- Corporate Officers - M
- Morgan Stanley
Insider Trading History of Morgan Stanley
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Morgan Stanley since 2005.
This trader's CIK number is 895421.
At the time of last reporting, Morgan Stanley was the 10% Owner of Western Asset Municipal Partners Fund Inc.. (stock ticker symbol MNP).
Also see all insider trading activities at Western Asset Municipal Partners Fund Inc..
Note that in the past
MORGAN STANLEY also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Nuveen Short Duration Credit Opportunities Fund (JSD) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | JSD | 10,161 | $147,040 | 11,473 | $162,316 | 0 | $0 |
Yearly summary of insider trading at Nuveen California Quality Municipal Income Fund (NAC) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | NAC | 0 | $0 | 369 | $36,900,000 | 0 | $0 |
Yearly summary of insider trading at Cyclacel Pharmaceuticals, Inc. (CYCC) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2009 | CYCC | 193,500 | $116,677 | 908,472 | $607,121 | 0 | $0 |
| 2008 | CYCC | 1,813,780 | $11,472,035 | 575,100 | $2,121,824 | 0 | $0 |
Yearly summary of insider trading at Eaton Vance Senior Income Trust (EVF) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2018 | EVF | 0 | $0 | 327 | $7,521,000 | 0 | $0 |
| 2016 | EVF | 0 | $0 | 357 | $8,478,750 | 0 | $0 |
| 2015 | EVF | 20 | $500,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at American Dairy Inc (ADY) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | ADY | 965 | $6,332 | 600 | $3,972 | 0 | $0 |
Yearly summary of insider trading at Eaton Vance Ltd Duration Income Fund (EVV) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2018 | EVV | 0 | $0 | 557 | $12,811,000 | 0 | $0 |
| 2015 | EVV | 14 | $350,000 | 0 | $0 | 0 | $0 |
| 2013 | EVV | 1 | $20,500 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Transmontaigne Partners L.p. (TLP) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2014 | TLP | 0 | $0 | 3,171,161 | $0 | 0 | $0 |
| 2008 | TLP | 0 | $0 | 9,300 | $250,635 | 0 | $0 |
Yearly summary of insider trading at Intercontinentalexchange Inc (ICE) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2006 | ICE | 0 | $0 | 4,285,727 | $240,334,467 | 0 | $0 |
Yearly summary of insider trading at Pacholder High Yield Fund Inc (PHF) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2013 | PHF | 3 | $60,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Wci Communities Inc (WCI) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2006 | WCI | 162,100 | $3,059,767 | 184,400 | $3,379,743 | 0 | $0 |
Yearly summary of insider trading at Acquicor Technology Inc (JAZ) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2007 | JAZ | 0 | $0 | 26,300 | $71,788 | 0 | $0 |
Yearly summary of insider trading at Gramercy Capital Corp (GKK) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2007 | GKK | 15,049 | $366,292 | 30,700 | $707,788 | 0 | $0 |
Yearly summary of insider trading at Trump Entertainment Resorts, Inc. (TRMP) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2008 | TRMP | 0 | $0 | 400 | $1,352 | 0 | $0 |
| 2006 | TRMP | 34,421 | $688,088 | 52,862 | $1,064,797 | 0 | $0 |
| 2005 | TRMP | 605,248 | $11,022,680 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Cypress Bioscience Inc (CYPB) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2007 | CYPB | 194,597 | $1,643,209 | 142,757 | $1,209,179 | 0 | $0 |
Yearly summary of insider trading at Hollywood Media Corp (HOLL) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2008 | HOLL | 0 | $0 | 301,114 | $740,718 | 0 | $0 |
Yearly summary of insider trading at Genelabs Technologies Inc /ca (GNLB) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2009 | GNLB | 0 | $0 | 5,374,343 | $6,986,645 | 0 | $0 |
| 2008 | GNLB | 548,600 | $507,759 | 636,400 | $573,815 | 0 | $0 |
| 2007 | GNLB | 232,800 | $469,066 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Saba Capital Income & Opportunities Fund (PPR) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2011 | PPR | 0 | $0 | 200 | $1,170 | 0 | $0 |
| 2008 | PPR | 0 | $0 | 25,900 | $84,385 | 0 | $0 |
Yearly summary of insider trading at Western Asset Municipal Partners Fund Inc. (MNP) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2023 | MNP | 0 | $0 | 135 | $6,750,000 | 0 | $0 |
Yearly summary of insider trading at Vital Images Inc (VTAL) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2007 | VTAL | 145,958 | $2,817,642 | 358,200 | $6,644,931 | 0 | $0 |
Yearly summary of insider trading at Pioneer High Income Trust (PHT) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | PHT | 5 | $125,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Blackrock Municipal Bond Investment Trust (BIE) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | BIE | 67 | $6,700,000 | 93 | $9,300,000 | 0 | $0 |
Yearly summary of insider trading at Innocoll Holdings Plc (INNL) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2017 | INNL | 0 | $0 | 3,365,978 | $0 | 0 | $0 |
