 15.60 | 31,190 |
| 2016-08-23 | NBH | Buy | 1 | 17.48 | 17 |
| 2015-06-08 | NBH | Sale | 10 | 14.76 | 147 |
| 2013-07-05 | NBH | Sale | 500 | 13.97 | 6,987 |
| 2014-12-11 | NBH | Buy | 2,000 | 15.64 | 31,280 |
| 2016-07-07 | NBH | Buy | 1,250 | 17.04 | 21,300 |
| 2012-04-04 | NBH | Buy | 300 | 15.78 | 4,732 |
| 2015-06-09 | NBH | Buy | 10 | 14.66 | 146 |
| 2012-01-10 | NBH | Buy | 2,694 | 15.85 | 42,699 |
| 2013-07-05 | NBH | Buy | 500 | 13.98 | 6,990 |
| 2012-04-05 | NBH | Sale | 300 | 16.07 | 4,821 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Bofa Securities, Inc.
(Officer of Putnam Managed Municipal Income Trust at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.