Yearly summary of insider trading at Blackrock Muniyield Quality Fund, Inc. (MQY) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | MQY | 264 | $26,400,000 | 1,314 | $83,407,592 | 0 | $0 |
Yearly summary of insider trading at Blackrock Muni New York Intermediate Duration Fund, Inc. (MNE) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | MNE | 0 | $0 | 151 | $15,100,000 | 0 | $0 |
Yearly summary of insider trading at Bloom Energy Corp (BE) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2018 | BE | 0 | $0 | 31 | $465 | 0 | $0 |
Yearly summary of insider trading at Cadiz Inc (CDZI) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2006 | CDZI | 519,181 | $8,634,710 | 462,442 | $8,959,889 | 0 | $0 |
Yearly summary of insider trading at Blackrock New York Municipal Income Trust Ii (BFY) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | BFY | 0 | $0 | 168 | $16,800,000 | 0 | $0 |
Yearly summary of insider trading at Mfs High Income Municipal Trust (CXE) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | CXE | 0 | $0 | 432 | $10,800,000 | 0 | $0 |
Yearly summary of insider trading at Sonim Technologies Inc (SONM) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2021 | SONM | 0 | $0 | 60,000 | $0 | 0 | $0 |
Yearly summary of insider trading at Texas Industries Inc (TXI) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2014 | TXI | 1,579 | $146,708 | 2,332,404 | $217,524,712 | 0 | $0 |
Yearly summary of insider trading at Distributed Energy Systems Corp (DESC) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2008 | DESC | 48,766 | $40,000 | 12,901 | $9,543 | 0 | $0 |
Yearly summary of insider trading at Blackrock New York Municipal Income Quality Trust (BSE) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | BSE | 0 | $0 | 205 | $20,500,000 | 0 | $0 |
Yearly summary of insider trading at Constant Contact, Inc. (CTCT) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2008 | CTCT | 0 | $0 | 1,844,400 | $32,189,761 | 0 | $0 |
Yearly summary of insider trading at Ensysce Biosciences, Inc. (LACQ) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2020 | LACQ | 0 | $0 | 776,290 | $0 | 0 | $0 |
Yearly summary of insider trading at Alimera Sciences Inc (ALIM) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2022 | ALIM | 0 | $0 | 250,000 | $1,137,500 | 0 | $0 |
Yearly summary of insider trading at International Securities Exchange, Inc. (ISE) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2005 | ISE | 0 | $0 | 1,673,913 | $30,130,434 | 0 | $0 |
Yearly summary of insider trading at Prgx Global, Inc. (PRGX) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2006 | PRGX | 30,654 | $136,703 | 39,769 | $182,065 | 0 | $0 |
Yearly summary of insider trading at Remec Inc (REMC) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2010 | REMC | 1,760,652 | $1,508,270 | 346,265 | $120,413 | 0 | $0 |
| 2009 | REMC | 62,792 | $56,444 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Blackrock Municipal Income Investment Trust (BBF) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | BBF | 72 | $7,200,000 | 51 | $5,100,000 | 0 | $0 |
Yearly summary of insider trading at Digitalglobe Inc (DGI) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2013 | DGI | 0 | $0 | 190,000 | $5,117,080 | 0 | $0 |
| 2010 | DGI | 0 | $0 | 6,900,000 | $208,725,000 | 0 | $0 |
| 2009 | DGI | 0 | $0 | 1,624,969 | $30,874,411 | 0 | $0 |
Yearly summary of insider trading at Nuveen Insured California Dividend Advantage Municipal Fund (NKL) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | NKL | 0 | $0 | 141 | $14,100,000 | 0 | $0 |
Yearly summary of insider trading at Mfs Investment Grade Municipal Trust (CXH) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2012 | CXH | 0 | $0 | 308 | $7,700,000 | 0 | $0 |
| 2010 | CXH | 0 | $0 | 200 | $1,978 | 0 | $0 |
| 2008 | CXH | 200 | $1,172 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Premium Standard Farms, Inc. (PORK) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2005 | PORK | 0 | $0 | 2,143,077 | $26,788,462 | 0 | $0 |
Yearly summary of insider trading at Federal Services Acquisition Corp (ATCT) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2008 | ATCT | 0 | $0 | 2,278,600 | $2,802,678 | 0 | $0 |
Yearly summary of insider trading at Hayes Lemmerz International Inc (HAYZ) by Morgan Stanley
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2007 | HAYZ | 33,172 | $191,187 | 123,400 | $712,932 | 0 | $0 |
Insider trading activities at 45 companies by Morgan Stanley:
1. Nuveen Short Duration Credit Opportunities Fund (JSD)
2. Nuveen California Quality Municipal Income Fund (NAC)
3. Cyclacel Pharmaceuticals, Inc. (CYCC)
4. Eaton Vance Senior Income Trust (EVF)
5. American Dairy Inc (ADY)
6. Eaton Vance Ltd Duration Income Fund (EVV)
7. Transmontaigne Partners L.p. (TLP)
8. Intercontinentalexchange Inc (ICE)
9. Pacholder High Yield Fund Inc (PHF)
10. Wci Communities Inc (WCI)
11. Acquicor Technology Inc (JAZ)
12. Gramercy Capital Corp (GKK)
13. Trump Entertainment Resorts, Inc. (TRMP)
14. Cypress Bioscience Inc (CYPB)
15. Hollywood Media Corp (HOLL)
16. Genelabs Technologies Inc /ca (GNLB)
17. Saba Capital Income & Opportunities Fund (PPR)
18. Western Asset Municipal Partners Fund Inc. (MNP)
19. Vital Images Inc (VTAL)
20. Pioneer High Income Trust (PHT)
21. Blackrock Municipal Bond Investment Trust (BIE)
22. Innocoll Holdings Plc (INNL)
23. Blackrock Muniyield Quality Fund, Inc. (MQY)
24. Blackrock Muni New York Intermediate Duration Fund, Inc. (MNE)
25. Bloom Energy Corp (BE)
26. Cadiz Inc (CDZI)
27. Blackrock New York Municipal Income Trust Ii (BFY)
28. Mfs High Income Municipal Trust (CXE)
29. Sonim Technologies Inc (SONM)
30. Texas Industries Inc (TXI)
31. Distributed Energy Systems Corp (DESC)
32. Blackrock New York Municipal Income Quality Trust (BSE)
33. Constant Contact, Inc. (CTCT)
34. Ensysce Biosciences, Inc. (LACQ)
35. Alimera Sciences Inc (ALIM)
36. International Securities Exchange, Inc. (ISE)
37. Prgx Global, Inc. (PRGX)
38. Remec Inc (REMC)
39. Blackrock Municipal Income Investment Trust (BBF)
40. Digitalglobe Inc (DGI)
41. Nuveen Insured California Dividend Advantage Municipal Fund (NKL)
42. Mfs Investment Grade Municipal Trust (CXH)
43. Premium Standard Farms, Inc. (PORK)
44. Federal Services Acquisition Corp (ATCT)
45. Hayes Lemmerz International Inc (HAYZ)
Table 1. Insider trading of Nuveen Short Duration Credit Opportunities Fund (JSD) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-01-20 | JSD | Buy | 700 | 13.79 | 9,653 |
| 2016-01-21 | JSD | Buy | 800 | 14.07 | 11,256 |
| 2016-01-22 | JSD | Buy | 347 | 14.13 | 4,904 |
| 2016-01-25 | JSD | Buy | 39 | 14.13 | 551 |
| 2016-01-26 | JSD | Buy | 500 | 14.23 | 7,113 |
| 2016-01-13 | JSD | Sale | 300 | 14.49 | 4,348 |
| 2016-01-15 | JSD | Sale | 210 | 14.15 | 2,971 |
| 2016-01-20 | JSD | Sale | 600 | 13.90 | 8,338 |
| 2016-01-21 | JSD | Sale | 800 | 14.00 | 11,200 |
| 2016-01-22 | JSD | Sale | 300 | 14.08 | 4,224 |
| 2016-01-25 | JSD | Sale | 39 | 14.04 | 547 |
| 2016-01-08 | JSD | Buy | 346 | 14.72 | 5,093 |
| 2016-01-04 | JSD | Buy | 125 | 14.83 | 1,853 |
| 2016-01-14 | JSD | Sale | 500 | 14.39 | 7,193 |
| 2016-02-09 | JSD | Buy | 286 | 13.83 | 3,955 |
| 2016-01-29 | JSD | Buy | 8 | 14.41 | 115 |
| 2016-03-11 | JSD | Buy | 6,000 | 14.67 | 88,020 |
| 2016-02-09 | JSD | Sale | 286 | 13.88 | 3,970 |
| 2016-01-29 | JSD | Sale | 8 | 14.40 | 115 |
| 2016-02-04 | JSD | Sale | 1,530 | 14.28 | 21,848 |
| 2016-02-05 | JSD | Sale | 400 | 14.21 | 5,682 |
| 2016-03-02 | JSD | Sale | 6,000 | 14.13 | 84,780 |
| 2016-01-13 | JSD | Buy | 300 | 14.64 | 4,392 |
| 2016-01-14 | JSD | Buy | 500 | 14.34 | 7,170 |
| 2016-01-15 | JSD | Buy | 210 | 14.12 | 2,965 |
| 2016-01-26 | JSD | Sale | 500 | 14.20 | 7,100 |
Table 2. Insider trading of Nuveen California Quality Municipal Income Fund (NAC) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-01-03 | NAC | Sale | 369 | 100,000.00 | 36,900,000 |
Table 3. Insider trading of Cyclacel Pharmaceuticals, Inc. (CYCC) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2009-11-10 | CYCC | Sale | 328,850 | .80 | 263,080 |
| 2009-11-06 | CYCC | Sale | 24,100 | .86 | 20,726 |
| 2009-11-09 | CYCC | Sale | 47,050 | .86 | 40,463 |
| 2009-11-05 | CYCC | Sale | 103,172 | .88 | 90,791 |
| 2009-11-02 | CYCC | Buy | 4,300 | .87 | 3,741 |
| 2009-11-02 | CYCC | Sale | 4,300 | .87 | 3,741 |
| 2009-10-01 | CYCC | Buy | 57,200 | .90 | 51,480 |
| 2009-10-01 | CYCC | Sale | 57,200 | .90 | 51,480 |
| 2009-09-01 | CYCC | Buy | 7,200 | .87 | 6,264 |
| 2009-09-01 | CYCC | Sale | 7,200 | .87 | 6,264 |
| 2009-07-01 | CYCC | Buy | 7,400 | 1.15 | 8,510 |
| 2009-07-01 | CYCC | Sale | 7,400 | 1.15 | 8,510 |
| 2009-05-01 | CYCC | Sale | 3,200 | .61 | 1,952 |
| 2009-05-01 | CYCC | Buy | 3,200 | .61 | 1,952 |
| 2009-04-01 | CYCC | Buy | 53,900 | .36 | 19,404 |
| 2009-04-01 | CYCC | Sale | 135,420 | .34 | 46,042 |
| 2009-03-31 | CYCC | Sale | 19,800 | .35 | 6,930 |
| 2009-03-30 | CYCC | Sale | 43,580 | .35 | 15,252 |
| 2009-03-27 | CYCC | Sale | 19,600 | .39 | 7,644 |
| 2009-03-25 | CYCC | Sale | 18,900 | .40 | 7,560 |
| 2009-03-26 | CYCC | Sale | 28,400 | .40 | 11,360 |
| 2009-01-02 | CYCC | Sale | 60,300 | .42 | 25,326 |
| 2009-01-02 | CYCC | Buy | 60,300 | .42 | 25,326 |
| 2008-12-01 | CYCC | Buy | 2,300 | .55 | 1,253 |
| 2008-12-01 | CYCC | Sale | 2,200 | .54 | 1,188 |
| 2008-11-03 | CYCC | Sale | 9,100 | .48 | 4,368 |
| 2008-11-03 | CYCC | Buy | 5,500 | .46 | 2,530 |
| 2008-10-01 | CYCC | Buy | 23,900 | 1.10 | 26,290 |
| 2008-10-01 | CYCC | Sale | 24,000 | 1.06 | 25,560 |
| 2008-09-02 | CYCC | Buy | 5,700 | 1.68 | 9,576 |
| 2008-09-02 | CYCC | Sale | 12,900 | 1.64 | 21,091 |
| 2008-08-01 | CYCC | Sale | 54,900 | 1.84 | 101,290 |
| 2008-08-01 | CYCC | Buy | 31,200 | 1.89 | 58,968 |
| 2008-07-01 | CYCC | Sale | 34,600 | 1.91 | 66,086 |
| 2008-07-01 | CYCC | Buy | 34,600 | 1.91 | 66,086 |
| 2008-06-02 | CYCC | Buy | 23,900 | 2.09 | 49,951 |
| 2008-06-02 | CYCC | Sale | 23,900 | 2.09 | 49,951 |
| 2008-05-07 | CYCC | Sale | 1,600 | 2.84 | 4,544 |
| 2008-05-01 | CYCC | Buy | 63,700 | 2.94 | 187,278 |
| 2008-05-01 | CYCC | Sale | 63,700 | 2.94 | 187,278 |
| 2008-05-02 | CYCC | Sale | 3,000 | 2.90 | 8,700 |
| 2008-03-20 | CYCC | Sale | 38,900 | 3.09 | 120,201 |
| 2008-03-04 | CYCC | Sale | 195,700 | 3.98 | 777,907 |
| 2008-03-04 | CYCC | Buy | 190,000 | 4.08 | 775,200 |
| 2007-02-05 | CYCC | Buy | 18,400 | 7.84 | 144,256 |
| 2007-06-13 | CYCC | Buy | 120,900 | 7.89 | 953,901 |
| 2007-08-01 | CYCC | Buy | 350,000 | 4.80 | 1,680,000 |
| 2007-01-03 | CYCC | Buy | 45,400 | 6.89 | 312,806 |
| 2007-07-02 | CYCC | Buy | 45,900 | 6.50 | 298,350 |
| 2007-10-16 | CYCC | Buy | 73,380 | 5.49 | 402,489 |
| 2007-05-01 | CYCC | Buy | 12,500 | 7.77 | 97,125 |
| 2007-02-01 | CYCC | Buy | 800 | 7.80 | 6,240 |
| 2007-03-06 | CYCC | Buy | 1,600 | 7.52 | 12,032 |
| 2007-03-05 | CYCC | Buy | 5,700 | 7.67 | 43,690 |
| 2007-03-02 | CYCC | Buy | 12,700 | 7.88 | 100,076 |
| 2007-03-01 | CYCC | Buy | 2,600 | 7.82 | 20,332 |
| 2007-04-03 | CYCC | Buy | 16,561 | 7.80 | 129,175 |
| 2007-04-02 | CYCC | Buy | 44,739 | 7.71 | 345,071 |
| 2007-02-13 | CYCC | Buy | 675,000 | 8.44 | 5,697,000 |
| 2007-05-02 | CYCC | Buy | 6,800 | 7.70 | 52,360 |
| 2007-01-03 | CYCC | Sale | 44,200 | 6.86 | 303,212 |
| 2007-07-02 | CYCC | Sale | 45,900 | 6.50 | 298,350 |
| 2007-06-04 | CYCC | Sale | 100 | 12.00 | 1,200 |
| 2007-04-02 | CYCC | Sale | 17,100 | 7.75 | 132,525 |
| 2007-02-01 | CYCC | Sale | 500 | 7.85 | 3,925 |
| 2007-08-01 | CYCC | Sale | 2,800 | 5.16 | 14,448 |
Table 4. Insider trading of Eaton Vance Senior Income Trust (EVF) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2018-09-19 | EVF | Sale | 327 | 23,000.00 | 7,521,000 |
| 2016-09-27 | EVF | Sale | 357 | 23,750.00 | 8,478,750 |
| 2015-10-13 | EVF | Buy | 19 | 25,000.00 | 475,000 |
| 2015-09-02 | EVF | Buy | 1 | 25,000.00 | 25,000 |
Table 5. Insider trading of American Dairy Inc (ADY) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-10-04 | ADY | Sale | 500 | 6.66 | 3,330 |
| 2012-10-03 | ADY | Sale | 100 | 6.42 | 642 |
| 2012-10-05 | ADY | Buy | 200 | 6.81 | 1,362 |
| 2012-10-03 | ADY | Buy | 765 | 6.50 | 4,970 |
Table 6. Insider trading of Eaton Vance Ltd Duration Income Fund (EVV) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2018-09-19 | EVV | Sale | 557 | 23,000.00 | 12,811,000 |
| 2015-10-28 | EVV | Buy | 1 | 25,000.00 | 25,000 |
| 2015-09-11 | EVV | Buy | 2 | 25,000.00 | 50,000 |
| 2015-09-02 | EVV | Buy | 4 | 25,000.00 | 100,000 |
| 2015-08-12 | EVV | Buy | 1 | 25,000.00 | 25,000 |
| 2015-07-28 | EVV | Buy | 1 | 25,000.00 | 25,000 |
| 2015-07-16 | EVV | Buy | 5 | 25,000.00 | 125,000 |
| 2013-07-02 | EVV | Buy | 1 | 20,500.00 | 20,500 |
Table 7. Insider trading of Transmontaigne Partners L.p. (TLP) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2014-07-01 | TLP | Sale | 3,171,161 | .00 | 0 |
| 2008-03-07 | TLP | Sale | 9,300 | 26.95 | 250,635 |
Table 8. Insider trading of Intercontinentalexchange Inc (ICE) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2006-07-21 | ICE | Sale | 1,987,934 | 56.00 | 111,324,304 |
| 2006-07-21 | ICE | Sale | 1,987,934 | 56.00 | 111,324,304 |
| 2006-06-05 | ICE | Sale | 6,195 | 55.38 | 343,072 |
| 2006-06-02 | ICE | Sale | 53,355 | 55.97 | 2,986,332 |
| 2006-06-02 | ICE | Sale | 2,676 | 56.95 | 152,390 |
| 2006-06-01 | ICE | Sale | 22,939 | 55.27 | 1,267,907 |
| 2006-06-01 | ICE | Sale | 28,440 | 55.87 | 1,589,028 |
| 2006-06-01 | ICE | Sale | 2,502 | 56.20 | 140,617 |
| 2006-05-31 | ICE | Sale | 16,447 | 55.22 | 908,186 |
| 2006-05-31 | ICE | Sale | 17,150 | 55.60 | 953,471 |
| 2006-05-30 | ICE | Sale | 2,567 | 55.77 | 143,153 |
| 2006-05-25 | ICE | Sale | 18,752 | 55.32 | 1,037,435 |
| 2006-05-25 | ICE | Sale | 16,028 | 55.86 | 895,388 |
| 2006-05-26 | ICE | Sale | 45,614 | 57.12 | 2,605,471 |
| 2006-05-26 | ICE | Sale | 439 | 57.74 | 25,347 |
| 2006-05-24 | ICE | Sale | 8,772 | 56.76 | 497,898 |
| 2006-05-23 | ICE | Sale | 67,983 | 60.90 | 4,140,164 |
Table 9. Insider trading of Pacholder High Yield Fund Inc (PHF) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2013-07-09 | PHF | Buy | 3 | 20,000.00 | 60,000 |
Table 10. Insider trading of Wci Communities Inc (WCI) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2006-11-20 | WCI | Sale | 6,400 | 18.84 | 120,544 |
| 2006-11-28 | WCI | Sale | 150,000 | 18.22 | 2,733,000 |
| 2006-11-20 | WCI | Sale | 6,200 | 18.69 | 115,902 |
| 2006-11-17 | WCI | Sale | 2,600 | 18.83 | 48,950 |
| 2006-11-17 | WCI | Sale | 8,500 | 18.70 | 158,992 |
| 2006-11-16 | WCI | Sale | 4,700 | 19.03 | 89,441 |
| 2006-11-16 | WCI | Sale | 6,000 | 18.82 | 112,914 |
| 2006-11-20 | WCI | Buy | 1,000 | 18.79 | 18,790 |
| 2006-11-16 | WCI | Buy | 56,400 | 18.84 | 1,062,406 |
| 2006-11-16 | WCI | Buy | 52,000 | 19.05 | 990,651 |
| 2006-11-16 | WCI | Buy | 100 | 19.21 | 1,921 |
| 2006-11-17 | WCI | Buy | 32,700 | 18.71 | 611,817 |
| 2006-11-17 | WCI | Buy | 14,800 | 18.84 | 278,802 |
| 2006-11-20 | WCI | Buy | 5,100 | 18.70 | 95,380 |
Table 11. Insider trading of Acquicor Technology Inc (JAZ) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2007-11-02 | JAZ | Sale | 500 | 2.80 | 1,400 |
| 2007-10-30 | JAZ | Sale | 4,988 | 2.60 | 12,968 |
| 2007-10-26 | JAZ | Sale | 3,700 | 2.70 | 9,990 |
| 2007-10-24 | JAZ | Sale | 3,510 | 2.71 | 9,512 |
| 2007-10-22 | JAZ | Sale | 1,702 | 2.78 | 4,731 |
| 2007-10-17 | JAZ | Sale | 1,300 | 2.78 | 3,613 |
| 2007-10-16 | JAZ | Sale | 10,600 | 2.79 | 29,574 |
Table 12. Insider trading of Gramercy Capital Corp (GKK) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2007-11-13 | GKK | Buy | 15,049 | 24.34 | 366,292 |
| 2007-11-16 | GKK | Sale | 30,700 | 23.05 | 707,788 |
Table 13. Insider trading of Trump Entertainment Resorts, Inc. (TRMP) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2008-03-11 | TRMP | Sale | 400 | 3.38 | 1,352 |
| 2006-01-17 | TRMP | Sale | 43,862 | 20.16 | 884,257 |
| 2006-01-06 | TRMP | Sale | 9,000 | 20.06 | 180,540 |
| 2006-01-03 | TRMP | Buy | 33,166 | 19.99 | 662,988 |
| 2005-12-30 | TRMP | Buy | 1,255 | 20.00 | 25,100 |
| 2005-12-27 | TRMP | Buy | 50,000 | 19.99 | 999,499 |
| 2005-12-22 | TRMP | Buy | 81,175 | 20.00 | 1,623,500 |
| 2005-12-23 | TRMP | Buy | 50,000 | 20.00 | 1,000,000 |
| 2005-12-19 | TRMP | Buy | 100 | 20.00 | 2,000 |
| 2005-12-16 | TRMP | Buy | 46,302 | 20.01 | 926,503 |
| 2005-12-12 | TRMP | Buy | 600 | 20.42 | 12,252 |
| 2005-12-05 | TRMP | Buy | 34,294 | 18.98 | 650,900 |
| 2005-12-01 | TRMP | Buy | 32,800 | 18.45 | 605,160 |
| 2005-11-30 | TRMP | Buy | 91,000 | 17.88 | 1,627,080 |
| 2005-11-25 | TRMP | Buy | 20,000 | 17.70 | 354,000 |
| 2005-11-21 | TRMP | Buy | 5,000 | 17.50 | 87,500 |
| 2005-11-18 | TRMP | Buy | 90,000 | 17.50 | 1,575,000 |
| 2005-11-16 | TRMP | Buy | 48,977 | 17.56 | 860,036 |
| 2005-06-06 | DJTE | Buy | 10,000 | 13.20 | 132,000 |
| 2005-06-06 | DJTE | Buy | 10,000 | 13.20 | 132,000 |
| 2005-06-06 | DJTE | Buy | 10,000 | 13.20 | 132,000 |
| 2005-05-27 | DJTE | Buy | 25,000 | 12.13 | 303,250 |
Table 14. Insider trading of Cypress Bioscience Inc (CYPB) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2007-05-09 | CYPB | Sale | 13,957 | 8.47 | 118,243 |
| 2007-05-08 | CYPB | Sale | 128,800 | 8.47 | 1,090,936 |
| 2007-05-09 | CYPB | Buy | 7,000 | 8.39 | 58,765 |
| 2007-05-08 | CYPB | Buy | 187,597 | 8.45 | 1,584,444 |
Table 15. Insider trading of Hollywood Media Corp (HOLL) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2008-04-07 | HOLL | Sale | 300,000 | 2.46 | 738,000 |
| 2008-04-01 | HOLL | Sale | 1,114 | 2.44 | 2,718 |
Table 16. Insider trading of Genelabs Technologies Inc /ca (GNLB) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2009-01-07 | GNLB | Sale | 5,374,343 | 1.30 | 6,986,645 |
| 2008-12-01 | GNLB | Buy | 3,600 | 1.28 | 4,608 |
| 2008-12-01 | GNLB | Sale | 3,300 | 1.28 | 4,224 |
| 2008-11-03 | GNLB | Sale | 8,700 | 1.24 | 10,744 |
| 2008-11-03 | GNLB | Buy | 8,200 | 1.23 | 10,086 |
| 2008-10-01 | GNLB | Buy | 36,900 | .43 | 15,867 |
| 2008-10-01 | GNLB | Sale | 35,600 | .43 | 15,308 |
| 2008-09-02 | GNLB | Buy | 8,500 | .46 | 3,910 |
| 2008-09-02 | GNLB | Sale | 12,100 | .47 | 5,687 |
| 2008-08-01 | GNLB | Sale | 46,700 | .50 | 23,350 |
| 2008-08-01 | GNLB | Buy | 46,700 | .50 | 23,350 |
| 2008-07-01 | GNLB | Sale | 54,900 | .61 | 33,489 |
| 2008-07-01 | GNLB | Buy | 51,800 | .62 | 32,116 |
| 2008-06-02 | GNLB | Buy | 35,700 | .91 | 32,487 |
| 2008-06-02 | GNLB | Sale | 35,700 | .91 | 32,487 |
| 2008-05-01 | GNLB | Buy | 95,100 | .91 | 86,541 |
| 2008-05-01 | GNLB | Sale | 100,100 | .90 | 89,589 |
| 2008-04-08 | GNLB | Sale | 59,113 | .79 | 46,699 |
| 2008-04-07 | GNLB | Sale | 4,787 | .93 | 4,451 |
| 2008-04-02 | GNLB | Sale | 3,200 | .90 | 2,880 |
| 2008-03-06 | GNLB | Sale | 600 | 1.12 | 672 |
| 2008-03-05 | GNLB | Sale | 4,399 | 1.13 | 4,970 |
| 2008-03-04 | GNLB | Sale | 267,201 | 1.12 | 299,265 |
| 2008-03-04 | GNLB | Buy | 262,100 | 1.14 | 298,794 |
| 2007-10-09 | GNLB | Buy | 82,068 | 2.00 | 164,136 |
| 2007-10-03 | GNLB | Buy | 150,732 | 2.02 | 304,930 |
Table 17. Insider trading of Saba Capital Income & Opportunities Fund (PPR) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2011-01-18 | PPR | Sale | 200 | 5.85 | 1,170 |
| 2008-12-24 | PPR | Sale | 10,400 | 3.30 | 34,320 |
| 2008-12-26 | PPR | Sale | 15,500 | 3.23 | 50,065 |
Table 18. Insider trading of Western Asset Municipal Partners Fund Inc. (MNP) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2023-10-05 | MNP | Sale | 135 | 50,000.00 | 6,750,000 |
Table 19. Insider trading of Vital Images Inc (VTAL) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2007-11-30 | VTAL | Sale | 295,000 | 18.60 | 5,487,000 |
| 2007-12-03 | VTAL | Sale | 46,500 | 17.78 | 826,770 |
| 2007-10-01 | VTAL | Sale | 16,700 | 19.83 | 331,161 |
| 2007-09-20 | VTAL | Buy | 14,923 | 18.98 | 283,163 |
| 2007-09-18 | VTAL | Buy | 10,000 | 18.91 | 189,100 |
| 2007-09-17 | VTAL | Buy | 67,197 | 19.11 | 1,284,470 |
| 2007-09-14 | VTAL | Buy | 8,168 | 19.29 | 157,560 |
| 2007-10-01 | VTAL | Buy | 38,500 | 19.86 | 764,610 |
| 2007-09-12 | VTAL | Buy | 7,170 | 19.35 | 138,739 |
Table 20. Insider trading of Pioneer High Income Trust (PHT) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-03-01 | PHT | Buy | 5 | 25,000.00 | 125,000 |
Table 21. Insider trading of Blackrock Municipal Bond Investment Trust (BIE) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-07-06 | BIE | Sale | 93 | 100,000.00 | 9,300,000 |
| 2012-02-29 | BIE | Buy | 67 | 100,000.00 | 6,700,000 |
Table 22. Insider trading of Innocoll Holdings Plc (INNL) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2017-07-24 | INNL | Sale | 3,365,978 | .00 | 0 |
Table 23. Insider trading of Blackrock Muniyield Quality Fund, Inc. (MQY) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-05-09 | MQY | Sale | 544 | 100,000.00 | 54,400,000 |
| 2012-02-29 | MQY | Sale | 290 | 100,000.00 | 29,000,000 |
| 2012-02-27 | MQY | Buy | 264 | 100,000.00 | 26,400,000 |
| 2012-02-17 | MQY | Sale | 480 | 15.82 | 7,592 |
Table 24. Insider trading of Blackrock Muni New York Intermediate Duration Fund, Inc. (MNE) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-07-06 | MNE | Sale | 151 | 100,000.00 | 15,100,000 |
Table 25. Insider trading of Bloom Energy Corp (BE) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2018-11-26 | BE | Sale | 31 | 15.03 | 465 |
Table 26. Insider trading of Cadiz Inc (CDZI) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2006-02-02 | CDZI | Sale | 400,000 | 19.49 | 7,795,999 |
| 2006-01-31 | CDZI | Sale | 25,000 | 20.94 | 523,475 |
| 2005-10-13 | CDZI | Buy | 2,504 | 21.87 | 54,762 |
| 2005-09-27 | CDZI | Buy | 2,700 | 18.79 | 50,733 |
| 2005-10-14 | CDZI | Buy | 500 | 21.50 | 10,750 |
| 2005-09-28 | CDZI | Buy | 1,000 | 18.64 | 18,640 |
| 2005-09-29 | CDZI | Buy | 2,405 | 19.02 | 45,743 |
| 2005-10-17 | CDZI | Buy | 364 | 21.64 | 7,876 |
| 2005-10-19 | CDZI | Buy | 500 | 21.50 | 10,750 |
| 2005-11-02 | CDZI | Buy | 3,500 | 19.74 | 69,090 |
| 2005-11-03 | CDZI | Buy | 7,165 | 19.20 | 137,568 |
| 2005-11-04 | CDZI | Buy | 3,804 | 19.04 | 72,428 |
| 2005-10-31 | CDZI | Buy | 795 | 19.65 | 15,621 |
| 2005-11-07 | CDZI | Buy | 1,500 | 20.21 | 30,315 |
| 2005-10-11 | CDZI | Buy | 400 | 21.77 | 8,708 |
| 2005-11-17 | CDZI | Buy | 1,500 | 20.00 | 30,000 |
| 2005-11-16 | CDZI | Buy | 2,000 | 19.82 | 39,640 |
| 2005-08-12 | CDZI | Buy | 200 | 17.00 | 3,400 |
| 2005-09-19 | CDZI | Buy | 3,900 | 18.41 | 71,799 |
| 2005-08-15 | CDZI | Buy | 500 | 17.00 | 8,500 |
| 2005-08-17 | CDZI | Buy | 1,710 | 17.09 | 29,223 |
| 2005-08-19 | CDZI | Buy | 1,500 | 18.04 | 27,060 |
| 2005-09-01 | CDZI | Buy | 1,971 | 18.04 | 35,556 |
| 2005-09-02 | CDZI | Buy | 276 | 18.00 | 4,968 |
| 2005-09-06 | CDZI | Buy | 500 | 18.00 | 9,000 |
| 2005-08-31 | CDZI | Buy | 10,000 | 17.80 | 178,000 |
| 2005-09-07 | CDZI | Buy | 1,955 | 18.02 | 35,229 |
| 2005-11-15 | CDZI | Buy | 3,132 | 19.53 | 61,167 |
| 2005-09-13 | CDZI | Buy | 1,000 | 18.27 | 18,270 |
| 2005-10-03 | CDZI | Buy | 1,500 | 19.67 | 29,505 |
| 2005-10-04 | CDZI | Buy | 300 | 19.82 | 5,946 |
| 2005-11-21 | CDZI | Buy | 8,320 | 19.96 | 166,067 |
| 2005-11-22 | CDZI | Buy | 5,000 | 19.46 | 97,300 |
| 2005-11-23 | CDZI | Buy | 1,495 | 19.37 | 28,958 |
| 2005-11-30 | CDZI | Buy | 1,200 | 19.94 | 23,928 |
| 2005-11-28 | CDZI | Buy | 480 | 19.96 | 9,580 |
| 2005-05-16 | CDZI | Sale | 10,000 | 15.70 | 157,000 |
| 2005-08-05 | CDZI | Sale | 10,000 | 16.95 | 169,500 |
| 2005-09-20 | CDZI | Sale | 142 | 19.15 | 2,719 |
| 2005-08-22 | CDZI | Sale | 5,000 | 17.97 | 89,850 |
| 2005-08-19 | CDZI | Sale | 12,000 | 17.95 | 215,400 |
| 2005-10-04 | CDZI | Sale | 300 | 19.82 | 5,946 |
| 2005-11-18 | CDZI | Buy | 2,000 | 20.02 | 40,040 |
| 2005-12-09 | CDZI | Buy | 200 | 21.45 | 4,290 |
| 2005-12-08 | CDZI | Buy | 164 | 20.75 | 3,403 |
| 2005-10-21 | CDZI | Buy | 500 | 21.00 | 10,500 |
| 2005-10-25 | CDZI | Buy | 1,200 | 20.60 | 24,720 |
| 2005-10-26 | CDZI | Buy | 8,000 | 20.78 | 166,240 |
| 2005-10-27 | CDZI | Buy | 3,860 | 20.68 | 79,844 |
| 2005-10-28 | CDZI | Buy | 4,500 | 19.97 | 89,865 |
| 2005-11-10 | CDZI | Buy | 1,607 | 19.70 | 31,657 |
| 2005-11-11 | CDZI | Buy | 500 | 19.75 | 9,875 |
| 2005-12-01 | CDZI | Buy | 615 | 20.26 | 12,459 |
| 2005-12-02 | CDZI | Buy | 2,400 | 20.79 | 49,896 |
| 2005-12-06 | CDZI | Buy | 380 | 20.99 | 7,976 |
| 2005-12-07 | CDZI | Buy | 627 | 21.16 | 13,267 |
| 2005-07-05 | CDZI | Buy | 6,300 | 18.56 | 116,927 |
| 2005-09-12 | CDZI | Buy | 4,587 | 18.25 | 83,712 |
| 2005-05-13 | CDZI | Buy | 3,000 | 16.05 | 48,150 |
| 2005-05-23 | CDZI | Buy | 15,000 | 16.18 | 242,700 |
| 2005-05-24 | CDZI | Buy | 4,000 | 16.05 | 64,200 |
| 2005-05-25 | CDZI | Buy | 28,500 | 15.47 | 440,809 |
| 2005-05-26 | CDZI | Buy | 5,000 | 15.06 | 75,325 |
| 2005-04-29 | CDZI | Buy | 5,000 | 15.79 | 78,950 |
| 2005-09-23 | CDZI | Buy | 1,370 | 18.28 | 25,043 |
| 2005-07-06 | CDZI | Buy | 500 | 18.00 | 9,000 |
| 2005-06-30 | CDZI | Buy | 100 | 18.20 | 1,820 |
| 2005-07-08 | CDZI | Buy | 1,000 | 18.00 | 18,000 |
| 2005-06-03 | CDZI | Buy | 700 | 16.96 | 11,872 |
| 2005-06-08 | CDZI | Buy | 400 | 17.00 | 6,800 |
| 2005-05-20 | CDZI | Buy | 1,060 | 16.27 | 17,246 |
| 2005-05-09 | CDZI | Buy | 500 | 16.05 | 8,025 |
| 2005-05-06 | CDZI | Buy | 2,500 | 15.56 | 38,912 |
| 2005-05-17 | CDZI | Buy | 800 | 15.80 | 12,640 |
| 2005-05-18 | CDZI | Buy | 5,500 | 16.26 | 89,430 |
| 2005-05-19 | CDZI | Buy | 500 | 16.50 | 8,250 |
| 2005-06-01 | CDZI | Buy | 200 | 16.75 | 3,350 |
| 2005-04-15 | CDZI | Buy | 54,000 | 14.99 | 809,460 |
| 2005-04-18 | CDZI | Buy | 21,200 | 14.79 | 313,548 |
| 2005-04-19 | CDZI | Buy | 24,885 | 14.53 | 361,579 |
| 2005-05-31 | CDZI | Buy | 500 | 17.04 | 8,520 |
| 2005-05-03 | CDZI | Buy | 2,700 | 15.39 | 41,553 |
| 2005-05-04 | CDZI | Buy | 2,000 | 15.41 | 30,820 |
| 2005-05-05 | CDZI | Buy | 54,800 | 14.94 | 818,876 |
| 2005-06-09 | CDZI | Buy | 500 | 16.90 | 8,450 |
| 2005-06-20 | CDZI | Buy | 5,966 | 17.56 | 104,762 |
| 2005-08-29 | CDZI | Buy | 1,720 | 17.97 | 30,908 |
| 2005-08-05 | CDZI | Buy | 7,000 | 16.37 | 114,590 |
| 2005-08-08 | CDZI | Buy | 528 | 16.40 | 8,659 |
| 2005-09-20 | CDZI | Buy | 142 | 18.96 | 2,692 |
| 2005-08-09 | CDZI | Buy | 2,755 | 16.64 | 45,856 |
| 2005-09-21 | CDZI | Buy | 4,500 | 18.46 | 83,070 |
| 2005-09-22 | CDZI | Buy | 2,250 | 18.34 | 41,265 |
| 2005-09-26 | CDZI | Buy | 1,400 | 18.23 | 25,522 |
| 2005-08-22 | CDZI | Buy | 5,000 | 17.78 | 88,900 |
| 2005-08-23 | CDZI | Buy | 4,600 | 18.03 | 82,938 |
| 2005-08-24 | CDZI | Buy | 515 | 17.98 | 9,259 |
| 2005-08-26 | CDZI | Buy | 100 | 17.90 | 1,789 |
| 2005-06-17 | CDZI | Buy | 3,000 | 17.81 | 53,429 |
| 2005-08-04 | CDZI | Buy | 400 | 16.05 | 6,420 |
| 2005-06-21 | CDZI | Buy | 4,519 | 17.64 | 79,715 |
| 2005-07-29 | CDZI | Buy | 11,456 | 17.26 | 197,730 |
| 2005-06-23 | CDZI | Buy | 15,800 | 16.84 | 266,151 |
| 2005-06-24 | CDZI | Buy | 1,200 | 17.30 | 20,760 |
| 2005-06-27 | CDZI | Buy | 14,099 | 16.91 | 238,484 |
| 2005-06-28 | CDZI | Buy | 2,300 | 17.48 | 40,204 |
| 2005-08-03 | CDZI | Buy | 2,700 | 17.14 | 46,278 |
| 2005-07-18 | CDZI | Buy | 200 | 17.90 | 3,579 |
| 2005-06-13 | CDZI | Buy | 1,900 | 17.02 | 32,338 |
| 2005-06-14 | CDZI | Buy | 500 | 17.15 | 8,575 |
| 2005-08-02 | CDZI | Buy | 70,000 | 16.05 | 1,123,500 |
| 2005-06-16 | CDZI | Buy | 5,400 | 17.27 | 93,258 |
Table 27. Insider trading of Blackrock New York Municipal Income Trust Ii (BFY) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-03-23 | BFY | Sale | 168 | 100,000.00 | 16,800,000 |
Table 28. Insider trading of Mfs High Income Municipal Trust (CXE) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-09-07 | CXE | Sale | 432 | 25,000.00 | 10,800,000 |
Table 29. Insider trading of Sonim Technologies Inc (SONM) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2021-10-12 | SONM | Sale | 60,000 | .00 | 0 |
Table 30. Insider trading of Texas Industries Inc (TXI) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2014-06-30 | TXI | Sale | 55,431 | 92.77 | 5,142,333 |
| 2014-07-01 | TXI | Sale | 2,276,973 | 93.27 | 212,382,379 |
| 2014-06-30 | TXI | Buy | 779 | 92.51 | 72,062 |
| 2014-07-01 | TXI | Buy | 800 | 93.31 | 74,646 |
Table 31. Insider trading of Distributed Energy Systems Corp (DESC) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2008-05-29 | DESC | Sale | 232 | .54 | 125 |
| 2008-05-30 | DESC | Sale | 100 | .50 | 50 |
| 2007-06-25 | DESC | Sale | 900 | 1.23 | 1,107 |
| 2007-06-21 | DESC | Sale | 380 | .94 | 357 |
| 2007-09-27 | DESC | Sale | 380 | .83 | 315 |
| 2007-10-12 | DESC | Sale | 760 | .75 | 570 |
| 2007-11-13 | DESC | Sale | 3,040 | .55 | 1,672 |
| 2007-08-07 | DESC | Sale | 1,140 | .90 | 1,026 |
| 2007-11-27 | DESC | Sale | 380 | .35 | 133 |
| 2007-09-04 | DESC | Sale | 1,520 | .97 | 1,474 |
| 2007-07-17 | DESC | Sale | 760 | 1.11 | 843 |
| 2007-10-23 | DESC | Sale | 1 | .68 | 0 |
| 2007-09-07 | DESC | Sale | 380 | .92 | 349 |
| 2008-01-17 | DESC | Sale | 41 | .58 | 23 |
| 2008-01-22 | DESC | Sale | 32 | .59 | 18 |
| 2007-12-11 | DESC | Sale | 1,520 | .47 | 714 |
| 2007-12-13 | DESC | Sale | 195 | .43 | 83 |
| 2007-10-29 | DESC | Sale | 1,140 | .60 | 684 |
| 2007-11-30 | DESC | Buy | 21 | .35 | 7 |
| 2007-09-12 | DESC | Buy | 380 | .91 | 345 |
| 2007-10-01 | DESC | Buy | 380 | .82 | 311 |
| 2007-06-26 | DESC | Buy | 380 | 1.18 | 446 |
| 2007-11-29 | DESC | Buy | 380 | .34 | 129 |
| 2007-10-23 | DESC | Buy | 1 | .68 | 0 |
| 2007-09-06 | DESC | Buy | 1,520 | .96 | 1,459 |
| 2007-07-19 | DESC | Buy | 760 | 1.12 | 851 |
| 2007-06-14 | DESC | Buy | 37,100 | .86 | 31,906 |
| 2007-10-29 | DESC | Buy | 1,520 | .60 | 912 |
| 2007-12-13 | DESC | Buy | 1,520 | .45 | 684 |
| 2008-01-17 | DESC | Buy | 44 | .60 | 26 |
| 2007-11-16 | DESC | Buy | 3,040 | .52 | 1,580 |
| 2007-08-09 | DESC | Buy | 1,140 | .88 | 1,003 |
| 2007-11-12 | DESC | Buy | 380 | .45 | 171 |
| 2007-06-18 | DESC | Buy | 200 | .85 | 170 |
Table 32. Insider trading of Blackrock New York Municipal Income Quality Trust (BSE) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-06-28 | BSE | Sale | 72 | 100,000.00 | 7,200,000 |
| 2012-01-03 | BSE | Sale | 133 | 100,000.00 | 13,300,000 |
Table 33. Insider trading of Constant Contact, Inc. (CTCT) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2008-09-18 | CTCT | Sale | 637,000 | 19.55 | 12,455,261 |
| 2008-08-13 | CTCT | Sale | 100,000 | 18.55 | 1,855,000 |
| 2008-07-28 | CTCT | Sale | 107,400 | 17.50 | 1,879,500 |
| 2008-04-30 | CTCT | Sale | 1,000,000 | 16.00 | 16,000,000 |
Table 34. Insider trading of Ensysce Biosciences, Inc. (LACQ) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2020-06-19 | LACQ | Sale | 776,290 | .00 | 0 |
Table 35. Insider trading of Alimera Sciences Inc (ALIM) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2022-02-08 | ALIM | Sale | 250,000 | 4.55 | 1,137,500 |
Table 36. Insider trading of International Securities Exchange, Inc. (ISE) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2005-03-08 | ISE | Sale | 1,673,913 | 18.00 | 30,130,434 |
Table 37. Insider trading of Prgx Global, Inc. (PRGX) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2006-09-18 | PRGX | Sale | 2,400 | 5.80 | 13,932 |
| 2006-09-15 | PRGX | Sale | 550 | 5.96 | 3,278 |
| 2006-09-14 | PRGX | Sale | 100 | 5.27 | 527 |
| 2006-09-13 | PRGX | Sale | 11,179 | 5.16 | 57,683 |
| 2006-09-11 | PRGX | Sale | 100 | 4.30 | 430 |
| 2006-09-19 | PRGX | Sale | 300 | 5.90 | 1,770 |
| 2006-10-02 | PRGX | Sale | 1,562 | 5.64 | 8,809 |
| 2006-10-03 | PRGX | Sale | 3,063 | 5.40 | 16,543 |
| 2006-09-29 | PRGX | Sale | 300 | 5.74 | 1,722 |
| 2006-10-03 | PRGX | Sale | 4,900 | 5.40 | 26,450 |
| 2006-10-04 | PRGX | Sale | 2,200 | 4.99 | 10,978 |
| 2006-10-05 | PRGX | Sale | 1,400 | 4.92 | 6,888 |
| 2006-09-05 | PRGX | Sale | 10,815 | 2.57 | 27,794 |
| 2006-09-29 | PRGX | Sale | 400 | 5.75 | 2,301 |
| 2006-09-20 | PRGX | Buy | 3,800 | 5.90 | 22,412 |
| 2006-09-21 | PRGX | Buy | 2,500 | 5.97 | 14,925 |
| 2006-09-22 | PRGX | Buy | 1,500 | 6.00 | 9,000 |
| 2006-09-25 | PRGX | Buy | 1,200 | 5.97 | 7,164 |
| 2006-09-28 | PRGX | Buy | 1,500 | 5.75 | 8,628 |
| 2006-09-29 | PRGX | Buy | 27 | 5.73 | 154 |
| 2006-09-05 | PRGX | Buy | 10,815 | 2.57 | 27,794 |
| 2006-10-03 | PRGX | Buy | 200 | 5.14 | 1,028 |
| 2006-10-02 | PRGX | Buy | 156 | 5.61 | 875 |
| 2006-10-04 | PRGX | Buy | 6,756 | 5.00 | 33,752 |
| 2006-10-04 | PRGX | Buy | 2,200 | 4.99 | 10,971 |
| 2006-09-26 | PRGX | Sale | 500 | 5.92 | 2,960 |
Table 38. Insider trading of Remec Inc (REMC) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2010-12-15 | REMC | Sale | 115,000 | .09 | 10,580 |
| 2010-12-16 | REMC | Sale | 13,200 | .09 | 1,188 |
| 2010-12-13 | REMC | Sale | 15,000 | .10 | 1,500 |
| 2010-12-14 | REMC | Sale | 100,000 | .10 | 9,500 |
| 2010-11-30 | REMC | Sale | 53,267 | .94 | 50,337 |
| 2010-11-29 | REMC | Sale | 49,798 | .95 | 47,308 |
| 2010-04-12 | REMC | Buy | 935 | .89 | 832 |
| 2010-03-15 | REMC | Buy | 13,087 | .89 | 11,581 |
| 2010-03-11 | REMC | Buy | 4,500 | .89 | 4,005 |
| 2010-02-09 | REMC | Buy | 55,200 | .87 | 48,024 |
| 2010-02-08 | REMC | Buy | 263 | .87 | 228 |
| 2010-02-03 | REMC | Buy | 46,667 | .87 | 40,600 |
| 2010-01-06 | REMC | Buy | 300,000 | .88 | 264,000 |
| 2010-01-07 | REMC | Buy | 1,340,000 | .85 | 1,139,000 |
| 2009-12-29 | REMC | Buy | 25,000 | .90 | 22,500 |
| 2009-12-21 | REMC | Buy | 892 | .88 | 784 |
| 2009-12-16 | REMC | Buy | 30,000 | .90 | 27,000 |
| 2009-12-14 | REMC | Buy | 2,500 | .88 | 2,200 |
| 2009-12-15 | REMC | Buy | 4,400 | .90 | 3,960 |
Table 39. Insider trading of Blackrock Municipal Income Investment Trust (BBF) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-08-21 | BBF | Sale | 51 | 100,000.00 | 5,100,000 |
| 2012-02-29 | BBF | Buy | 72 | 100,000.00 | 7,200,000 |
Table 40. Insider trading of Digitalglobe Inc (DGI) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2013-02-27 | DGI | Sale | 190,000 | 26.93 | 5,117,080 |
| 2010-09-21 | DGI | Sale | 6,900,000 | 30.25 | 208,725,000 |
| 2009-05-19 | DGI | Sale | 1,624,969 | 19.00 | 30,874,411 |
Table 41. Insider trading of Nuveen Insured California Dividend Advantage Municipal Fund (NKL) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-01-03 | NKL | Sale | 141 | 100,000.00 | 14,100,000 |
Table 42. Insider trading of Mfs Investment Grade Municipal Trust (CXH) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2012-09-07 | CXH | Sale | 308 | 25,000.00 | 7,700,000 |
| 2010-08-06 | CXH | Sale | 200 | 9.89 | 1,978 |
| 2008-12-09 | CXH | Buy | 200 | 5.86 | 1,172 |
Table 43. Insider trading of Premium Standard Farms, Inc. (PORK) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2005-06-17 | PORK | Sale | 2,143,077 | 12.50 | 26,788,462 |
Table 44. Insider trading of Federal Services Acquisition Corp (ATCT) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2008-09-26 | ATCT | Sale | 2,278,600 | 1.23 | 2,802,678 |
Table 45. Insider trading of Hayes Lemmerz International Inc (HAYZ) by Morgan Stanley
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2007-05-17 | HAYZ | Sale | 23,400 | 5.98 | 139,932 |
| 2007-05-08 | HAYZ | Sale | 100,000 | 5.73 | 573,000 |
| 2007-05-08 | HAYZ | Buy | 20,828 | 5.70 | 118,782 |
| 2007-05-07 | HAYZ | Buy | 7,026 | 5.84 | 41,003 |
| 2007-05-04 | HAYZ | Buy | 5,318 | 5.91 | 31,402 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Morgan Stanley
(10% Owner of Western Asset Municipal Partners Fund Inc. at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.